Constant Contact, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-04: Reporting owner NAULT ROBERT P; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-04: Reporting owner NICOSON ROBERT D; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-04: Reporting owner Grewal Harpreet; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-04: Reporting owner Jensen Rick W; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-04 | NAULT ROBERT P Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,010 26,010 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | NICOSON ROBERT D Officer (VP and Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,120 23,120 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Grewal Harpreet Officer (EVP, Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,350 43,350 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Jensen Rick W Officer (SVP, Chief Sales & Mktg. Off.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,230 20,230 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Brezniak Ellen Officer (SVP Product Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,120 23,120 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Litster Christopher Officer (VP and GM, EventSpot) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,010 26,010 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Gilbertson David Officer (VP and GM, SaveLocal) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,120 23,120 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,130 49,130 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Hughes Joel A Officer (SVP, Strategy/Corp Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,120 23,120 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Cerilli Wiley Officer (VP and GM, SinglePlatform) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,895 15,895 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-12-04 | Surdan Kenneth J Officer (Senior VP, Product) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,120 23,120 owned after | $13.09 exercise price | 2012-12-06 | |
| 2012-11-07 | Anderson Thomas N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,000 0 owned after | $3.05 exercise price | 2012-11-09 | |
| 2012-09-07 | WALSH JOHN J JR Officer (SVP, Engineering & Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,636 45,000 owned after | $13.68 exercise price | 2012-09-10 | |
| 2012-09-06 | WALSH JOHN J JR Officer (SVP, Engineering & Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,364 58,636 owned after | $13.68 exercise price | 2012-09-10 | |
| 2012-07-02 | Herratti Jay Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.84 exercise price | 2012-07-02 | |
| 2012-06-20 | Surdan Kenneth J Officer (Senior VP, Product) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $19.14 exercise price | 2012-06-21 | |
| 2012-06-05 | KAISER WILLIAM S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.84 exercise price | 2012-06-05 | |
| 2012-06-05 | NYE DANIEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.84 exercise price | 2012-06-05 | |
| 2012-06-05 | BADAVAS ROBERT P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.84 exercise price | 2012-06-05 | |
| 2012-06-05 | Anderson Thomas N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.84 exercise price | 2012-06-05 | |
| 2012-06-05 | Rowlands Sharon T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.84 exercise price | 2012-06-05 | |
| 2012-06-05 | Campbell John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $20.84 exercise price | 2012-06-05 | |
| 2012-05-16 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 39,572 owned after | $0.06 exercise price | 2012-05-17 | |
| 2012-05-02 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 48,322 owned after | $0.06 exercise price | 2012-05-03 | |
| 2012-04-02 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 65,822 owned after | $0.06 exercise price | 2012-04-03 | |
| 2012-03-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,001 12,619 owned after | $22.27 exercise price | 2012-03-19 | |
| 2012-03-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,062 12,188 owned after | $13.68 exercise price | 2012-03-19 | |
| 2012-03-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,937 20,563 owned after | $17.96 exercise price | 2012-03-19 | |
| 2012-03-08 | Gilbertson David Officer (VP, Strategy/Corp. Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 3,750 owned after | $19.93 exercise price | 2012-03-12 | |
| 2012-03-08 | Gilbertson David Officer (VP, Strategy/Corp. Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 2,812 owned after | $19.02 exercise price | 2012-03-12 | |
| 2012-03-08 | NAULT ROBERT P Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 88,500 owned after | $4.12 exercise price | 2012-03-12 | |
| 2012-03-06 | Hughes Joel A Officer (SVP, Strategy/Corp Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $28.76 exercise price | 2012-03-07 | |
| 2012-03-05 | NAULT ROBERT P Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 92,500 owned after | $4.12 exercise price | 2012-03-05 | |
| 2012-03-01 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 74,572 owned after | $0.06 exercise price | 2012-03-05 | |
| 2012-02-29 | WALSH JOHN J JR Officer (SVP, Engineering & Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 60,000 owned after | $13.68 exercise price | 2012-03-01 | |
| 2012-02-23 | NICOSON ROBERT D Officer (VP and Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 25,469 owned after | $17.96 exercise price | 2012-02-27 | |
| 2012-02-21 | NICOSON ROBERT D Officer (VP and Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,469 7,031 owned after | $13.68 exercise price | 2012-02-23 | |
| 2012-02-21 | NICOSON ROBERT D Officer (VP and Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131 29,869 owned after | $17.96 exercise price | 2012-02-23 | |
| 2012-02-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,620 owned after | $22.27 exercise price | 2012-02-21 | |
| 2012-02-08 | Brezniak Ellen Officer (SVP Product Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 78,391 owned after | $2.68 exercise price | 2012-02-09 | |
| 2012-02-08 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,738 0 owned after | $0.04 exercise price | 2012-02-09 | |
| 2012-02-08 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,262 79,572 owned after | $0.06 exercise price | 2012-02-09 | |
| 2012-02-03 | Grewal Harpreet Officer (EVP, Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 25,000 owned after | $18.22 exercise price | 2012-02-07 | |
| 2012-01-17 | Brezniak Ellen Officer (SVP Product Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 82,391 owned after | $2.68 exercise price | 2012-01-17 | |
| 2012-01-17 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 25,620 owned after | $22.27 exercise price | 2012-01-17 | |
| 2012-01-12 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,430 35,620 owned after | $22.27 exercise price | 2012-01-17 |