Coupa Software Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 86 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-17: Reporting owner BERNSHTEYN ROBERT; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-17: Reporting owner Ford Todd R; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-12: Reporting owner Tiscornia Anthony D; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-12: Reporting owner Tiscornia Anthony D; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 605,620 owned after | $2.32 exercise price | 2018-12-19 | |
| 2018-12-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 99,899 owned after | $5.52 exercise price | 2018-12-19 | |
| 2018-12-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 1,563 owned after | $3.92 exercise price | 2018-12-14 | |
| 2018-12-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261 3,646 owned after | $7.88 exercise price | 2018-12-14 | |
| 2018-12-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 238,057 owned after | $13.04 exercise price | 2018-12-14 | |
| 2018-12-06 | Stansbury Henry Tayloe Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 149,662 owned after | $5.52 exercise price | 2018-12-07 | |
| 2018-12-06 | SIBONI ROGER S Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,591 60,523 owned after | $2.72 exercise price | 2018-12-07 | |
| 2018-11-30 | Riggs Mark Officer (Chief Customer Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −644 22,557 owned after | $35.43 exercise price | 2018-11-30 | |
| 2018-11-19 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 668,845 owned after | $2.32 exercise price | 2018-11-21 | |
| 2018-11-19 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 112,399 owned after | $5.52 exercise price | 2018-11-21 | |
| 2018-11-16 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,668 249,393 owned after | $13.04 exercise price | 2018-11-16 | |
| 2018-11-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,668 255,061 owned after | $13.04 exercise price | 2018-11-14 | |
| 2018-11-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 2,084 owned after | $3.92 exercise price | 2018-11-14 | |
| 2018-11-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 3,907 owned after | $7.88 exercise price | 2018-11-14 | |
| 2018-10-31 | Riggs Mark Officer (Chief Customer Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,734 23,201 owned after | $35.43 exercise price | 2018-11-02 | |
| 2018-10-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 124,899 owned after | $5.52 exercise price | 2018-10-19 | |
| 2018-10-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,795 0 owned after | $0.76 exercise price | 2018-10-19 | |
| 2018-10-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,430 732,070 owned after | $2.32 exercise price | 2018-10-19 | |
| 2018-10-16 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,668 260,729 owned after | $13.04 exercise price | 2018-10-16 | |
| 2018-10-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −520 2,605 owned after | $3.92 exercise price | 2018-10-16 | |
| 2018-10-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −261 4,167 owned after | $7.88 exercise price | 2018-10-16 | |
| 2018-10-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,668 266,397 owned after | $13.04 exercise price | 2018-10-16 | |
| 2018-09-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 22,795 owned after | $0.76 exercise price | 2018-09-18 | |
| 2018-09-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 137,399 owned after | $5.52 exercise price | 2018-09-18 | |
| 2018-09-13 holding as of filing | Riggs Mark Officer (Chief Customer Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $35.43 exercise price | 2018-09-13 | ||
| 2018-09-13 holding as of filing | Riggs Mark Officer (Chief Customer Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $48.47 exercise price | 2018-09-13 | ||
| 2018-09-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 3,125 owned after | $3.92 exercise price | 2018-09-14 | |
| 2018-09-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 4,428 owned after | $7.88 exercise price | 2018-09-14 | |
| 2018-09-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 272,065 owned after | $13.04 exercise price | 2018-09-14 | |
| 2018-09-04 | Thakur Ravi Officer (SVP, Business Accel.) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 44,839 owned after | $0.76 exercise price | 2018-09-06 | |
| 2018-08-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 86,020 owned after | $0.76 exercise price | 2018-08-20 | |
| 2018-08-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 149,899 owned after | $5.52 exercise price | 2018-08-20 | |
| 2018-08-13 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 283,401 owned after | $13.04 exercise price | 2018-08-13 | |
| 2018-08-13 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 3,646 owned after | $3.92 exercise price | 2018-08-13 | |
| 2018-08-13 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 4,688 owned after | $7.88 exercise price | 2018-08-13 | |
| 2018-08-10 | Thakur Ravi Officer (SVP, Business Accel.) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 51,250 owned after | $2.32 exercise price | 2018-08-13 | |
| 2018-08-01 | Thakur Ravi Officer (SVP, Business Accel.) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 54,839 owned after | $0.76 exercise price | 2018-08-03 | |
| 2018-07-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 162,399 owned after | $5.52 exercise price | 2018-07-19 | |
| 2018-07-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 149,245 owned after | $0.76 exercise price | 2018-07-19 | |
| 2018-07-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 4,167 owned after | $3.92 exercise price | 2018-07-13 | |
| 2018-07-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261 4,948 owned after | $7.88 exercise price | 2018-07-13 | |
