Coupa Software Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 120 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-10-12: Reporting owner Irwin Michael Scott; Form 4/A; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2016-10-12: Reporting owner Irwin Michael Scott; Form 4/A; Security Series D Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2016-10-12: Reporting owner Irwin Michael Scott; Form 4/A; Security Series E Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2016-10-12: Reporting owner Irwin Michael Scott; Form 4/A; Security Series F Convertible Preferred Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −2,845,440 0 owned after | $1.28 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series D Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −1,093,858 0 owned after | $1.35 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series E Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −721,407 0 owned after | $3.11 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series F Convertible Preferred Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −299,668 0 owned after | $8.09 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series G Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −97,604 0 owned after | $16.72 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −88,831 0 owned after | $1.28 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series D Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −34,149 0 owned after | $1.35 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series E Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −22,521 0 owned after | $3.11 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series F Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −9,355 0 owned after | $8.09 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4/A | Series G Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −3,046 0 owned after | $16.72 exercise price | 2017-04-13 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −2,845,440 0 owned after | $1.28 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −1,093,858 0 owned after | $1.35 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −721,407 0 owned after | $3.11 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series F Convertible Preferred Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −299,668 0 owned after | $8.09 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −97,604 0 owned after | $16.72 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −88,831 0 owned after | $1.28 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −34,149 0 owned after | $1.35 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −22,521 0 owned after | $3.11 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −9,355 0 owned after | $8.09 exercise price | 2016-10-14 | |
| 2016-10-12 | Irwin Michael Scott 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −3,046 0 owned after | $16.72 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −2,845,440 0 owned after | $1.28 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −1,093,858 0 owned after | $1.35 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −721,407 0 owned after | $3.11 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −299,668 0 owned after | $8.09 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −97,604 0 owned after | $16.72 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −88,831 0 owned after | $1.28 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −34,149 0 owned after | $1.35 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −22,521 0 owned after | $3.11 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −9,355 0 owned after | $8.09 exercise price | 2016-10-14 | |
| 2016-10-12 | El Dorado Ventures VII, LLC | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −3,046 0 owned after | $16.72 exercise price | 2016-10-14 | |
| 2016-10-12 | Ninth MDV Partners, L.L.C. | FEIBER JONATHAN D | Ericson William W. | MDV IX LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P. | C Conversion of derivative security | −5,546,449 0 owned after | $1.35 exercise price | 2016-10-14 | |
| 2016-10-12 | Ninth MDV Partners, L.L.C. | FEIBER JONATHAN D | Ericson William W. | MDV IX LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P. | C Conversion of derivative security | −1,015,725 0 owned after | $3.11 exercise price | 2016-10-14 | |
| 2016-10-12 | Ninth MDV Partners, L.L.C. | FEIBER JONATHAN D | Ericson William W. | MDV IX LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P. | C Conversion of derivative security | −86,526 0 owned after | $8.09 exercise price | 2016-10-14 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −2,845,440 0 owned after | $1.28 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −1,093,858 0 owned after | $1.35 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −721,407 0 owned after | $3.11 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −299,668 0 owned after | $8.09 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | C Conversion of derivative security | −97,604 0 owned after | $16.72 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −88,831 0 owned after | $1.28 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −34,149 0 owned after | $1.35 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −22,521 0 owned after | $3.11 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −9,355 0 owned after | $8.09 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By El Dorado Technology '05 L.P. | C Conversion of derivative security | −3,046 0 owned after | $16.72 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Rally Ventures Fund I, L.P. | C Conversion of derivative security | −189,750 0 owned after | $8.09 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By Rally Ventures Fund I, L.P. | C Conversion of derivative security | −37,141 0 owned after | $16.72 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Rally Technology Partners Fund I, L.P. | C Conversion of derivative security | −57,468 0 owned after | $8.09 exercise price | 2016-10-13 | |
