COSI INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-12-10: Form 8-K; Period of report 2015-12-10; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2015-12-09: Form 8-K; Period of report 2015-12-09; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2015-11-24: Form 8-K; Period of report 2015-11-18; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2015-11-19: Form 8-K; Period of report 2015-11-18; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-12-10 | 8-K | 2015-12-10 | 7.01 Regulation FD Disclosure | 7.01 On December 10, 2015, R. J. Dourney, Chief Executive Officer & President, of Cosi, Inc. (the “Company”), will be participating in 1-on-1 and small group meetings with institutional investors at the 4th Annual ROTH Utah Healthy & Active Lifestyle Corporate Access Event in Park City, Utah. | co20151210-8k.htm |
| 2015-12-09 | 8-K | 2015-12-09 | 2.02 Results of Operations and Financial Condition | 2.02 On December 9, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the 2015 Period 11 ended November 30, 2015. | co20151208-8k.htm |
| 2015-11-24 | 8-K | 2015-11-18 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On November 18, 2015, Cosi, Inc. (the “Company”) received notice from the Listing Qualifications Department of the Nasdaq Stock Market indicating that, for the last 30 consecutive business days, the bid price of the Company’s common stock had closed below the minimum $1.00 per share required for continued inclusion on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(a)(2). | co24078445-8k.htm |
| 2015-11-19 | 8-K | 2015-11-18 | 7.01 Regulation FD Disclosure | 7.01 On November 18, 2015, Miguel Rossy-Donovan, Chief Financial Officer of Cosi, Inc. (the "Company"), gave a presentation at the 2015 Southwest IDEAS Investor Conference in Dallas, Texas. | co33704927-8k.htm |
| 2015-11-13 | 8-K | 2015-11-12 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 12, 2015, Cosi, Inc. (the "Company") issued a press release announcing its earnings for the third quarter ended September 28, 2015. 7.01 On November 12, 2015, the Company hosted a teleconference and webcast to discuss its third quarter results. | co20151112-8k.htm |
| 2015-11-05 | 8-K | 2015-11-04 | 2.02 Results of Operations and Financial Condition | 2.02 On November 4, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the 2015 Period 10 ended October 26, 2015. | co33639659-8k.htm |
| 2015-10-09 | 8-K | 2015-10-07 | 2.02 Results of Operations and Financial Condition | 2.02 On October 7, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the 2015 Period 9 ended September 28, 2015. | co20151009-8k.htm |
| 2015-10-06 | 8-K | 2015-09-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On September 30, 2015, Bryan Marks resigned as Vice President of Operations of Cosi, Inc. (the Company") to pursue other opportunities, effective October 14, 2015. | co20151006-8k.htm |
| 2015-09-16 | 8-K | 2015-09-16 | 7.01 Regulation FD Disclosure | 7.01 On September 16, 2015, R. J. Dourney, Chief Executive Officer & President of Cosi, Inc. (the "Company"), gave a presentation at the Annual B. Riley & Co. and Great American Group Consumer Conference in New York City, New York. | co33387509-8k.htm |
| 2015-09-10 | 8-K | 2015-09-08 | 2.02 Results of Operations and Financial Condition | 2.02 On September 9, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the 2015 Period 8 ended August 31, 2015. | co20150910-8k.htm |
| 2015-09-04 | 8-K | 2015-09-03 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 (a) On September 4, 2015, Cosi Inc. (the “Company”) filed Amendment No. 1 to the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended June 29, 2015, previously filed on August 13, 2015 (the “Amended Form 10-Q”). | form8k.htm |
| 2015-08-13 | 8-K | 2015-08-13 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On August 13, 2015, Cosi, Inc., issued a press release announcing its earnings for the first quarter ended June 29, 2015. 7.01 On August 13, 2015, the Company hosted a teleconference and webcast to discuss its first quarter results. | co20150813-8k.htm |
| 2015-08-06 | 8-K | 2015-08-05 | 2.02 Results of Operations and Financial Condition | 2.02 On August 5, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the 2015 Period 7 ended July 27, 2015. | co20150805-8k.htm |
| 2015-07-06 | 8-K | 2015-07-06 | 8.01 Other Events | 8.01 The Cosi, Inc. (the “Company’s”) Form S-8 Registration Statement, filed on July 2, 2015, registers the potential sale of up to an additional 1,500,000 shares of common stock under the Company’s Amended and Restated Cosi, Inc. 2005 Omnibus Long-Term Incentive Plan, which shares were approved for issuance by the Company’s stockholders on August 26, 2015. | s000966x2_8k.htm |
| 2015-06-11 | 8-K | 2015-06-10 | 2.02 Results of Operations and Financial Condition | 2.02 On June 10, 2015, Cosi, Inc., issued a press release reporting its comparable restaurant sales for the 2015 Period 5 ended June 1, 2015. | co20150610-8k.htm |
| 2015-05-21 | 8-K | 2015-05-19 | 5.07 Submission of Matters to a Vote of Security Holders | co20150521-8k.htm | |
| 2015-05-14 | 8-K | 2015-05-14 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On May 14, 2015, Cosi, Inc. (the "Company") issued a press release announcing its earnings for the first quarter ended March 30, 2015. 7.01 On May 14, 2015, the Company hosted a teleconference and webcast to discuss its first quarter results. | co32851664-8k.htm |
