Concentrix SREV, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-21: Reporting owner Warenski Paul; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-21: Reporting owner Sturgeon Robert John; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-21: Reporting owner McCullough Natalie A; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-21: Reporting owner Heckart Christine; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-21 | Warenski Paul Officer (EVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.82 exercise price | 2012-12-21 | |
| 2012-12-21 | Sturgeon Robert John Officer (Chief Delivery Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.82 exercise price | 2012-12-21 | |
| 2012-12-21 | McCullough Natalie A Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.82 exercise price | 2012-12-21 | |
| 2012-12-21 | Heckart Christine Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.82 exercise price | 2012-12-21 | |
| 2012-12-21 | Boucher John J Officer (EVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $5.82 exercise price | 2012-12-21 | |
| 2012-12-21 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.82 exercise price | 2012-12-21 | |
| 2012-11-29 | Campione Richard Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $5.10 exercise price | 2012-12-05 | |
| 2012-10-01 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 54,375 owned after | $0.65 exercise price | 2012-10-03 | |
| 2012-09-20 | BIZZACK JEFFREY M Officer (PRESIDENT) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 742,803 owned after | $4.26 exercise price | 2012-09-21 | |
| 2012-09-20 | McCullough Natalie A Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,022 83,333 owned after | $4.60 exercise price | 2012-09-21 | |
| 2012-09-19 | McCullough Natalie A Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 1,667 owned after | $4.26 exercise price | 2012-09-21 | |
| 2012-09-19 | McCullough Natalie A Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,645 94,355 owned after | $4.60 exercise price | 2012-09-21 | |
| 2012-09-10 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 69,375 owned after | $0.65 exercise price | 2012-09-11 | |
| 2012-09-04 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 79,375 owned after | $0.65 exercise price | 2012-09-06 | |
| 2012-08-27 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 94,375 owned after | $0.65 exercise price | 2012-08-29 | |
| 2012-08-20 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 109,375 owned after | $0.65 exercise price | 2012-08-20 | |
| 2012-08-13 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 124,375 owned after | $0.65 exercise price | 2012-08-15 | |
| 2012-08-03 | Heckart Christine Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $8.45 exercise price | 2012-08-07 | |
| 2012-08-03 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 139,375 owned after | $0.65 exercise price | 2012-08-07 | |
| 2012-07-10 | BIZZACK JEFFREY M Officer (PRESIDENT) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 782,803 owned after | $4.26 exercise price | 2012-07-12 | |
| 2012-07-02 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 24,800 owned after | $1.20 exercise price | 2012-07-03 | |
| 2012-06-29 | MADDEN JAMES C V Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 140,000 owned after | $4.26 exercise price | 2012-07-02 | |
| 2012-06-22 | Warenski Paul Officer (EVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 93,000 owned after | $4.26 exercise price | 2012-06-27 | |
| 2012-06-11 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $4.26 exercise price | 2012-07-12 | |
| 2012-06-11 | BIZZACK JEFFREY M Officer (PRESIDENT) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 802,803 owned after | $4.26 exercise price | 2012-06-13 | |
| 2012-06-11 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $4.26 exercise price | 2012-06-13 | |
| 2012-06-07 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 32,300 owned after | $1.20 exercise price | 2012-06-08 | |
| 2012-05-15 | Warenski Paul Officer (SVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 98,000 owned after | $4.26 exercise price | 2012-05-16 | |
| 2012-05-14 | MADDEN JAMES C V Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 145,000 owned after | $4.26 exercise price | 2012-05-15 | |
| 2012-05-10 | BIZZACK JEFFREY M Officer (PRESIDENT) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 822,803 owned after | $4.26 exercise price | 2012-05-14 | |
| 2012-05-10 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 25,000 owned after | $4.26 exercise price | 2012-05-14 | |
| 2012-05-03 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 39,800 owned after | $1.20 exercise price | 2012-05-07 | |