| 2018-07-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 294,737 owned after | $13.04 exercise price | 2018-07-13 | |
| 2018-07-02 | Thakur Ravi Officer (SVP, Business Accel.) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 64,839 owned after | $0.76 exercise price | 2018-07-03 | |
| 2018-06-18 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 174,899 owned after | $5.52 exercise price | 2018-06-19 | |
| 2018-06-18 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 212,470 owned after | $0.76 exercise price | 2018-06-19 | |
| 2018-06-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 306,073 owned after | $13.04 exercise price | 2018-06-13 | |
| 2018-06-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 4,688 owned after | $3.92 exercise price | 2018-06-13 | |
| 2018-06-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 5,209 owned after | $7.88 exercise price | 2018-06-13 | |
| 2018-06-06 | SIBONI ROGER S Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,202 77,114 owned after | $2.72 exercise price | 2018-06-11 | |
| 2018-06-06 | Thakur Ravi Officer (Senior Vice Pres., Services) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 74,839 owned after | $0.76 exercise price | 2018-06-11 | |
| 2018-05-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 187,399 owned after | $5.52 exercise price | 2018-05-18 | |
| 2018-05-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 275,695 owned after | $0.76 exercise price | 2018-05-18 | |
| 2018-05-14 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 5,209 owned after | $3.92 exercise price | 2018-05-15 | |
| 2018-05-14 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261 5,469 owned after | $7.88 exercise price | 2018-05-15 | |
| 2018-05-14 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 317,409 owned after | $13.04 exercise price | 2018-05-15 | |
| 2018-04-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 338,920 owned after | $0.76 exercise price | 2018-04-18 | |
| 2018-04-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 199,899 owned after | $5.52 exercise price | 2018-04-18 | |
| 2018-04-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 328,745 owned after | $13.04 exercise price | 2018-04-16 | |
| 2018-04-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −520 5,730 owned after | $3.92 exercise price | 2018-04-13 | |
| 2018-04-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 5,730 owned after | $7.88 exercise price | 2018-04-13 | |
| 2018-04-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −520 5,730 owned after | $3.92 exercise price | 2018-04-13 | |
| 2018-04-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 5,730 owned after | $7.88 exercise price | 2018-04-13 | |
| 2018-03-20 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,527 20,527 owned after | $48.47 exercise price | 2018-03-22 | |
| 2018-03-20 | Thakur Ravi Officer (SVP, Business Accel.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,948 10,948 owned after | $48.47 exercise price | 2018-03-22 | |
| 2018-03-20 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +334,742 334,742 owned after | $48.47 exercise price | 2018-03-22 | |
| 2018-03-20 | Ford Todd R Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,423 68,423 owned after | $48.47 exercise price | 2018-03-22 | |
| 2018-03-19 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,500 212,399 owned after | $5.52 exercise price | 2018-03-20 | |
| 2018-03-16 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 312,899 owned after | $5.52 exercise price | 2018-03-20 | |
| 2018-03-16 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 402,145 owned after | $0.76 exercise price | 2018-03-20 | |
| 2018-03-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 6,250 owned after | $3.92 exercise price | 2018-03-14 | |
| 2018-03-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 5,990 owned after | $7.88 exercise price | 2018-03-14 | |
| 2018-03-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 340,081 owned after | $13.04 exercise price | 2018-03-14 | |
| 2018-03-01 | Thakur Ravi Officer (SVP, Business Acceleration) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,240 114,839 owned after | $0.76 exercise price | 2018-03-02 | |
| 2018-02-16 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,225 465,370 owned after | $0.76 exercise price | 2018-02-21 | |
| 2018-02-16 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 324,899 owned after | $5.52 exercise price | 2018-02-21 | |
| 2018-02-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 351,417 owned after | $13.04 exercise price | 2018-02-13 | |
| 2018-02-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261 6,250 owned after | $7.88 exercise price | 2018-02-13 | |
| 2018-02-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 6,771 owned after | $3.92 exercise price | 2018-02-13 | |
| 2018-02-01 | Thakur Ravi Officer (Senior Vice Pres., Services) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,240 126,079 owned after | $0.76 exercise price | 2018-02-05 | |
| 2018-01-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 336,899 owned after | $5.52 exercise price | 2018-01-18 | |
| 2018-01-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,121 0 owned after | $0.20 exercise price | 2018-01-18 | |
| 2018-01-17 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,104 528,595 owned after | $0.76 exercise price | 2018-01-18 | |
| 2018-01-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 362,753 owned after | $13.04 exercise price | 2018-01-17 | |
| 2018-01-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 7,292 owned after | $3.92 exercise price | 2018-01-17 | |
| 2018-01-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 6,511 owned after | $7.88 exercise price | 2018-01-17 | |
| 2018-01-02 | Thakur Ravi Officer (Senior Vice Pres., Services) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560 137,319 owned after | $0.76 exercise price | 2018-01-03 |