Coupa Software Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-15: Reporting owner Ford Todd R; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-15: Reporting owner BERNSHTEYN ROBERT; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-15: Reporting owner BERNSHTEYN ROBERT; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-12: Reporting owner Winter Steven M; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-15 | Ford Todd R Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 348,899 owned after | $5.52 exercise price | 2017-12-18 | |
| 2017-12-15 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.20 exercise price | 2017-12-18 | |
| 2017-12-15 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,897 35,121 owned after | $0.20 exercise price | 2017-12-18 | |
| 2017-12-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 374,089 owned after | $13.04 exercise price | 2017-12-13 | |
| 2017-12-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 7,813 owned after | $3.92 exercise price | 2017-12-13 | |
| 2017-12-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261 6,771 owned after | $7.88 exercise price | 2017-12-13 | |
| 2017-12-06 | SIBONI ROGER S Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 94,316 owned after | $2.72 exercise price | 2017-12-08 | |
| 2017-11-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 360,899 owned after | $5.52 exercise price | 2017-11-21 | |
| 2017-11-13 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 8,334 owned after | $3.92 exercise price | 2017-11-14 | |
| 2017-11-13 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 7,032 owned after | $7.88 exercise price | 2017-11-14 | |
| 2017-11-13 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 385,425 owned after | $13.04 exercise price | 2017-11-14 | |
| 2017-10-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 372,899 owned after | $5.52 exercise price | 2017-10-18 | |
| 2017-10-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −520 8,855 owned after | $3.92 exercise price | 2017-10-13 | |
| 2017-10-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261 7,292 owned after | $7.88 exercise price | 2017-10-13 | |
| 2017-10-12 | Winter Steven M Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,335 396,761 owned after | $13.04 exercise price | 2017-10-13 | |
| 2017-09-18 | Ford Todd R Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 384,899 owned after | $5.52 exercise price | 2017-09-19 | |
| 2017-09-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 9,375 owned after | $3.92 exercise price | 2017-09-13 | |
| 2017-09-12 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −781 7,553 owned after | $7.88 exercise price | 2017-09-13 | |
| 2017-08-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 396,899 owned after | $5.52 exercise price | 2017-08-18 | |
| 2017-07-17 | Ford Todd R Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 408,899 owned after | $5.52 exercise price | 2017-07-19 | |
| 2017-06-23 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 10,938 owned after | $3.92 exercise price | 2017-06-27 | |
| 2017-06-23 | Tiscornia Anthony D Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 8,334 owned after | $7.88 exercise price | 2017-06-27 | |
| 2017-05-30 holding as of filing | Tiscornia Anthony D Officer (Prinicipal Accounting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.92 exercise price | 2017-05-30 | ||
| 2017-05-30 holding as of filing | Tiscornia Anthony D Officer (Prinicipal Accounting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.88 exercise price | 2017-05-30 | ||
| 2017-04-18 | SIBONI ROGER S Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,777 114,316 owned after | $2.72 exercise price | 2017-04-20 | |
| 2017-04-18 | Stansbury Tayloe H. Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,185 154,662 owned after | $5.52 exercise price | 2017-04-20 | |
| 2017-04-18 | Thompson Scott Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,185 27,399 owned after | $7.88 exercise price | 2017-04-20 | |
| 2017-04-18 | Ford Todd R Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +84,240 420,899 owned after | $5.52 exercise price | 2017-04-20 | |
| 2017-03-16 | BERNSHTEYN ROBERT Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +158,462 158,462 owned after | $23.70 exercise price | 2017-03-20 | |
| 2017-03-16 | Ford Todd R Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,220 89,220 owned after | $23.70 exercise price | 2017-03-20 | |
| 2017-03-16 | Thakur Ravi Officer (SVP Customer Success & Service) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,625 20,625 owned after | $23.70 exercise price | 2017-03-20 |