| 2016-10-12 | Beeler Charles Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By Rally Technology Partners Fund I, L.P. | C Conversion of derivative security | −11,248 0 owned after | $16.72 exercise price | 2016-10-13 | |
| 2016-10-12 | TABORS R DAVID | Battery Ventures VIII lp | Lee Roger H | CROTTY THOMAS J | FRISBIE RICHARD D | Battery Partners VIII, LLC | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | TOBIN SCOTT R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −36,030 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | TABORS R DAVID | Battery Ventures VIII lp | Lee Roger H | CROTTY THOMAS J | FRISBIE RICHARD D | Battery Partners VIII, LLC | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | TOBIN SCOTT R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −839,552 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | TABORS R DAVID | Battery Ventures VIII lp | Lee Roger H | CROTTY THOMAS J | FRISBIE RICHARD D | Battery Partners VIII, LLC | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | TOBIN SCOTT R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −1,432,578 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | TABORS R DAVID | Battery Ventures VIII lp | Lee Roger H | CROTTY THOMAS J | FRISBIE RICHARD D | Battery Partners VIII, LLC | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | TOBIN SCOTT R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −1,164,075 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | TABORS R DAVID | Battery Ventures VIII lp | Lee Roger H | CROTTY THOMAS J | FRISBIE RICHARD D | Battery Partners VIII, LLC | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | TOBIN SCOTT R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −767,715 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | TABORS R DAVID | Battery Ventures VIII lp | Lee Roger H | CROTTY THOMAS J | FRISBIE RICHARD D | Battery Partners VIII, LLC | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | TOBIN SCOTT R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −1,087,762 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | TABORS R DAVID | Battery Ventures VIII lp | Lee Roger H | CROTTY THOMAS J | FRISBIE RICHARD D | Battery Partners VIII, LLC | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | TOBIN SCOTT R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −150,954 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | Agrawal Neeraj Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −36,030 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | Agrawal Neeraj Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −839,552 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | Agrawal Neeraj Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −1,432,578 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | Agrawal Neeraj Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −1,164,075 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | Agrawal Neeraj Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −767,715 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | Agrawal Neeraj Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −1,087,762 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | Agrawal Neeraj Director, 10% Owner | 4 | Series G Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −150,954 0 owned after | $0.00 | 2016-10-13 | |
| 2016-10-12 | Malloy John Arthur | BRV Opportunities Fund GP, LLC | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | Ebinger Jonathan | BlueRun Ventures L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | C Conversion of derivative security | −536,315 0 owned after | $0.00 | 2016-10-12 | |
| 2016-10-12 | Malloy John Arthur | BRV Opportunities Fund GP, LLC | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | Ebinger Jonathan | BlueRun Ventures L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | C Conversion of derivative security | −279,850 0 owned after | $0.00 | 2016-10-12 | |
| 2016-10-12 | Malloy John Arthur | BRV Opportunities Fund GP, LLC | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | Ebinger Jonathan | BlueRun Ventures L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | C Conversion of derivative security | −1,501,693 0 owned after | $0.00 | 2016-10-12 | |
| 2016-10-12 | Malloy John Arthur | BRV Opportunities Fund GP, LLC | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | Ebinger Jonathan | BlueRun Ventures L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | C Conversion of derivative security | −1,035,787 0 owned after | $0.00 | 2016-10-12 | |
| 2016-10-12 | Malloy John Arthur | BRV Opportunities Fund GP, LLC | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | Ebinger Jonathan | BlueRun Ventures L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | C Conversion of derivative security | −683,109 0 owned after | $0.00 | 2016-10-12 | |
| 2016-10-12 | Malloy John Arthur | BRV Opportunities Fund GP, LLC | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | Ebinger Jonathan | BlueRun Ventures L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | C Conversion of derivative security | −618,047 0 owned after | $0.00 | 2016-10-12 | |
| 2016-10-06 holding as of filing | BRV Opportunities Fund, L.P. | BRV Partners, L.L.C. | BlueRun Ventures L P | Malloy John Arthur | BRV Opportunities Fund GP, LLC | Ebinger Jonathan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-06 | ||
| 2016-10-06 holding as of filing | BRV Opportunities Fund, L.P. | BRV Partners, L.L.C. | BlueRun Ventures L P | Malloy John Arthur | BRV Opportunities Fund GP, LLC | Ebinger Jonathan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series B Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-06 | ||
| 2016-10-06 holding as of filing | BRV Opportunities Fund, L.P. | BRV Partners, L.L.C. | BlueRun Ventures L P | Malloy John Arthur | BRV Opportunities Fund GP, LLC | Ebinger Jonathan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series C Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-06 | ||
