Concentrix SREV, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-18: Reporting owner Edenbrook Capital, LLC | Brolin Jonathan; Form 4; Security Put Option (Obligation to Buy); Transaction E Expiration of short derivative position.
- 2020-12-18: Reporting owner Brolin Jonathan | Edenbrook Capital, LLC; Form 4; Security Put Option (Obligation to Buy); Transaction Holding.
- 2020-12-15: Reporting owner WALKER RICHARD; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-12-11: Reporting owner Edenbrook Capital, LLC | Brolin Jonathan; Form 4; Security Put Option (Obligation to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-18 | Edenbrook Capital, LLC | Brolin Jonathan 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | E Expiration of short derivative position | −5,000 0 owned after | $0.50 exercise price | 2020-12-22 | |
| 2020-12-18 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-12-18 | |
| 2020-12-15 | WALKER RICHARD Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $1.20 exercise price | 2020-12-17 | |
| 2020-12-11 holding as of filing | Edenbrook Capital, LLC | Brolin Jonathan 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-12-11 | |
| 2020-12-01 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-12-01 | |
| 2020-11-09 holding as of filing | Lyne Chad William Officer (CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.90 exercise price | 2020-11-09 | ||
| 2020-11-09 holding as of filing | Lyne Chad William Officer (CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.92 exercise price | 2020-11-09 | ||
| 2020-09-23 holding as of filing | Edenbrook Capital, LLC | Brolin Jonathan 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-09-23 | |
| 2020-09-08 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-09-08 | |
| 2020-09-02 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-09-02 | |
| 2020-08-28 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-08-28 | |
| 2020-08-18 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-08-18 | |
| 2020-08-17 holding as of filing | Naughton Michael Damien Officer (EVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.06 exercise price | 2020-08-17 | ||
| 2020-08-17 holding as of filing | Naughton Michael Damien Officer (EVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.46 exercise price | 2020-08-17 | ||
| 2020-08-17 holding as of filing | Naughton Michael Damien Officer (EVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.44 exercise price | 2020-08-17 | ||
| 2020-08-17 holding as of filing | Naughton Michael Damien Officer (EVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.90 exercise price | 2020-08-17 | ||
| 2020-08-17 holding as of filing | Naughton Michael Damien Officer (EVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.92 exercise price | 2020-08-17 | ||
| 2020-08-17 holding as of filing | Naughton Michael Damien Officer (EVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.03 exercise price | 2020-08-17 | ||
| 2020-08-04 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-08-04 | |
| 2020-07-28 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-07-28 | |
| 2020-07-24 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-07-24 | |
| 2020-07-15 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-07-15 | |
| 2020-07-01 holding as of filing | Edenbrook Capital, LLC | Brolin Jonathan 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-07-01 | |
| 2020-06-19 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-06-19 | |
| 2020-05-11 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-05-11 | |
| 2020-04-07 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-04-07 | |
| 2020-03-27 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-03-27 | |
| 2020-03-24 holding as of filing | Edenbrook Capital, LLC | Brolin Jonathan 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-03-24 | |
| 2020-03-23 holding as of filing | Edenbrook Capital, LLC | Brolin Jonathan 10% Owner | 10% Owner | 3 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | $0.50 exercise price | 2020-03-23 | ||
| 2020-03-23 holding as of filing | Brolin Jonathan | Edenbrook Capital, LLC 10% Owner | 10% Owner | 4 | Put Option (Obligation to Buy) Derivative · Indirect · See footnote | Holding | 5,000 owned after | $0.50 exercise price | 2020-03-23 |