CURAEGIS TECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-06: Reporting owner SICONOLFI GARY A; Form 4; Security Series C Voting Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2016-02-10: Reporting owner Destler William W; Form 4; Security Series C-3 Voting Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-02-10: Reporting owner Saunders E. Philip; Form 4; Security Series C-3 Voting Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-02-10: Reporting owner BROWNE KATHLEEN A; Form 4; Security Series C-3 Voting Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-06 | SICONOLFI GARY A Director | 4 | Series C Voting Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −250,000 0 owned after | no price filed | 2016-12-08 | |
| 2016-02-10 | Destler William W Director | 4 | Series C-3 Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.25 | 2016-03-01 | |
| 2016-02-10 | Saunders E. Philip Director | 4 | Series C-3 Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400,000 400,000 owned after | $0.25 | 2016-03-01 | |
| 2016-02-10 | BROWNE KATHLEEN A Officer (CFO) | 4 | Series C-3 Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.25 | 2016-02-24 | |
| 2016-02-10 | Mills Charles N Director | 4 | Series C-3 Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $0.25 | 2016-02-23 | |
| 2016-02-10 | Kaplan Richard A Director, Officer (CEO) | 4 | Series C-3 Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +900,000 900,000 owned after | $0.25 | 2016-02-22 | |
| 2016-02-10 | Heinricy John W Director | 4 | Series C-3 Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $0.25 | 2016-02-22 | |
| 2016-02-10 | Labus Thomas J Director | 4 | Series C-3 Voting Convertible Preferred Stock Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $0.25 | 2016-02-22 | |
| 2016-02-10 | BONADIO TOM Director | 4 | Series C-3 Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +160,000 160,000 owned after | $0.25 | 2016-02-22 | |
| 2014-03-28 | GOLISANO B THOMAS 10% Owner | 4 | Series C-2 Voting Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +24,475,000 41,208,750 owned after | no price filed | 2014-03-31 | |
| 2011-09-30 holding as of filing | GOLISANO B THOMAS 10% Owner | 3 | Series C Voting Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-09-30 |