CSI Compressco LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-15: Reporting owner HERTEL GEOFFREY M; Form 4; Security Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-11-14: Reporting owner Foster Ronald J.; Form 4; Security Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-11-12: Reporting owner HERTEL GEOFFREY M; Form 4; Security Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-11-09: Reporting owner HERTEL GEOFFREY M; Form 4; Security Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-15 | HERTEL GEOFFREY M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,028 94,121 owned after | $16.30 | 2012-11-19 | |
| 2012-11-14 | Foster Ronald J. Director, Officer (President - Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 36,827 owned after | $17.00 | 2012-11-14 | |
| 2012-11-12 | HERTEL GEOFFREY M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,244 84,093 owned after | $16.18 | 2012-11-13 | |
| 2012-11-09 | HERTEL GEOFFREY M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,266 82,849 owned after | $16.21 | 2012-11-13 | |
| 2012-08-22 | WALLACE BASS C JR Officer (Asst. Secretary & Gen. Counsel) | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,387 5,000 owned after | $15.74 | 2012-08-22 | |
| 2012-08-21 | WALLACE BASS C JR Officer (Asst. Secretary & Gen. Counsel) | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +113 2,613 owned after | $15.15 | 2012-08-22 | |
| 2012-08-20 | Foster Ronald J. Director, Officer (President - Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 36,327 owned after | $15.19 | 2012-08-21 | |
| 2012-06-06 | HERTEL GEOFFREY M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,060 79,583 owned after | $13.00 | 2012-06-06 | |
| 2012-06-05 | HERTEL GEOFFREY M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 73,523 owned after | $12.85 | 2012-06-06 | |
| 2012-05-27 | SULLIVAN WILLIAM D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,508 22,511 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | LARSON JAMES R Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,260 8,362 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | HERTEL GEOFFREY M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,508 73,023 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | Harrison D Frank Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,884 5,352 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | Vanhooser Sheri Officer (Vice President Marketing & Dev) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,696 14,000 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | Sylvester Kenneth R Officer (Vice President Product Ops) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,696 6,337 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,696 7,696 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | Foster Ronald J. Director, Officer (President - Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,920 35,327 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | Brickman Larry W. Officer (Vice President Field Services) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,696 12,500 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | Book Kevin Officer (Vice President, International) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,696 12,800 owned after | $0.00 | 2012-05-30 | |
| 2012-05-15 | SULLIVAN WILLIAM D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,900 18,003 owned after | $13.45 | 2012-05-16 | |
| 2012-05-14 | SULLIVAN WILLIAM D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +103 13,103 owned after | $13.10 | 2012-05-15 | |
| 2012-05-10 | HERTEL GEOFFREY M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 52,200 owned after | $12.80 | 2012-05-14 | |
| 2012-05-10 | HERTEL GEOFFREY M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16,315 68,515 owned after | $13.00 | 2012-05-14 | |
| 2012-04-26 holding as of filing | Rounsavall James P. Officer (Chief Financial Officer) | 3 | Common Units representing limited partner interests Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2012-04-26 | |
| 2012-04-19 | Harrison D Frank Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +468 468 owned after | $0.00 | 2012-04-20 | |
| 2012-01-04 | Vanhooser Sheri Officer (Vice President Marketing & Dev) | 4 | Common Units representing limited partner interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,196 10,304 owned after | $15.05 | 2012-01-05 | |
| 2012-01-04 | Sylvester Kenneth R Officer (Vice President Product Ops) | 4 | Common Units representing limited partner interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −359 2,641 owned after | $15.05 | 2012-01-05 | |
| 2012-01-04 | McBride Gary L. Officer (Chief Financial Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,196 10,804 owned after | $15.05 | 2012-01-05 | |
| 2012-01-04 | Foster Ronald J. Officer (President - Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,513 27,407 owned after | $15.05 | 2012-01-05 | |
| 2012-01-04 | Brickman Larry W. Officer (Vice President Field Services) | 4 | Common Units representing limited partner interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,196 8,804 owned after | $15.05 | 2012-01-05 | |
| 2012-01-04 | Book Kevin Officer (Vice President, International) | 4 | Common Units representing limited partner interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,196 9,104 owned after | $15.05 | 2012-01-05 |