COMVERGE, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-18: Form 8-K; Period of report 2009-12-17; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2009-12-04: Form 8-K; Period of report 2009-12-01; Description 1.02 Termination of a Material Definitive Agreement; Details 1.02.
- 2009-11-19: Form 8-K; Period of report 2009-11-19; Description 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure; Details 1.01.
- 2009-11-09: Form 8-K; Period of report 2009-11-09; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-18 | 8-K | 2009-12-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | form8-k12182009.htm |
| 2009-12-04 | 8-K | 2009-12-01 | 1.02 Termination of a Material Definitive Agreement | 1.02 On December 1, 2009, Comverge, Inc. voluntarily repaid its outstanding indebtedness under that certain Credit Agreement dated January 18, 2007, among Comverge, its wholly owned subsidiary, Alternative Energy Resources, Inc. as Borrower (“AER”) and General Electric Capital Corporation (“GECC”) as Lender (the “Credit Agreement”) and terminated the Credit Agreement. | form8-k12042009.htm |
| 2009-11-19 | 8-K | 2009-11-19 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 On November 19, 2009, Comverge, Inc. entered into an Underwriting Agreement with RBC Capital Markets Corporation, Lazard Capital Markets LLC, Robert W. Baird & Co. Incorporated and Stephens, Inc., as representatives of the several underwriters named therein, with respect to the offer and sale in an underwritten public offering by Comverge of up to 2,760,000 shares of Comverge’s common stock, par value $0.001 per share (including up to 360,000 shares issuable upon exercise of the underwriters’ over-allotment option) for a price to the public of $10.50 per share. 7.01 On November 19, 2009, Comverge issued a press release announcing the offering described in Item 1.01 above. | form8-k11192009.htm |
| 2009-11-09 | 8-K | 2009-11-09 | 2.02 Results of Operations and Financial Condition | 2.02 On November 9, 2009, Comverge, Inc. issued a press release announcing its results of operations for the third quarter ended September 30, 2009. | form8k.htm |
| 2009-11-06 | 8-K | 2009-11-02 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 On November 2, 2009, Comverge, Inc., through its subsidiaries Public Energy Solutions, LLC and Public Energy Solutions NY, LLC, entered into an amendment with Consolidated Edison Company of New York, Inc. (“Con Edison”) to one of its four demand side management contracts (the “Amendment”). 5.02 On November 2, 2009, the Compensation Committee of the Board of Directors of Comverge, Inc. (the “Committee”) approved an incentive equity award under the Company’s Amended & Restated 2006 Long-term Incentive Plan to Michael D. Picchi, Interim President and Chief Executive Officer and Executive Vice President and Chief Financial Officer of the Company. | form8-k11062009.htm |
| 2009-10-28 | 8-K | 2009-10-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 26, 2009, the board of directors (the "Board") of Comverge, Inc. appointed A. Laurence Jones, Joseph O’Donnell and Scott Ungerer as independent directors to the Board effectively immediately, in accordance with Comverge's Bylaws and Certificate of Incorporation. | form8-k10282009.htm |
| 2009-09-04 | 8-K | 2009-08-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | form8-k09042009.htm |
| 2009-08-21 | 8-K | 2009-08-19 | 8.01 Other Events | 8.01 On August 19, 2009, the following executive officers of Comverge, Inc. entered into pre-arranged stock trading plans to sell a limited amount of their shares of Comverge common stock for personal financial management purposes. | form8-k08212009.htm |
| 2009-08-18 | 8-K | 2009-08-17 | 7.01 Regulation FD Disclosure | 7.01 On August 17, 2009, Comverge issued a press release announcing it has filed a shelf registration statement on Form S-3 with the Securities and Exchange Commission (the "SEC"). | form8-k08172009.htm |
| 2009-08-06 | 8-K | 2009-08-06 | 2.02 Results of Operations and Financial Condition | 2.02 On August 6, 2009, Comverge, Inc. issued a press release announcing its results of operations for the second quarter ended June 30, 2009. | form8k.htm |
| 2009-07-23 | 8-K | 2009-07-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | form8-k07222009.htm |
| 2009-06-25 | 8-K | 2009-06-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Officers; Compensatory Arrangements of Certain Officers. | form8-k06252009.htm |
| 2009-06-12 | 8-K | 2009-06-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 10, 2009, Comverge’s principal executive officer, principal financial officer, three other named executive officers and two additional officers voluntarily elected to forfeit certain options to purchase shares of Comverge’s common stock with exercise prices ranging from $18.00 to $34.23 granted in 2007. | form8-k06122009.htm |
| 2009-06-05 | 8-K | 2009-06-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | form8-k06052009.htm | |
| 2009-05-07 | 8-K | 2009-05-07 | 2.02 Results of Operations and Financial Condition | 2.02 On May 7, 2009, Comverge, Inc. issued a press release announcing its results of operations for the first quarter ended March 31, 2009. | form8k.htm |
| 2009-03-20 | 8-K | 2009-03-17 | 8.01 Other Events | 8.01 On March 17, 2009, Robert M. Chiste, Chairman, President and Chief Executive Officer of Comverge, Inc. entered into a pre-arranged stock trading plan to sell a limited amount of his shares of Comverge common stock for personal financial management purposes. | form8-k03202009.htm |
| 2009-03-10 | 8-K | 2009-03-10 | 2.02 Results of Operations and Financial Condition | 2.02 On March 10, 2009, Comverge, Inc. issued a press release announcing its results of operations for the fourth quarter and fiscal year ended December 31, 2008. | form8k.htm |
| 2009-03-09 | 8-K | 2009-03-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 3, 2009, Comverge, Inc. (the “Company”) appointed John Waterworth, age 31, as Vice President – Controller of the Company. | form8-k03092009.htm |
| 2009-01-23 | 8-K | 2009-01-23 | 1.01 Entry into a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 On January 21, 2009, Comverge, Inc. entered into a five-year agreement with Pepco Holdings, Inc. (PHI) to provide comprehensive services, including a demand response hardware and software system and installation and marketing services compatible with PHI’s future Advanced Metering Infrastructure (AMI) network. 2.02 On January 23, 2009, Comverge, Inc. updated its 2008 revenue guidance. 5.02 On January 23, 2009, Comverge’s Board of Directors appointed Thomas Gutierrez to the Board effective immediately as a Class I director, in accordance with Comverge's by-laws and certificate of incorporation. | form8_k01232009.htm |