COMPLETE GENOMICS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-18: Reporting owner WAITE CHARLES P JR; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-03-18: Reporting owner WAITE CHARLES P JR; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-03-18: Reporting owner WALL ROBERT T; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-03-18: Reporting owner WALL ROBERT T; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-18 | WAITE CHARLES P JR Director | 4 | Restricted Stock Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,667 0 owned after | $3.15 | 2013-03-18 | |
| 2013-03-18 | WAITE CHARLES P JR Director | 4 | Restricted Stock Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $3.15 | 2013-03-18 | |
| 2013-03-18 | WALL ROBERT T Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −834 0 owned after | $3.15 | 2013-03-18 | |
| 2013-03-18 | WALL ROBERT T Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $3.15 | 2013-03-18 | |
| 2013-03-18 | Shuster Lewis Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −834 0 owned after | $3.15 | 2013-03-18 | |
| 2013-03-18 | Shuster Lewis Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $3.15 | 2013-03-18 | |
| 2013-03-18 | CASKEY C THOMAS Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −834 0 owned after | $3.15 | 2013-03-18 | |
| 2013-03-18 | CASKEY C THOMAS Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $3.15 | 2013-03-18 | |
| 2012-11-30 | CASKEY C THOMAS Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 834 owned after | $0.00 | 2012-12-03 | |
| 2012-11-30 | Shuster Lewis Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 834 owned after | $0.00 | 2012-12-03 | |
| 2012-11-30 | WAITE CHARLES P JR Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 1,667 owned after | $0.00 | 2012-12-03 | |
| 2012-11-30 | WALL ROBERT T Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 834 owned after | $0.00 | 2012-12-03 | |
| 2012-06-22 | SENYEI ANDREW E Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2012-06-26 | |
| 2012-06-22 | CASKEY C THOMAS Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2012-06-26 | |
| 2012-06-22 | WAITE CHARLES P JR Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2012-06-26 | |
| 2012-06-22 | Shuster Lewis Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2012-06-26 | |
| 2012-06-22 | WALL ROBERT T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2012-06-26 | |
| 2011-11-30 | WALL ROBERT T Director | 5 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 1,667 owned after | $0.00 | 2012-02-14 | |
| 2011-11-30 | Shuster Lewis Director | 5 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 1,667 owned after | $0.00 | 2012-02-14 | |
| 2011-11-30 | GORDON CARL L Director | 5 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 3,334 owned after | $0.00 | 2012-02-14 | |
| 2011-11-30 | CASKEY C THOMAS Director | 5 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 1,667 owned after | $0.00 | 2012-02-14 | |
| 2011-11-30 | SENYEI ANDREW E Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 3,334 owned after | $0.00 | 2011-12-16 | |
| 2011-11-30 | WAITE CHARLES P JR Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 3,334 owned after | $0.00 | 2011-12-08 | |
| 2010-11-30 | BARKAS ALEXANDER E Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2010-12-02 | |
| 2010-11-30 | SENYEI ANDREW E Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2010-12-02 | |
| 2010-11-30 | GORDON CARL L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2010-12-02 | |
| 2010-11-30 | WAITE CHARLES P JR Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2010-12-02 | |
| 2010-11-30 | Shuster Lewis Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2010-12-02 | |
| 2010-11-30 | WALL ROBERT T Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2010-12-02 | |
| 2010-11-30 | CASKEY C THOMAS Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2010-12-02 |