| 2016-10-06 holding as of filing | BRV Opportunities Fund, L.P. | BRV Partners, L.L.C. | BlueRun Ventures L P | Malloy John Arthur | BRV Opportunities Fund GP, LLC | Ebinger Jonathan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series D Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-06 | ||
| 2016-10-06 holding as of filing | BRV Opportunities Fund, L.P. | BRV Partners, L.L.C. | BlueRun Ventures L P | Malloy John Arthur | BRV Opportunities Fund GP, LLC | Ebinger Jonathan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series E Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-06 | ||
| 2016-10-06 holding as of filing | BRV Opportunities Fund, L.P. | BRV Partners, L.L.C. | BlueRun Ventures L P | Malloy John Arthur | BRV Opportunities Fund GP, LLC | Ebinger Jonathan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series F Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-06 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · El Dorado Ventures VII L.P. | Holding | $1.28 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · El Dorado Ventures VII L.P. | Holding | $1.35 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · El Dorado Ventures VII L.P. | Holding | $3.11 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · El Dorado Ventures VII L.P. | Holding | $8.09 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Convertible Preferred Stock Derivative · Indirect · El Dorado Ventures VII L.P. | Holding | $16.72 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · El Dorado Technology '05 L.P. | Holding | $1.28 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · El Dorado Technology '05 L.P. | Holding | $1.35 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · El Dorado Technology '05 L.P. | Holding | $3.11 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · El Dorado Technology '05 L.P. | Holding | $8.09 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | El Dorado Ventures VII, LLC | Irwin Michael Scott | Peterson Thomas H | EL DORADO TECHNOLOGY 05 LP | EL Dorado Ventures VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Convertible Preferred Stock Derivative · Indirect · El Dorado Technology '05 L.P. | Holding | $16.72 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | Ericson William W. | Ninth MDV Partners, L.L.C. | MDV IX LP | FEIBER JONATHAN D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P. | Holding | $1.35 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | Ericson William W. | Ninth MDV Partners, L.L.C. | MDV IX LP | FEIBER JONATHAN D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P. | Holding | $3.11 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | Ericson William W. | Ninth MDV Partners, L.L.C. | MDV IX LP | FEIBER JONATHAN D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P. | Holding | $8.09 exercise price | 2016-10-05 | ||
| 2016-10-05 holding as of filing | CROTTY THOMAS J | TABORS R DAVID | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | Lee Roger H | TOBIN SCOTT R | Battery Partners VIII, LLC | FRISBIE RICHARD D | Battery Ventures VIII lp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | CROTTY THOMAS J | TABORS R DAVID | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | Lee Roger H | TOBIN SCOTT R | Battery Partners VIII, LLC | FRISBIE RICHARD D | Battery Ventures VIII lp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | CROTTY THOMAS J | TABORS R DAVID | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | Lee Roger H | TOBIN SCOTT R | Battery Partners VIII, LLC | FRISBIE RICHARD D | Battery Ventures VIII lp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | CROTTY THOMAS J | TABORS R DAVID | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | Lee Roger H | TOBIN SCOTT R | Battery Partners VIII, LLC | FRISBIE RICHARD D | Battery Ventures VIII lp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | CROTTY THOMAS J | TABORS R DAVID | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | Lee Roger H | TOBIN SCOTT R | Battery Partners VIII, LLC | FRISBIE RICHARD D | Battery Ventures VIII lp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | CROTTY THOMAS J | TABORS R DAVID | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | Lee Roger H | TOBIN SCOTT R | Battery Partners VIII, LLC | FRISBIE RICHARD D | Battery Ventures VIII lp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | CROTTY THOMAS J | TABORS R DAVID | Battery Management Corp. | BROWN MICHAEL MAURICE | LAWLER KENNETH P | Lee Roger H | TOBIN SCOTT R | Battery Partners VIII, LLC | FRISBIE RICHARD D | Battery Ventures VIII lp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Convertible Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | BlueRun Ventures L P | Ebinger Jonathan | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | BRV Opportunities Fund GP, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | BlueRun Ventures L P | Ebinger Jonathan | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | BRV Opportunities Fund GP, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | BlueRun Ventures L P | Ebinger Jonathan | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | BRV Opportunities Fund GP, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | BlueRun Ventures L P | Ebinger Jonathan | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | BRV Opportunities Fund GP, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | BlueRun Ventures L P | Ebinger Jonathan | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | BRV Opportunities Fund GP, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | BlueRun Ventures L P | Ebinger Jonathan | BRV Partners, L.L.C. | BRV Opportunities Fund, L.P. | BRV Opportunities Fund GP, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Bluerun Ventures, L.P. | Holding | no price filed | 2016-10-05 | ||
| 2016-10-05 holding as of filing | Beeler Charles Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By El Dorado Ventures VII L.P. | Holding | $1.28 exercise price | 2016-10-05 |