CSI Compressco LP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows, 39 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-08: Reporting owner TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | COMPRESSCO INC | CSI Compressco GP Inc; Form 4; Security Series A Convertible Preferred Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-07-08: Reporting owner CSI Compressco GP Inc | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | COMPRESSCO INC; Form 4; Security Series A Convertible Preferred Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-06-10: Reporting owner Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | COMPRESSCO INC | CSI Compressco GP Inc; Form 4; Security Series A Convertible Preferred Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-15: Reporting owner COMPRESSCO INC | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc; Form 4; Security Series A Convertible Preferred Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-08 | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | COMPRESSCO INC | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,205 0 owned after | $11.43 | 2019-08-08 | |
| 2019-07-08 | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,205 47,205 owned after | $11.43 | 2019-07-09 | |
| 2019-06-10 | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | COMPRESSCO INC | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,205 94,409 owned after | $11.43 | 2019-06-11 | |
| 2019-05-15 | COMPRESSCO INC | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,529 141,614 owned after | $11.43 | 2019-05-16 | |
| 2019-05-08 | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,695 134,085 owned after | $11.43 | 2019-05-08 | |
| 2019-04-08 | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | COMPRESSCO INC | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,695 178,780 owned after | $11.43 | 2019-04-10 | |
| 2019-03-08 | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,695 223,475 owned after | $11.43 | 2019-03-12 | |
| 2019-02-14 | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | COMPRESSCO INC | Compressco Field Services, L.L.C. | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,746 268,170 owned after | $11.43 | 2019-02-15 | |
| 2019-02-08 | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,904 257,424 owned after | $11.43 | 2019-02-13 | |
| 2019-01-08 | TETRA TECHNOLOGIES INC | COMPRESSCO INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,904 300,328 owned after | $11.43 | 2019-01-10 | |
| 2018-12-10 | CSI Compressco GP Inc | COMPRESSCO INC | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,904 343,232 owned after | $11.43 | 2018-12-12 | |
| 2018-11-14 | Compressco Field Services, L.L.C. | COMPRESSCO INC | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,759 386,136 owned after | $11.43 | 2018-11-16 | |
| 2018-11-08 | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,375 372,377 owned after | $11.43 | 2018-11-13 | |
| 2018-10-08 | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | COMPRESSCO INC | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,375 413,752 owned after | $11.43 | 2018-10-10 | |
| 2018-09-10 | COMPRESSCO INC | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,375 455,127 owned after | $11.43 | 2018-09-12 | |
| 2018-08-14 | Compressco Field Services, L.L.C. | COMPRESSCO INC | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,524 496,502 owned after | $11.43 | 2018-08-16 | |
| 2018-08-08 | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | COMPRESSCO INC | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,998 479,978 owned after | $11.43 | 2018-08-10 | |
| 2018-07-09 | COMPRESSCO INC | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,998 519,977 owned after | $11.43 | 2018-07-10 | |
| 2018-06-08 | COMPRESSCO INC | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,998 559,975 owned after | $11.43 | 2018-06-11 | |
| 2018-05-15 | COMPRESSCO INC | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,137 599,973 owned after | $11.43 | 2018-05-16 | |
| 2018-05-08 | COMPRESSCO INC | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,722 580,836 owned after | $11.43 | 2018-05-09 | |
| 2018-04-09 | TETRA TECHNOLOGIES INC | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,722 619,558 owned after | $11.43 | 2018-04-10 | |
| 2018-03-08 | TETRA TECHNOLOGIES INC | COMPRESSCO INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,722 658,281 owned after | $11.43 | 2018-03-09 | |
| 2018-02-14 | TETRA TECHNOLOGIES INC | CSI Compressco GP Inc | COMPRESSCO INC | Compressco Field Services, L.L.C. | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,628 697,003 owned after | $11.43 | 2018-02-16 | |
| 2018-02-08 | CSI Compressco GP Inc | COMPRESSCO INC | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,521 675,375 owned after | $11.43 | 2018-02-12 | |
| 2018-01-08 | COMPRESSCO INC | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,521 712,896 owned after | $11.43 | 2018-01-09 | |
| 2017-12-08 | COMPRESSCO INC | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,521 750,417 owned after | $11.43 | 2017-12-12 | |
| 2017-11-14 | TETRA TECHNOLOGIES INC | COMPRESSCO INC | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,736 787,938 owned after | $11.43 | 2017-11-16 | |
| 2017-11-08 | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | COMPRESSCO INC | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,438 765,202 owned after | $11.43 | 2017-11-09 | |
| 2017-10-09 | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,438 801,640 owned after | $11.43 | 2017-10-10 | |
| 2017-08-14 | COMPRESSCO INC | Compressco Field Services, L.L.C. | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,154 838,078 owned after | $11.43 | 2017-08-16 | |
| 2017-06-08 | COMPRESSCO INC | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | CSI Compressco GP Inc | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,343 814,924 owned after | $11.43 | 2017-06-12 | |
| 2017-05-15 | Compressco Field Services, L.L.C. | TETRA TECHNOLOGIES INC | CSI Compressco GP Inc | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,561 846,267 owned after | $11.43 | 2017-05-16 | |
| 2017-05-08 | TETRA TECHNOLOGIES INC | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,434 821,706 owned after | $11.43 | 2017-05-10 | |
| 2017-04-08 | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | COMPRESSCO INC | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,434 852,140 owned after | $11.43 | 2017-04-11 | |
| 2017-03-08 | CSI Compressco GP Inc | Compressco Field Services, L.L.C. | COMPRESSCO INC | TETRA TECHNOLOGIES INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,434 882,573 owned after | $11.43 | 2017-03-10 | |
| 2017-02-14 | CSI Compressco GP Inc | TETRA TECHNOLOGIES INC | COMPRESSCO INC | Compressco Field Services, L.L.C. | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,255 913,007 owned after | $11.43 | 2017-02-16 | |
| 2016-11-14 | TETRA TECHNOLOGIES INC | Compressco Field Services, L.L.C. | COMPRESSCO INC | CSI Compressco GP Inc Other (Director by Deputization (1)) | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,861 888,752 owned after | $11.43 | 2016-11-14 | |
| 2016-08-08 | TETRA TECHNOLOGIES INC | CSI Compressco GP Inc | Compressco Field Services Inc. | COMPRESSCO INC | | | | 4 | Series A Convertible Preferred Units Derivative · Indirect · see footnotes | P Open market or private purchase of non-derivative or derivative security | +874,891 874,891 owned after | $11.43 | 2016-09-14 |