Constant Contact, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-23: Reporting owner Howd Thomas C; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-16: Reporting owner Howd Thomas C; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-16: Reporting owner Howd Thomas C; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-16: Reporting owner Howd Thomas C; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-23 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 38,050 owned after | $22.27 | 2011-12-27 | |
| 2011-12-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,063 16,250 owned after | $13.68 exercise price | 2011-12-20 | |
| 2011-12-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,938 23,500 owned after | $17.96 exercise price | 2011-12-20 | |
| 2011-12-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 38,150 owned after | $22.27 exercise price | 2011-12-20 | |
| 2011-12-06 | Gilbertson David Officer (VP, Strategy/Corp. Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | Jensen Rick W Officer (SVP, Chief Sales & Mktg. Off.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | Grewal Harpreet Officer (EVP, Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | WALSH JOHN J JR Officer (SVP, Engineering & Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | NICOSON ROBERT D Officer (VP and Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | NAULT ROBERT P Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,400 18,400 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | Litster Christopher Officer (VP and GM, Event Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,500 45,500 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-06 | Brezniak Ellen Officer (SVP Product Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,800 16,800 owned after | $24.88 exercise price | 2011-12-06 | |
| 2011-12-05 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,381 11,579 owned after | $22.27 exercise price | 2011-12-06 | |
| 2011-11-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,619 26,438 owned after | $17.96 exercise price | 2011-11-17 | |
| 2011-11-16 | WALSH JOHN J JR Officer (SVP, Engineering & Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 80,000 owned after | $13.68 exercise price | 2011-11-17 | |
| 2011-11-15 | NICOSON ROBERT D Officer (VP and Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 17,500 owned after | $13.68 exercise price | 2011-11-17 | |
| 2011-11-15 | Brezniak Ellen Officer (SVP Product Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 90,391 owned after | $2.68 exercise price | 2011-11-17 | |
| 2011-11-02 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 13,738 owned after | $0.04 exercise price | 2011-11-03 | |
| 2011-10-25 holding as of filing | Gilbertson David Officer (VP, Strategy/Corp. Development) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $19.93 exercise price | 2011-10-25 | ||
| 2011-10-25 holding as of filing | Gilbertson David Officer (VP, Strategy/Corp. Development) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $19.02 exercise price | 2011-10-25 | ||
| 2011-10-25 holding as of filing | Gilbertson David Officer (VP, Strategy/Corp. Development) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $28.39 exercise price | 2011-10-25 | ||
| 2011-10-25 holding as of filing | Gilbertson David Officer (VP, Strategy/Corp. Development) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $22.32 exercise price | 2011-10-25 | ||
| 2011-10-25 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,943 30,057 owned after | $17.96 exercise price | 2011-10-25 | |
| 2011-09-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,062 20,313 owned after | $13.68 exercise price | 2011-09-19 | |
| 2011-08-16 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,995 24,375 owned after | $13.68 exercise price | 2011-08-17 | |
| 2011-06-07 | Jensen Rick W Officer (SVP, Chief Sales & Mktg. Off.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $22.32 exercise price | 2011-06-08 | |
| 2011-05-31 | Rowlands Sharon T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $24.05 exercise price | 2011-06-01 | |
| 2011-05-31 | Campbell John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $24.05 exercise price | 2011-06-01 | |
| 2011-05-31 | BADAVAS ROBERT P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $24.05 exercise price | 2011-06-01 | |
| 2011-05-31 | KAISER WILLIAM S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $24.05 exercise price | 2011-06-01 | |
| 2011-05-31 | NYE DANIEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $24.05 exercise price | 2011-06-01 | |
| 2011-05-31 | Anderson Thomas N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $24.05 exercise price | 2011-06-01 | |
| 2011-05-20 | Litster Christopher Officer (VP and GM, Event Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,950 0 owned after | $1.09 exercise price | 2011-05-23 | |
| 2011-05-20 | Litster Christopher Officer (VP and GM, Event Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,047 203 owned after | $6.89 exercise price | 2011-05-23 | |
| 2011-05-05 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,870 0 owned after | $0.06 exercise price | 2011-05-09 | |
| 2011-05-05 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,500 0 owned after | $1.09 exercise price | 2011-05-09 | |
| 2011-05-05 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,000 0 owned after | $3.05 exercise price | 2011-05-09 | |
| 2011-05-05 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,630 33,370 owned after | $13.68 exercise price | 2011-05-09 | |
| 2011-05-04 | Brezniak Ellen Officer (SVP Product Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 98,391 owned after | $2.68 exercise price | 2011-05-05 | |
| 2011-05-04 | Brezniak Ellen Officer (SVP Product Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 63,500 owned after | $13.68 exercise price | 2011-05-05 | |
| 2011-03-10 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,115 0 owned after | $0.04 exercise price | 2011-03-10 | |
| 2011-03-09 | Brezniak Ellen Officer (SVP Product Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $17.96 exercise price | 2011-03-11 | |
| 2011-03-09 | WALSH JOHN J JR Officer (SVP, Engineering & Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $17.96 exercise price | 2011-03-11 | |
| 2011-03-09 | NICOSON ROBERT D Officer (VP and Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $17.96 exercise price | 2011-03-11 | |
| 2011-03-09 | NAULT ROBERT P Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $17.96 exercise price | 2011-03-11 | |
| 2011-03-09 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $17.96 exercise price | 2011-03-11 | |
| 2011-03-09 | Groves Eric Steven Officer (SVP, Global Market Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $17.96 exercise price | 2011-03-11 | |
| 2011-03-09 | Goodman Gail F Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −60,000 0 owned after | $17.96 exercise price | 2011-03-11 | |
| 2011-03-09 | Freitas Nancie Officer (VP & Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $17.96 exercise price | 2011-03-11 | |
| 2011-03-07 | Freitas Nancie Officer (VP & Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,600 0 owned after | $0.06 exercise price | 2011-03-08 | |
| 2011-02-18 | Howd Thomas C Officer (SVP, Customer Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,459 0 owned after | $1.54 exercise price | 2011-02-23 | |
| 2011-02-18 | Groves Eric Steven Officer (SVP, Global Market Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 0 owned after | $3.05 exercise price | 2011-02-23 | |
| 2011-02-18 | Groves Eric Steven Officer (SVP, Global Market Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $13.68 exercise price | 2011-02-23 | |
| 2011-02-18 | Groves Eric Steven Officer (SVP, Global Market Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 46,500 owned after | $17.96 exercise price | 2011-02-23 |