CSI Compressco LP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 67 rows, 67 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-27: Reporting owner Foster Ronald J.; Form 4; Security Dividend Equivalent Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-04: Reporting owner SULLIVAN WILLIAM D; Form 4/A; Security Dividend Equivalent Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-04: Reporting owner Speer Anthony D.; Form 4/A; Security Dividend Equivalent Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-04: Reporting owner LARSON JAMES R; Form 4/A; Security Dividend Equivalent Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-27 | Foster Ronald J. Officer (SR VP Sales & Marketing) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,603 0 owned after | $0.00 | 2016-06-03 | |
| 2016-05-04 | SULLIVAN WILLIAM D Director | 4/A | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +204 0 owned after | $0.00 | 2016-09-07 | |
| 2016-05-04 | Speer Anthony D. Officer (VP Manufacturing) | 4/A | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +110 0 owned after | $0.00 | 2016-09-07 | |
| 2016-05-04 | LARSON JAMES R Director | 4/A | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +239 0 owned after | $0.00 | 2016-09-07 | |
| 2016-05-04 | Knox Timothy A. Director, Officer (President) | 4/A | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +558 0 owned after | $0.00 | 2016-09-07 | |
| 2016-05-04 | Harrison D Frank Director | 4/A | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +222 0 owned after | $0.00 | 2016-09-07 | |
| 2016-05-04 | Foster Ronald J. Officer (SR VP Sales & Marketing) | 4/A | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +188 0 owned after | $0.00 | 2016-09-07 | |
| 2016-05-04 | COOMBS PAUL D Director | 4/A | Dividend Equivalent Rigths Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +204 0 owned after | $0.00 | 2016-09-07 | |
| 2016-05-04 | Benge Charles B. Officer (VP Operations) | 4/A | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +148 0 owned after | $0.00 | 2016-09-07 | |
| 2016-05-04 | Knox Timothy A. Director, Officer (President) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −437 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-04 | SULLIVAN WILLIAM D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −160 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-04 | Speer Anthony D. Officer (VP Manufacturing) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-04 | LARSON JAMES R Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −187 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-04 | Harrison D Frank Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −174 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-04 | Foster Ronald J. Officer (SR VP Sales & Marketing) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −147 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-04 | COOMBS PAUL D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −160 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-04 | Benge Charles B. Officer (VP Operations) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −116 0 owned after | $0.00 | 2016-05-16 | |
| 2016-03-07 | Foster Ronald J. Officer (SR VP Sales & Marketing) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,243 0 owned after | $0.00 | 2016-03-17 | |
| 2015-05-27 | SULLIVAN WILLIAM D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −154 0 owned after | $0.00 | 2015-05-29 | |
| 2015-05-27 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −395 0 owned after | $0.00 | 2015-05-29 | |
| 2015-05-27 | LARSON JAMES R Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −180 0 owned after | $0.00 | 2015-05-29 | |
| 2015-05-27 | Harrison D Frank Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −167 0 owned after | $0.00 | 2015-05-29 | |
| 2015-05-27 | Foster Ronald J. Director, Officer (SVP and Chief Mktng Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −893 0 owned after | $0.00 | 2015-05-29 | |
| 2015-05-27 | COOMBS PAUL D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −154 0 owned after | $0.00 | 2015-05-29 | |
| 2015-05-27 | Book Kevin Officer (Vice President, International) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −366 0 owned after | $0.00 | 2015-05-29 | |
| 2015-03-15 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34 0 owned after | $0.00 | 2015-05-29 | |
| 2015-03-15 | Foster Ronald J. Director, Officer (SVP and Chief Mktng Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −82 0 owned after | $0.00 | 2015-05-29 | |
| 2015-03-15 | Book Kevin Officer (Vice President, International) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31 0 owned after | $0.00 | 2015-05-29 | |
| 2015-01-04 | SULLIVAN WILLIAM D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51 0 owned after | $0.00 | 2015-05-29 | |
| 2015-01-04 | LARSON JAMES R Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60 0 owned after | $0.00 | 2015-05-29 | |
| 2015-01-04 | Harrison D Frank Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56 0 owned after | $0.00 | 2015-05-29 | |
| 2015-01-04 | COOMBS PAUL D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51 0 owned after | $0.00 | 2015-05-29 | |
| 2014-05-27 | Vanhooser Sheri Officer (Vice President Marketing & Dev) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −172 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | SULLIVAN WILLIAM D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −166 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | LARSON JAMES R Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | Harrison D Frank Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | Foster Ronald J. Director, Officer (President - Compressco) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −369 0 owned after | $0.00 | 2014-05-29 | |
| 2014-05-27 | Book Kevin Officer (Vice President, International) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −156 0 owned after | $0.00 | 2014-05-29 | |
| 2014-01-31 | Vanhooser Sheri Officer (Vice President Marketing & Dev) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2 0 owned after | $0.00 | 2014-02-04 | |
| 2014-01-31 | Sylvester Kenneth R Officer (Vice President Product Ops) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2 0 owned after | $0.00 | 2014-02-04 | |
| 2014-01-31 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2 0 owned after | $0.00 | 2014-02-04 | |
| 2014-01-31 | Foster Ronald J. Director, Officer (President - Compressco) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7 0 owned after | $0.00 | 2014-02-04 | |
| 2014-01-31 | Book Kevin Officer (Vice President, International) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2 0 owned after | $0.00 | 2014-02-04 | |
| 2014-01-04 | SULLIVAN WILLIAM D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42 0 owned after | $0.00 | 2014-01-06 | |
| 2014-01-04 | LARSON JAMES R Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50 0 owned after | $0.00 | 2014-01-06 | |
| 2014-01-04 | HERTEL GEOFFREY M Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42 0 owned after | $0.00 | 2014-01-06 | |
| 2014-01-04 | Harrison D Frank Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46 0 owned after | $0.00 | 2014-01-06 | |
| 2013-05-27 | Vanhooser Sheri Officer (Vice President Marketing & Dev) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-27 | Sylvester Kenneth R Officer (Vice President Product Ops) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-27 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-27 | Foster Ronald J. Director, Officer (President - Compressco) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −142 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-27 | Book Kevin Officer (Vice President, International) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66 0 owned after | $0.00 | 2013-05-29 | |
| 2013-05-27 | SULLIVAN WILLIAM D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120 0 owned after | $0.00 | 2013-05-28 | |
| 2013-05-27 | LARSON JAMES R Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140 0 owned after | $0.00 | 2013-05-28 | |
| 2013-05-27 | HERTEL GEOFFREY M Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120 0 owned after | $0.00 | 2013-05-28 | |
| 2013-05-27 | Harrison D Frank Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −130 0 owned after | $0.00 | 2013-05-28 | |
| 2013-01-04 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | Vanhooser Sheri Officer (Vice President Marketing & Dev) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | Sylvester Kenneth R Officer (Vice President Product Ops) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | SULLIVAN WILLIAM D Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | LARSON JAMES R Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | HERTEL GEOFFREY M Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | Harrison D Frank Director | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | Foster Ronald J. Director, Officer (President - Compressco) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −147 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | Brickman Larry W. Officer (Vice President Field Services) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68 0 owned after | $0.00 | 2013-01-08 | |
| 2013-01-04 | Book Kevin Officer (Vice President, International) | 4 | Dividend Equivalent Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68 0 owned after | $0.00 | 2013-01-08 |