COSI INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-18: Reporting owner DOURNEY ROBERT J; Form 4; Security Call Option (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-03-19: Reporting owner BAUE VICKI J; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-19: Reporting owner KOZIEL WILLIAM E; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-06-05: Reporting owner ARMSTRONG KEVIN; Form 4; Security Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | DOURNEY ROBERT J Director, Officer (CEO and President) | 4 | Call Option (right to buy) Derivative · Indirect · By Hearthstone Associates, LLC | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | $5,000.00 | 2014-03-21 | |
| 2013-03-19 | BAUE VICKI J Officer (V.P. & General Counsel, CCO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.70 exercise price | 2013-03-21 | |
| 2013-03-19 | KOZIEL WILLIAM E Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.70 exercise price | 2013-03-21 | |
| 2006-06-05 | ARMSTRONG KEVIN Director, Officer (CEO & President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 564,012 owned after | $1.77 exercise price | 2006-06-08 | |
| 2006-05-15 | ARMSTRONG KEVIN Director, Officer (CEO and President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 584,012 owned after | $1.77 exercise price | 2006-05-17 | |
| 2006-05-08 | ARMSTRONG KEVIN Director, Officer (CEO and President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 594,012 owned after | $1.77 exercise price | 2006-05-10 | |
| 2006-05-01 | ARMSTRONG KEVIN Director, Officer (CEO and President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 604,012 owned after | $1.77 exercise price | 2006-05-05 | |
| 2006-04-24 | ARMSTRONG KEVIN Director, Officer (CEO and PRESIDENT) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 614,012 owned after | $1.77 exercise price | 2006-04-26 | |
| 2006-04-17 | ARMSTRONG KEVIN Director, Officer (CEO and PRESIDENT) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 624,012 owned after | $1.77 exercise price | 2006-04-19 | |
| 2006-04-10 | ARMSTRONG KEVIN Director, Officer (CEO and PRESIDENT) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 634,012 owned after | $1.77 exercise price | 2006-04-19 | |
| 2006-04-03 | ARMSTRONG KEVIN Director, Officer (CEO and PRESIDENT) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 644,012 owned after | $1.77 exercise price | 2006-04-05 | |
| 2006-03-27 | ARMSTRONG KEVIN Director, Officer (CEO and President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 654,012 owned after | $1.77 exercise price | 2006-03-29 | |
| 2006-03-21 | ARMSTRONG KEVIN Director, Officer (CEO and PRESIDENT) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 664,012 owned after | $1.77 exercise price | 2006-03-23 | |
| 2006-02-17 holding as of filing | Martensen Magdalena Officer (Controller) | 3 | Stock Options Derivative · Direct | Holding | $5.94 exercise price | 2006-02-17 | ||
| 2005-10-28 | SEIDMAN PAUL J Officer (VP Food & Beverage) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 8,000 owned after | $2.02 exercise price | 2006-04-05 | |
| 2005-10-28 | SEIDMAN PAUL J Officer (VP Food & Beverage) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $2.09 exercise price | 2006-04-05 |