Concentrix SREV, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-27: Reporting owner Ackerman Jay R; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-27: Reporting owner Heckart Christine; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-27: Reporting owner McCullough Natalie A; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-27: Reporting owner Johnson Ashley F.; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-27 | Ackerman Jay R Officer (EVP Customer Success) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $8.32 exercise price | 2013-12-30 | |
| 2013-12-27 | Heckart Christine Officer (EVP Mktg Strtgy People&Systems) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $8.32 exercise price | 2013-12-30 | |
| 2013-12-27 | McCullough Natalie A Officer (EVP & GM of Professional Svcs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.32 exercise price | 2013-12-30 | |
| 2013-12-27 | Johnson Ashley F. Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $8.32 exercise price | 2013-12-30 | |
| 2013-12-02 | McCullough Natalie A Officer (EVP & GM of Professional Svcs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,681 19,000 owned after | $4.60 exercise price | 2013-12-04 | |
| 2013-12-02 | MADDEN JAMES C V Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 130,000 owned after | $4.26 exercise price | 2013-12-03 | |
| 2013-11-26 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −74,915 39,147 owned after | $4.65 exercise price | 2013-11-26 | |
| 2013-11-25 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,398 0 owned after | $4.26 exercise price | 2013-11-26 | |
| 2013-11-25 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 114,062 owned after | $4.65 exercise price | 2013-11-26 | |
| 2013-11-22 | McCullough Natalie A Officer (EVP & GM of Professional Svcs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 0 owned after | $4.26 exercise price | 2013-11-26 | |
| 2013-11-22 | McCullough Natalie A Officer (EVP & GM of Professional Svcs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,652 29,681 owned after | $4.60 exercise price | 2013-11-26 | |
| 2013-11-22 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 49,398 owned after | $4.26 exercise price | 2013-11-22 | |
| 2013-11-21 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,687 129,398 owned after | $4.26 exercise price | 2013-11-22 | |
| 2013-11-11 | MADDEN JAMES C V Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 135,000 owned after | $4.26 exercise price | 2013-11-12 | |
| 2013-10-01 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 4,375 owned after | $1.49 exercise price | 2013-10-03 | |
| 2013-09-03 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 19,375 owned after | $1.49 exercise price | 2013-09-05 | |
| 2013-08-26 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,000 175,085 owned after | $4.26 exercise price | 2013-08-27 | |
| 2013-08-23 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 201,085 owned after | $4.26 exercise price | 2013-08-27 | |
| 2013-08-16 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,805 251,085 owned after | $4.26 exercise price | 2013-08-16 | |
| 2013-08-14 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,110 288,890 owned after | $4.26 exercise price | 2013-08-16 | |
| 2013-08-06 | McCullough Natalie A Officer (EVP & GM of Professional Svcs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 33,333 owned after | $4.60 exercise price | 2013-08-08 | |
| 2013-08-06 | McCullough Natalie A Officer (EVP & GM of Professional Svcs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 10,000 owned after | $4.65 exercise price | 2013-08-08 | |
| 2013-08-06 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 29,375 owned after | $1.49 exercise price | 2013-08-08 | |
| 2013-07-08 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,599 39,375 owned after | $1.49 exercise price | 2013-07-09 | |
| 2013-07-05 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,401 57,974 owned after | $1.49 exercise price | 2013-07-09 | |
| 2013-05-28 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.26 exercise price | 2013-05-30 | |
| 2013-05-23 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $4.26 exercise price | 2013-05-23 | |
| 2013-05-23 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 75,000 owned after | $4.65 exercise price | 2013-05-23 | |
| 2013-05-22 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,400 50,000 owned after | $4.26 exercise price | 2013-05-23 | |
| 2013-05-22 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 125,000 owned after | $4.65 exercise price | 2013-05-23 | |
| 2013-05-17 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,600 63,400 owned after | $4.26 exercise price | 2013-05-21 | |
| 2013-05-17 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −145 69,375 owned after | $1.49 exercise price | 2013-05-21 | |
| 2013-05-15 | Campione Richard Director, Officer (President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $6.80 exercise price | 2013-05-30 | |
| 2013-05-14 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,800 0 owned after | $1.20 exercise price | 2013-05-15 | |
| 2013-05-14 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.49 exercise price | 2013-05-15 | |
| 2013-04-01 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 0 owned after | $0.65 exercise price | 2013-04-05 | |
| 2013-04-01 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,480 69,520 owned after | $1.49 exercise price | 2013-04-05 | |
| 2013-03-28 holding as of filing | Johnson Ashley F. Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2013-03-28 | ||
| 2013-03-28 holding as of filing | Johnson Ashley F. Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.20 exercise price | 2013-03-28 | ||
| 2013-03-28 holding as of filing | Johnson Ashley F. Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.82 exercise price | 2013-03-28 | ||
| 2013-03-28 holding as of filing | Johnson Ashley F. Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.03 exercise price | 2013-03-28 | ||
| 2013-03-27 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 9,375 owned after | $0.65 exercise price | 2013-03-28 | |
| 2013-03-12 | Ashe Robert G. Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $6.73 exercise price | 2013-03-26 | |
| 2013-03-08 | Johnson Ashley F. Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $6.85 exercise price | 2013-03-28 | |
| 2013-02-15 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 24,375 owned after | $0.65 exercise price | 2013-02-19 | |
| 2013-02-11 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 39,375 owned after | $0.65 exercise price | 2013-02-13 | |
| 2013-01-22 | Warenski Paul Officer (EVP, General Counsel & Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $17.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Warenski Paul Officer (EVP, General Counsel & Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,424 4,424 owned after | $6.03 exercise price | 2013-01-24 | |
| 2013-01-22 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $17.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,374 7,374 owned after | $6.03 exercise price | 2013-01-24 | |
| 2013-01-22 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $17.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,424 4,424 owned after | $6.03 exercise price | 2013-01-24 | |
| 2013-01-22 | Boucher John J Officer (EVP of Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $17.98 exercise price | 2013-01-24 | |
| 2013-01-22 | Boucher John J Officer (EVP of Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,645 80,645 owned after | $6.03 exercise price | 2013-01-24 | |
| 2013-01-22 | Heckart Christine Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $8.45 exercise price | 2013-01-24 | |
| 2013-01-22 | Heckart Christine Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,375 150,375 owned after | $6.03 exercise price | 2013-01-24 | |
| 2013-01-22 | McCullough Natalie A Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $17.36 exercise price | 2013-01-24 | |
| 2013-01-22 | McCullough Natalie A Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,849 8,849 owned after | $6.03 exercise price | 2013-01-24 | |
| 2013-01-22 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $17.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Sturgeon Robert John Officer (COO & EVP of Managed Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,849 8,849 owned after | $6.03 exercise price | 2013-01-24 | |
| 2013-01-22 | OPPENHEIMER DAVID S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $17.36 exercise price | 2013-01-24 | |
| 2013-01-22 | OPPENHEIMER DAVID S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,374 7,374 owned after | $6.03 exercise price | 2013-01-24 | |
| 2013-01-22 | Smerklo Michael A Director, Officer (CEO & Chairman of the Board) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −750,000 0 owned after | $17.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Smerklo Michael A Director, Officer (CEO & Chairman of the Board) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221,238 221,238 owned after | $6.03 exercise price | 2013-01-24 |