COMVERGE, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2011-12-27: Form 8-K; Period of report 2011-12-20; Description 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure; Details 1.01.
- 2011-12-01: Form 8-K; Period of report 2011-11-29; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
- 2011-11-09: Form 8-K; Period of report 2011-11-09; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2011-09-16: Form 8-K; Period of report 2011-09-12; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2011-12-27 | 8-K | 2011-12-20 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 A copy of the press release announcing entry into the Agreement was issued by the Company and is attached hereto as Exhibit 99.1 and incorporated herein by reference. | form8k12272011.htm |
| 2011-12-01 | 8-K | 2011-11-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8k12012011.htm |
| 2011-11-09 | 8-K | 2011-11-09 | 2.02 Results of Operations and Financial Condition | 2.02 On November 9, 2011, Comverge, Inc. issued a press release announcing its results of operations for the third quarter ended September 30, 2011. | comv8-k_11911.htm |
| 2011-09-16 | 8-K | 2011-09-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 12, 2011, Mr. John A. Waterworth resigned from his position as Vice President, Corporate Controller and Principal Accounting Officer of Comverge, Inc. (the “Company”), effective October 12, 2011. | form8k09162011.htm |
| 2011-09-02 | 8-K | 2011-08-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 29, 2011, Comverge, Inc. (the “Company”) and Mr. Christopher Camino, Executive Vice President of Sales and Marketing and Chief Marketing Officer in charge of Sales, agreed to not renew Mr. Camino’s employment agreement upon its expiration on December 31, 2011. | form8-k09022011.htm |
| 2011-08-30 | 8-K/A | 2011-05-05 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 As previously reported in the Original Filing, at the Company’s 2011 Annual Meeting of Stockholders held on May 10, 2011, the Company’s stockholders approved, on an advisory basis, that the frequency of future Say-on-Pay Votes should be held annually. | form8_k08292011.htm |
| 2011-08-09 | 8-K | 2011-08-09 | 2.02 Results of Operations and Financial Condition | 2.02 On August 9, 2011, Comverge, Inc. issued a press release announcing its results of operations for the second quarter ended June 30, 2011. | comv8-k_8911.htm |
| 2011-07-25 | 8-K | 2011-07-25 | 2.02 Results of Operations and Financial Condition | 2.02 On July 25, 2011, Comverge, Inc. (the “Company”) issued a press release announcing its preliminary results of operations for the second quarter ended June 30, 2011 and a corporate repositioning initiative. | comv8-k_72511.htm |
| 2011-07-18 | 8-K | 2011-07-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 13, 2011, Comverge, Inc. (the “Company”) made the decision to terminate the employment of Michael D. Picchi, President of Comverge International, Ltd., a wholly owned subsidiary of the Company, effective immediately. | form8k07182011.htm |
| 2011-06-07 | 8-K/A | 2011-05-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | form8-k060620112.htm |
| 2011-06-06 | 8-K | 2011-05-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. 8.01 On May 31, 2011, the Company issued a press release announcing the appointment of Mr. Mathieson as Chief Financial Officer. | form8-k06062011.htm |
| 2011-05-11 | 8-K | 2011-05-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 5.02 On May 5, 2011, Comverge, Inc. appointed Steven K. Moffitt as Chief Operating Officer of the Company, effective immediately. 5.07 The 2011 Annual Meeting of Stockholders of Comverge, Inc. was held on May 10, 2011. 7.01 On May 5, 2011, Comverge issued a press release announcing the appointment of Mr. Moffitt as COO. | form8k_05112011.htm |
| 2011-05-05 | 8-K | 2011-05-05 | 2.02 Results of Operations and Financial Condition | 2.02 On May 5, 2011, Comverge, Inc. issued a press release announcing its results of operations for the first quarter ended March 31, 2011. | form8k.htm |
| 2011-04-08 | 8-K | 2011-04-06 | 1.01 Entry into a Material Definitive Agreement | 1.01 On April 6, 2011, Comverge, Inc. (the “Company”) and its wholly owned subsidiaries, Alternative Energy Resources, Inc., Enerwise Global Technologies, Inc, Comverge Giants, LLC., Public Energy Solutions, LLC, Public Energy Solutions NY LLC, and Clean Power Markets, Inc. (collectively, the “Subsidiaries” and together with the Company, the “Borrowers”) entered into Modification No. 1, effective as of March 31, 2011, (the “Modification”) of that certain Loan and Security Agreement (the “Original Agreement”) dated November 5, 2010, among the Borrowers and Partners for Growth III, L.P. (“PFG”). | form8_k04082011.htm |
| 2011-03-15 | 8-K | 2011-03-09 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 On March 10, 2011, Comverge, Inc. (the “Company”) entered into an amended and restated Executive Employment Agreement with its Chief Financial Officer, Michael D. Picchi. 5.02 On March 9, 2011, the Company issued a press release announcing that Michael D. Picchi will be leading the Company’s new International Division in his new position as President of Comverge International, Ltd., and shall resign from his position as Chief Financial Officer after an orderly transition of that role. | form8k_03152011.htm |
| 2011-03-09 | 8-K | 2011-03-09 | 2.02 Results of Operations and Financial Condition | 2.02 On March 9, 2011, Comverge, Inc. issued a press release announcing its results of operations for the year ended December 31, 2010. | form8k.htm |
| 2011-03-09 | 8-K | 2011-03-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 3, 2011, the Compensation Committee of the Board of Directors of Comverge, Inc. (the “Company) approved annual incentive cash and equity awards with respect to the Company’s fiscal year ended December 31, 2010. | d8k.htm |
| 2011-02-14 | 8-K | 2011-02-11 | 8.01 Other Events | 8.01 On February 11, 2011, an article was published with a quote from an executive officer of Comverge, Inc. stating that “we’ll meet the street’s expectations” when discussing Comverge’s fiscal 2010 performance. | form8k_02142011.htm |