COMPLETE GENOMICS INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 230 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-10: Reporting owner SENYEI ANDREW E; Form 3; Security Series E Preferred Stock; Transaction Holding.
- 2010-11-10: Reporting owner SENYEI ANDREW E; Form 3; Security Series E Preferred Stock; Transaction Holding.
- 2010-11-10: Reporting owner SENYEI ANDREW E; Form 3; Security Series E Preferred Stock; Transaction Holding.
- 2010-11-10: Reporting owner SENYEI ANDREW E; Form 3; Security Warrant to Purchase Series B Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Enterprise Partners Management LLC 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Enterprise Partners Management LLC 10% Owner | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS V L P 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS V L P 10% Owner | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS V L P 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS V L P 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ENTERPRISE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-01-16 | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −83,580 0 owned after | no price filed | 2010-11-16 | |
| 2010-01-16 | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −36,339 0 owned after | no price filed | 2010-11-16 |