Constant Contact, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows, 57 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-11: Reporting owner MSDW Venture Partners IV, Inc. | MSDW Venture Partners IV, LLC | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MORGAN STANLEY | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP; Form 3/A; Security Series A Redeemable Convertible Preferred Stock; Transaction Holding.
- 2007-10-11: Reporting owner MSDW Venture Partners IV, Inc. | MSDW Venture Partners IV, LLC | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MORGAN STANLEY | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP; Form 3/A; Security Series B Redeemable Convertible Preferred Stock; Transaction Holding.
- 2007-10-11: Reporting owner MSDW Venture Partners IV, Inc. | MSDW Venture Partners IV, LLC | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MORGAN STANLEY | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP; Form 3/A; Security Series C Redeemable Convertible Preferred Stock; Transaction Holding.
- 2007-10-09: Reporting owner COMMONWEALTH CAPITAL VENTURES II LP | CCV II ASSOCIATES L P; Form 4; Security Series A Redeemable Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-11 holding as of filing | MSDW Venture Partners IV, Inc. | MSDW Venture Partners IV, LLC | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MORGAN STANLEY | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-11 | ||
| 2007-10-11 holding as of filing | MSDW Venture Partners IV, Inc. | MSDW Venture Partners IV, LLC | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MORGAN STANLEY | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series B Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-11 | ||
| 2007-10-11 holding as of filing | MSDW Venture Partners IV, Inc. | MSDW Venture Partners IV, LLC | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MORGAN STANLEY | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series C Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-11 | ||
| 2007-10-09 | COMMONWEALTH CAPITAL VENTURES II LP | CCV II ASSOCIATES L P 10% Owner | 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −207,395 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | COMMONWEALTH CAPITAL VENTURES II LP | CCV II ASSOCIATES L P 10% Owner | 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,253 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | COMMONWEALTH CAPITAL VENTURES II LP | CCV II ASSOCIATES L P 10% Owner | 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,887,172 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | COMMONWEALTH CAPITAL VENTURES II LP | CCV II ASSOCIATES L P 10% Owner | 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −93,300 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | COMMONWEALTH CAPITAL VENTURES II LP | CCV II ASSOCIATES L P 10% Owner | 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −182,612 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | COMMONWEALTH CAPITAL VENTURES II LP | CCV II ASSOCIATES L P 10% Owner | 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −9,028 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Greylock XII Limited Partnership 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,437,377 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Greylock XII GP LLC 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | −1,437,377 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Greylock XII GP LLC 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | −159,709 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | KAISER WILLIAM S Director | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | C Conversion of derivative security | −1,437,377 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | KAISER WILLIAM S Director | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | C Conversion of derivative security | −159,709 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | KAISER WILLIAM S Director | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII Principals LLC | C Conversion of derivative security | −84,057 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Fitzgerald Michael T Director, 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By Commonwealth Capital Ventures II L.P. | C Conversion of derivative security | −207,395 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Fitzgerald Michael T Director, 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By CCV II Associates L.P. | C Conversion of derivative security | −10,253 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Fitzgerald Michael T Director, 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Indirect · By Commonwealth Capital Ventures II L.P. | C Conversion of derivative security | −1,887,172 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Fitzgerald Michael T Director, 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Indirect · By CCV II Associates L.P. | C Conversion of derivative security | −93,300 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Fitzgerald Michael T Director, 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Commonwealth Capital Ventures II L.P. | C Conversion of derivative security | −182,612 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Fitzgerald Michael T Director, 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By CCV II Associates L.P. | C Conversion of derivative security | −9,028 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Campbell John Director | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −13,401 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Campbell John Director | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −202,269 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | Campbell John Director | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,687 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | HUDSON VENTURE PARTNERS II, L.P. | HUDSON VENTURES II, LLC 10% Owner | 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −150,521 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | HUDSON VENTURE PARTNERS II, L.P. | HUDSON VENTURES II, LLC 10% Owner | 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,000,000 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | HUDSON VENTURE PARTNERS II, L.P. | HUDSON VENTURES II, LLC 10% Owner | 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −164,107 0 owned after | $0.00 | 2007-10-11 | |
| 2007-10-09 | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MSDW Venture Partners IV, Inc. | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MSDW Venture Partners IV, LLC | MORGAN STANLEY 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −382,353 0 owned after | no price filed | 2007-10-11 | |
| 2007-10-09 | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MSDW Venture Partners IV, Inc. | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MSDW Venture Partners IV, LLC | MORGAN STANLEY 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,752,997 0 owned after | no price filed | 2007-10-11 | |
| 2007-10-09 | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP | MSDW Venture Partners IV, Inc. | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MSDW Venture Partners IV, LLC | MORGAN STANLEY 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −272,532 0 owned after | no price filed | 2007-10-11 | |
| 2007-10-02 holding as of filing | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTOR IV LP | MORGAN STANLEY 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTOR IV LP | MORGAN STANLEY 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP | MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P | MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTOR IV LP | MORGAN STANLEY 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Greylock XII Limited Partnership 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Greylock XII GP LLC 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Greylock XII GP LLC 10% Owner | 3 | Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | KAISER WILLIAM S Director, 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII Limited Partnership | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | KAISER WILLIAM S Director, 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII-A Limited Partnership | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | KAISER WILLIAM S Director, 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Greylock XII Principals LLC | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | CCV II ASSOCIATES L P | COMMONWEALTH CAPITAL VENTURES II LP 10% Owner | 10% Owner | 3 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | CCV II ASSOCIATES L P | COMMONWEALTH CAPITAL VENTURES II LP 10% Owner | 10% Owner | 3 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | CCV II ASSOCIATES L P | COMMONWEALTH CAPITAL VENTURES II LP 10% Owner | 10% Owner | 3 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | CCV II ASSOCIATES L P | COMMONWEALTH CAPITAL VENTURES II LP 10% Owner | 10% Owner | 3 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | CCV II ASSOCIATES L P | COMMONWEALTH CAPITAL VENTURES II LP 10% Owner | 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | CCV II ASSOCIATES L P | COMMONWEALTH CAPITAL VENTURES II LP 10% Owner | 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Fitzgerald Michael T Director, 10% Owner | 3 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By Commonwealth Capital Ventures II L.P. | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Fitzgerald Michael T Director, 10% Owner | 3 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By CCV II Associates L.P. | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Fitzgerald Michael T Director, 10% Owner | 3 | Series B Redeemable Convertible Preferred Stock Derivative · Indirect · By Commonwealth Capital Ventures II L.P. | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Fitzgerald Michael T Director, 10% Owner | 3 | Series B Redeemable Convertible Preferred Stock Derivative · Indirect · By CCV II Associates L.P. | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Fitzgerald Michael T Director, 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By Commonwealth Capital Ventures II L.P. | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Fitzgerald Michael T Director, 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · By CCV II Associates L.P. | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Campbell John Director | 3 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Campbell John Director | 3 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | Campbell John Director | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | HUDSON VENTURES II, LLC | HUDSON VENTURE PARTNERS II, L.P. 10% Owner | 10% Owner | 3 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | HUDSON VENTURES II, LLC | HUDSON VENTURE PARTNERS II, L.P. 10% Owner | 10% Owner | 3 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 | ||
| 2007-10-02 holding as of filing | HUDSON VENTURES II, LLC | HUDSON VENTURE PARTNERS II, L.P. 10% Owner | 10% Owner | 3 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-02 |