| 2012-04-16 | Warenski Paul Officer (SVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 103,000 owned after | $4.26 exercise price | 2012-04-18 | |
| 2012-04-10 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.26 exercise price | 2012-04-12 | |
| 2012-04-10 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,000 owned after | $4.26 exercise price | 2012-04-12 | |
| 2012-04-10 | BIZZACK JEFFREY M Officer (PRESIDENT) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 842,803 owned after | $4.26 exercise price | 2012-04-12 | |
| 2012-04-09 | OPPENHEIMER DAVID S Officer (CHIEF FINANCIAL OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 477,843 owned after | $4.95 exercise price | 2012-04-11 | |
| 2012-04-02 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 47,300 owned after | $1.20 exercise price | 2012-04-04 | |
| 2012-03-15 | Warenski Paul Officer (SVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 108,000 owned after | $4.26 exercise price | 2012-03-16 | |
| 2012-03-12 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.49 exercise price | 2012-03-14 | |
| 2012-03-12 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $4.26 exercise price | 2012-03-14 | |
| 2012-03-12 | BIZZACK JEFFREY M Officer (PRESIDENT) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 862,803 owned after | $4.26 exercise price | 2012-03-14 | |
| 2012-03-08 | OPPENHEIMER DAVID S Officer (CHIEF FINANCIAL OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 492,843 owned after | $4.95 exercise price | 2012-03-08 | |
| 2012-03-02 | Ackerman Jay R Officer (CHIEF SERVICES OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 154,375 owned after | $0.65 exercise price | 2012-03-06 | |
| 2012-03-01 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 54,800 owned after | $1.20 exercise price | 2012-03-05 | |
| 2012-02-15 | Warenski Paul Officer (SVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 118,000 owned after | $4.26 exercise price | 2012-02-17 | |
| 2012-02-10 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $1.49 exercise price | 2012-02-14 | |
| 2012-02-10 | OPPENHEIMER DAVID S Officer (CHIEF FINANCIAL OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,817 507,843 owned after | $4.95 exercise price | 2012-02-14 | |
| 2012-02-10 | BIZZACK JEFFREY M Officer (PRESIDENT) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 882,803 owned after | $4.26 exercise price | 2012-02-14 | |
| 2012-02-09 holding as of filing | Ackerman Jay R Officer (Chief Services Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.65 exercise price | 2012-02-09 | ||
| 2012-02-09 holding as of filing | Ackerman Jay R Officer (Chief Services Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.49 exercise price | 2012-02-09 | ||
| 2012-02-09 holding as of filing | Ackerman Jay R Officer (Chief Services Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.65 exercise price | 2012-02-09 | ||
| 2012-02-09 holding as of filing | Ackerman Jay R Officer (Chief Services Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.80 exercise price | 2012-02-09 | ||
| 2012-02-09 | OPPENHEIMER DAVID S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,140 113,410 owned after | $4.95 exercise price | 2012-02-09 | |
| 2012-02-09 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 62,300 owned after | $1.20 exercise price | 2012-02-09 | |
| 2012-02-08 | Smerklo Michael A Director, Officer (CEO & Chairman of the Board) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-02-07 | Smerklo Michael A Director, Officer (CEO & Chairman of the Board) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $17.36 exercise price | 2012-02-10 | |
| 2012-02-07 | OPPENHEIMER DAVID S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-02-07 | Warenski Paul Officer (SVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-02-07 | Sturgeon Robert John Officer (Chief Delivery Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-02-07 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-02-07 | Martinelli Raymond M Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-02-07 | Bell Ganesh Officer (EVP, Products) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-02-07 | BIZZACK JEFFREY M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-02-07 | Ackerman Jay R Officer (Chief Services Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $17.36 exercise price | 2012-02-09 | |
| 2012-01-19 | Sturgeon Robert John Officer (Chief Delivery Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 375,000 owned after | $4.26 exercise price | 2012-01-23 | |
| 2012-01-03 | McCullough Natalie A Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,000 owned after | $1.49 exercise price | 2012-01-04 | |
| 2012-01-03 | Warenski Paul Officer (SVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 128,000 owned after | $4.26 exercise price | 2012-01-04 |