Concentrix SREV, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-28: Reporting owner Sturgeon Robert John; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-20: Reporting owner Bell Ganesh; Form 4/A; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-20: Reporting owner Bell Ganesh; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-02: Reporting owner Martinelli Raymond M; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-28 | Sturgeon Robert John Officer (Chief Delivery Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 425,000 owned after | $4.26 exercise price | 2011-12-28 | |
| 2011-12-20 | Bell Ganesh Officer (EVP of Products) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,800 200,000 owned after | $4.95 exercise price | 2011-12-28 | |
| 2011-12-20 | Bell Ganesh Officer (EVP of Products) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,800 220,000 owned after | $4.95 exercise price | 2011-12-21 | |
| 2011-12-02 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 69,800 owned after | $1.20 exercise price | 2011-12-05 | |
| 2011-11-15 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 89,800 owned after | $1.20 exercise price | 2011-11-17 | |
| 2011-11-03 holding as of filing | Boucher John J Officer (EVP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $17.98 exercise price | 2011-11-03 | ||
| 2011-07-28 | Warenski Paul Officer (SVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 148,000 owned after | $4.26 exercise price | 2011-08-01 | |
| 2011-07-28 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 35,000 owned after | $1.49 exercise price | 2011-08-01 | |
| 2011-07-28 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,200 129,800 owned after | $1.20 exercise price | 2011-08-01 | |
| 2011-07-28 | Bell Ganesh Officer (EVP, Products) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,200 259,800 owned after | $4.95 exercise price | 2011-08-01 | |
| 2011-07-28 | Sturgeon Robert John Officer (Chief Delivery Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,000 438,000 owned after | $4.26 exercise price | 2011-08-01 | |
| 2011-07-28 | OPPENHEIMER DAVID S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −82,200 567,800 owned after | $4.95 exercise price | 2011-08-01 | |
| 2011-07-28 | BIZZACK JEFFREY M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −227,445 902,803 owned after | $4.26 exercise price | 2011-08-01 | |
| 2011-03-24 holding as of filing | MADDEN JAMES C V Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | MADDEN JAMES C V Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | ZINGALE ANTHONY Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | CAKEBREAD STEVEN Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Warenski Paul Officer (SVP and General Counsel) | 3 | Employee Stock Option(right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Warenski Paul Officer (SVP and General Counsel) | 3 | Employee Stock Option(right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | McCullough Natalie A Officer (Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.49 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | McCullough Natalie A Officer (Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | McCullough Natalie A Officer (Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | McCullough Natalie A Officer (Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.60 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | McCullough Natalie A Officer (Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | McCullough Natalie A Officer (Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Martinelli Raymond M Officer (Chief People Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $1.20 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Martinelli Raymond M Officer (Chief People Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $1.49 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Martinelli Raymond M Officer (Chief People Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Martinelli Raymond M Officer (Chief People Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $4.65 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Martinelli Raymond M Officer (Chief People Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Bell Ganesh Officer (EVP, Products) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.95 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Bell Ganesh Officer (EVP, Products) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Sturgeon Robert John Officer (Chief Delivery Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Sturgeon Robert John Officer (Chief Delivery Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Sturgeon Robert John Officer (Chief Delivery Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | OPPENHEIMER DAVID S Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.95 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | OPPENHEIMER DAVID S Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | BIZZACK JEFFREY M Officer (President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | BIZZACK JEFFREY M Officer (President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | BIZZACK JEFFREY M Officer (President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Smerklo Michael A Director, Officer (CEO & Chairman of the Board) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.26 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Smerklo Michael A Director, Officer (CEO & Chairman of the Board) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2011-03-24 | ||
| 2011-03-24 holding as of filing | Smerklo Michael A Director, Officer (CEO & Chairman of the Board) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2011-03-24 |