COMPLETE GENOMICS INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 230 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-16: Reporting owner OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP; Form 4; Security Series E Preferred Stock; Transaction C Conversion of derivative security.
- 2010-11-16: Reporting owner OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP; Form 4; Security Series E Preferred Stock; Transaction C Conversion of derivative security.
- 2010-11-16: Reporting owner OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP; Form 4; Security Warrant to Purchase Series B Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-11-16: Reporting owner OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP; Form 4; Security Warrant to Purchase Series B Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-16 | OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −828,829 0 owned after | no price filed | 2010-11-16 | |
| 2010-11-16 | OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −4,767 0 owned after | no price filed | 2010-11-16 | |
| 2010-11-16 | OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series B Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −906 0 owned after | $11.64 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −17 0 owned after | $11.64 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VENTURE PARTNERS VI LP | OVP VI ENTREPRENEURS FUND LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series B Preferred Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −237 0 owned after | $11.64 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VI ENTREPRENEURS FUND LP | OVP VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series D Preferred Stock Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −31,717 0 owned after | $7.56 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VI ENTREPRENEURS FUND LP | OVP VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −647 0 owned after | $7.56 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VI ENTREPRENEURS FUND LP | OVP VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series D Preferred Stock Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −33,832 0 owned after | $7.56 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VI ENTREPRENEURS FUND LP | OVP VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −690 0 owned after | $7.56 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VI ENTREPRENEURS FUND LP | OVP VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series D Preferred Stock Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −11,258 0 owned after | $7.56 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VI ENTREPRENEURS FUND LP | OVP VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −79 0 owned after | $7.56 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VI ENTREPRENEURS FUND LP | OVP VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series D Preferred Stock Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,088 0 owned after | $7.56 exercise price | 2010-11-16 | |
| 2010-11-16 | OVP VI ENTREPRENEURS FUND LP | OVP VENTURE PARTNERS VI LP 10% Owner | 10% Owner | 4 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −7 0 owned after | $7.56 exercise price | 2010-11-16 | |
| 2010-11-10 holding as of filing | Prospect Venture Partners III L P | Prospect Management Co. III, L.L.C. 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Prospect Venture Partners III L P | Prospect Management Co. III, L.L.C. 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Prospect Venture Partners III L P | Prospect Management Co. III, L.L.C. 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Prospect Venture Partners III L P | Prospect Management Co. III, L.L.C. 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Prospect Venture Partners III L P | Prospect Management Co. III, L.L.C. 10% Owner | 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Prospect Venture Partners III L P | Prospect Management Co. III, L.L.C. 10% Owner | 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Prospect Venture Partners III L P | Prospect Management Co. III, L.L.C. 10% Owner | 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | Prospect Venture Partners III L P | Prospect Management Co. III, L.L.C. 10% Owner | 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | BARKAS ALEXANDER E Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | BARKAS ALEXANDER E Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | BARKAS ALEXANDER E Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | BARKAS ALEXANDER E Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | BARKAS ALEXANDER E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | BARKAS ALEXANDER E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | BARKAS ALEXANDER E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | BARKAS ALEXANDER E Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | CASKEY C THOMAS Director | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | CASKEY C THOMAS Director | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WAITE CHARLES P JR Director, 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ORBIMED ADVISORS LLC | ISALY SAMUEL D | OrbiMed Capital GP III LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ORBIMED ADVISORS LLC | ISALY SAMUEL D | OrbiMed Capital GP III LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ORBIMED ADVISORS LLC | ISALY SAMUEL D | OrbiMed Capital GP III LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ORBIMED ADVISORS LLC | ISALY SAMUEL D | OrbiMed Capital GP III LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | ESSEX WOODLANDS HEALTH VENTURES FUND VIII LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LP | ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LP 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | DONDERO JAMES D | HIGHLAND CAPITAL MANAGEMENT LP | Strand Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | WALL ROBERT T Director | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series B Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series C Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series D Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series E Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct · (m) | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · (m) | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct · (m) | Holding | $11.64 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct · (m) | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · (m) | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct · (m) | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · (m) | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct · (m) | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · (m) | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Direct · (m) | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | OVP VENTURE PARTNERS VI LP 10% Owner | 3 | Warrant to Purchase Series D Preferred Stock Derivative · Indirect · (m) | Holding | $7.56 exercise price | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 | ||
| 2010-11-10 holding as of filing | SENYEI ANDREW E Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-11-10 |