| 2015-05-12 | 8-K | 2015-05-12 | 7.01 Regulation FD Disclosure | 7.01 On May 12, 2015, R. J. Dourney, Chief Executive Officer and President of Cosi, Inc. (the “Company”), gave a presentation at the 16th Annual B. Riley & Co. Investor Conference in Hollywood, California. | co32825218-8k.htm |
| 2015-05-07 | 8-K | 2015-05-06 | 2.02 Results of Operations and Financial Condition | 2.02 On May 6, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the 2015 Period 4 ended April 27, 2015. | co20150506-8k.htm |
| 2015-04-15 | 8-K | 2015-04-10 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 On April 10, 2015, Cosi, Inc. (the “Company”) entered into a Stock Purchase Agreement (the “Purchase Agreement”) with Trishield Special Situations Master Fund Ltd., LKCM Micro-Cap Partnership L.P. and LKCM Private Discipline Master Fund, SPC, funds management by Luther King Capital Management, Goose Hill Capital LLC, Bigger Capital Fund, LP, Ken Vaughan and a fund managed by Janus Capital Management, LLC (“Janus”) (each, a “Purchaser” and collectively, the “Purchasers”), under which the Company sold to the Purchasers, and the Purchasers purchased from the Company, an aggregate of 7,160,766 unregistered shares of the Company’s common stock, par value of $0.01 per share, at a purchase price of $2.16 per share, for aggregate gross proceeds of $15,467,255 (the “2015 Private Placement Transaction”). 3.02 The information set forth in Item 1.01 is incorporated herein by reference. 8.01 On April 13, 2015, the Company issued a press release announcing the closing of the private placement transaction pursuant to the Purchase Agreement and the Registration Rights Agreement summarized in Item 1.01. | co3422182-8k.htm |
| 2015-04-07 | 8-K | 2015-04-01 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 On April 1, 2015, Cosi, Inc. (the “Company”) closed the previously-announced merger of Hearthstone Associates, LLC (“Associates”) with and into a wholly-owned subsidiary of the Company, with Associates continuing as the surviving entity (the “Merger”). 2.03 The information set forth in Item 1.01 is incorporated herein by reference. 3.02 The information set forth in Item 1.01 is incorporated herein by reference. 8.01 On April 6, 2015, the Company issued a press release announcing the completion of the Merger. | form8k.htm |
| 2015-04-06 | 8-K | 2015-03-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On March 31, 2015, Cosi, Inc. (the “Company”) appointed Miguel Rossy-Donovan (47) as Chief Financial Officer. 8.01 On March 31, 2015, the Company issued a press release announcing the appointment of Miguel Rossy-Donovan as Chief Financial of the Company. | co20150406-8k.htm |
| 2015-03-26 | 8-K | 2015-03-26 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On March 26, 2015, Cosi, Inc. (the “Company”) issued a press release reporting its earnings for the fiscal year ended December 29, 2014. 7.01 On March 26, 2015, the Company hosted a teleconference and webcast to discuss its financial results for the fiscal year ended December 29, 2014. | co32587214-8k.htm |
| 2015-03-24 | 8-K | 2015-03-24 | 5.08 Shareholder Director Nominations; 8.01 Other Events | 5.08 To the extent applicable, the information set forth in Item 8.01 of this Form 8-K is incorporated by reference into this Item 5.08. 8.01 Cosi Inc. (the “Company”) has established May 19, 2015 as the date of the Company’s 2015 Annual Meeting of Stockholders (the “2015 Annual Meeting”) and April 1, 2015 as the record date for determining stockholders entitled to notice of, and to vote at, the 2015 Annual Meeting. | co32534529-8k.htm |
| 2015-03-11 | 8-K | 2015-03-11 | 2.02 Results of Operations and Financial Condition | 2.02 On March 11, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the 2015 Period 2 ended March 2, 2015. | co32414109-8k.htm |
| 2015-03-09 | 8-K | 2015-03-09 | 7.01 Regulation FD Disclosure | 7.01 On March 9, 2015, R.J. Dourney, President and Chief Executive Officer of Cosi, Inc. (the “Company”), gave a presentation at the 27th Annual ROTH Conference in Laguna Niguel, California. | co32397160-8k.htm |
| 2015-02-04 | 8-K | 2015-02-04 | 2.02 Results of Operations and Financial Condition | 2.02 On February 4, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the 2015 Period 1 ended January 26, 2015. | co20150203-8k.htm |
| 2015-01-22 | 8-K | 2015-01-21 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.02 (b) On January 21, 2015, Scott Carlock resigned as Chief Financial Officer of Cosi, Inc. (the Company”) to pursue other opportunities, effective immediately. | co32015584-8k.htm |
| 2015-01-07 | 8-K | 2015-01-07 | 2.02 Results of Operations and Financial Condition | 2.02 On January 7, 2015, Cosi, Inc. issued a press release reporting its comparable restaurant sales for the fourth quarter and Period 12 ended December 29, 2014. | co31940596-8k.htm |
| 2015-01-06 | 8-K | 2015-01-02 | 8.01 Other Events | 8.01 As previously disclosed, on March 18, 2014, Cosi, Inc. (the “Company”) entered into an Election to Cause Merger Agreement (collectively with all exhibits thereto, the “Agreement”) with Hearthstone Associates, LLC (“Hearthstone”), R.J. Dourney and Nancy Dourney (together with R.J. Dourney, the “Holders”). | co31936054-8k.htm |