COMPASS, INC. Insider Trading Arrangements
Rule 10b5-1 and other trading arrangements that directors and officers adopted or terminated, as each 10-Q and 10-K tags them (Item 408(a)), newest report first.
- 2026-05-08: Individual Robert Reffkin; Title Founder and Chief Executive Officer; Arrangement Rule 10b5-1; Adopted March 3, 2026.
- 2026-05-08: Individual Pamela Thomas-Graham; Title Director; Arrangement Rule 10b5-1; Adopted March 2, 2026.
- 2025-08-04: Individual Brad Serwin; Title General Counsel and Corporate Secretary; Arrangement Rule 10b5-1; Adopted May 12, 2025.
- 2025-08-04: .
| Report filed | Individual | Title | Arrangement | Adopted | Terminated | Expires or duration | Securities covered |
|---|---|---|---|---|---|---|---|
| 2026-05-08 10-Q | Robert Reffkin | Founder and Chief Executive Officer | Rule 10b5-1 | March 3, 2026 | February 26, 2027 P360D | 3,411,111 | |
| 2026-05-08 10-Q | Pamela Thomas-Graham | Director | Rule 10b5-1 | March 2, 2026 | May 31, 2027 P455D | 106,171 | |
| 2025-08-04 10-Q | Brad Serwin | General Counsel and Corporate Secretary | Rule 10b5-1 | May 12, 2025 | August 11, 2027 P821D | 949,532 | |
| 2025-08-04 10-Q | |||||||
| 2025-08-04 10-Q | Brad Serwin | General Counsel and Corporate Secretary | Rule 10b5-1 | May 12, 2025 | |||
| 2024-08-02 10-Q | Robert Reffkin | Founder and Chief Executive Officer | Rule 10b5-1 | On May 10, 2024 | December 31, 2025 P600D | 10,500,000 | |
| 2024-08-02 10-Q | Brad Serwin | General Counsel and Corporate Secretary | Rule 10b5-1 | On May 10, 2024 | August 10, 2026 P822D | 243,982 | |
| 2024-08-02 10-Q | Scott Wahlers | Chief Accounting Officer | Rule 10b5-1 | On May 17, 2024 | August 14, 2026 P819D | 591,922 | |
| 2024-08-02 10-Q | Pamela Thomas-Graham | Director | Rule 10b5-1 | On May 10, 2024 | May 8, 2026 P728D | 239,216 | |
| 2024-08-02 10-Q | Allan Leinwand | Director | Rule 10b5-1 | On May 13, 2024 | August 29, 2025 P473D | 40,394 | |
| 2023-08-08 10-Q | Gregory Hart | Chief Operating Officer | Rule 10b5-1 | May 12, 2023 | P417D | 606,034 |
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