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COMPASS, INC. (COMP) Material Contracts

COMPASS, INC. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-08-06: Form 10-Q; Exhibit 10.5; Description 22nd Omnibus Amendment, dated as of May 29, 2026, by and among Cartus Corporation, Cartus Financial Corporation, Apple Ridge Services Corporation, Apple Ridge Funding LLC, U.S. Bank National Association, as indenture trustee, paying agent, authentication agent, and transfer agent and registrar, the Managing Agents party to the Note Purchase Agreement, the Purchasers party to the Note Purchase Agreement, Crédit Agricole Corporate and Investment Bank, as administrative agent and lead arranger, Compass, Inc., as performance guarantor, Bank of America, N.A., as the additional committed purchaser and as the additional managing agent, which amends and conforms the Indenture Supplement, Note Purchase Agreement, Transfer and Servicing Agreement, Purchase Agreement, and Receivables Purchase Agreement..
  • 2026-05-08: Form 10-Q; Exhibit 10.28; Description 21st Omnibus Amendment to the Apple Ridge Documents dated as of January 6, 2026..
  • 2026-05-08: Form 10-Q; Exhibit 10.27; Description 20th Omnibus Amendment to the Apple Ridge Documents dated as of May 30, 2025..
  • 2026-05-08: Form 10-Q; Exhibit 10.26; Description 19th Omnibus Amendment to the Apple Ridge Documents dated as of May 31, 2024..
FiledFormExhibitDescription
2026-08-0610-Q10.522nd Omnibus Amendment, dated as of May 29, 2026, by and among Cartus Corporation, Cartus Financial Corporation, Apple Ridge Services Corporation, Apple Ridge Funding LLC, U.S. Bank National Association, as indenture trustee, paying agent, authentication agent, and transfer agent and registrar, the Managing Agents party to the Note Purchase Agreement, the Purchasers party to the Note Purchase Agreement, Crédit Agricole Corporate and Investment Bank, as administrative agent and lead arranger, Compass, Inc., as performance guarantor, Bank of America, N.A., as the additional committed purchaser and as the additional managing agent, which amends and conforms the Indenture Supplement, Note Purchase Agreement, Transfer and Servicing Agreement, Purchase Agreement, and Receivables Purchase Agreement.
2026-05-0810-Q10.2821st Omnibus Amendment to the Apple Ridge Documents dated as of January 6, 2026.
2026-05-0810-Q10.2720th Omnibus Amendment to the Apple Ridge Documents dated as of May 30, 2025.
2026-05-0810-Q10.2619th Omnibus Amendment to the Apple Ridge Documents dated as of May 31, 2024.
2026-05-0810-Q10.2518th Omnibus Amendment to the Apple Ridge Documents dated as of June 2, 2023.
2026-05-0810-Q10.2417th Omnibus Amendment to the Apple Ridge Documents dated as of June 3, 2022.
2026-05-0810-Q10.2316th Omnibus Amendment to the Apple Ridge Documents dated as of June 4, 2021.
2026-05-0810-Q10.2215th Omnibus Amendment to the Apple Ridge Documents dated as of August 5, 2020.
2026-05-0810-Q10.2114th Omnibus Amendment to the Apple Ridge Documents dated as of June 4, 2020.
2026-05-0810-Q10.2013th Omnibus Amendment to the Apple Ridge Documents dated as of December 6, 2019.
2026-05-0810-Q10.1912th Omnibus Amendment to the Apple Ridge Documents dated as of June 7, 2019.
2026-05-0810-Q10.1811th Omnibus Amendment to the Apple Ridge Documents dated as of June 8, 2018.
2026-05-0810-Q10.1710th Omnibus Amendment to the Apple Ridge Documents dated as of June 9, 2017.
2026-05-0810-Q10.16Amendment to the Note Purchase Agreement dated as of June 1, 2016.
2026-05-0810-Q10.159th Omnibus Amendment to the Apple Ridge Documents dated as of June 11, 2015.
2026-05-0810-Q10.148th Omnibus Amendment to the Apple Ridge Documents dated as of September 11, 2013.
2026-05-0810-Q10.137th Omnibus Amendment, dated as of December 14, 2011, by and among Cartus Corporation, Cartus Financial Corporation, Apple Ridge Services Corporation, Apple Ridge Funding LLC, Realogy Corporation, U.S. Bank National Association, Crédit Agricole Corporate and Investment Bank and the other managing agents party thereto (the "Eighth Omnibus Amendment"), which amends and conforms the Purchase Agreement, Receivables Purchase Agreement, Master Indenture and Transfer and Serving Agreement (together with the Series 2011-1 Indenture Supplement and Note Purchase Agreement, the "Apple Ridge Documents").
2026-05-0810-Q10.12Series 2011-1 Indenture Supplement, dated as of December 16, 2011, by and between Apple Ridge Funding LLC and U.S. Bank National Association.
2026-05-0810-Q10.11Note Purchase Agreement, dated as of December 14, 2011 (the “Note Purchase Agreement”), among Apple Ridge Funding LLC, Cartus Corporation, as Servicer, the financial institutions and commercial paper conduits party thereto and the Administrative Agent, relating to the Series 2011-1 Secured Variable Funding Notes.
2026-05-0810-Q10.10Performance Guaranty dated as of January 8, 2026, by Compass, Inc. in favor of Cartus Financial Corporation and Apple Ridge Funding LLC.
2026-05-0810-Q10.9Form of Severance and Change in Control Agreement between Compass, Inc. and non-CEO executive officers (Revised May 2026).
2026-05-0810-Q10.8Amendment No. 1 to Separation Agreement with Brad Serwin dated January 4, 2026 (certain portions of this exhibit have been omitted pursuant to Regulation S-K Item 601(b)(10)).
2026-05-0810-Q10.6Amendment No. 3 to the Second Amended and Restated Revolving Credit and Security Agreement among Compass Concierge SPV I, LLC, Compass Concierge, LLC, and Barclays Bank PLC and the lenders party thereto, dated as of April 24, 2026.
2026-05-0810-Q10.4Amendment No. 1 dated April 30, 2026 to the Revolving Credit and Guaranty Agreement by and among Compass, Inc., the Obligors party thereto, Morgan Stanley Senior Funding, Inc., the Lenders, and Issuing Banks party thereto, dated as of November 17, 2025.
2026-04-178-K10.1Put Agreement dated April 15, 2026.
2026-02-2710-K10.31Amended and Restated Limited Liability Company Agreement of Double Barrel Title LLC dated as of April 1, 2025
2026-02-2710-K10.30Amended and Restated Limited Liability Company Agreement of Over Under Title LLC dated as of April 1, 2025
2026-02-2710-K10.29Anywhere Real Estate Inc. Third Amended & Restated 2018 Long-Term Incentive Plan
2026-02-2710-K10.28Realogy Holdings Corp. (now known as Anywhere Real Estate Inc.) Amended and Restated 2012 Long-Term Incentive Plan
2026-02-2710-K10.27Amendment No. 3 to Trademark License Agreement dated January 14, 2011
2026-02-2710-K10.26Joinder Agreement dated as of January 1, 2005, between SPTC Delaware LLC, Sotheby’s (as successor to Sotheby’s Holdings, Inc.), and Cendant Corporation and Sotheby’s International Realty Licensee Corporation
2026-02-2710-K10.25Consent of SPTC Delaware LLC, Sotheby’s (as successor to Sotheby’s Holdings, Inc.) and Sotheby’s International Realty License Corporation
2026-02-2710-K10.24Amendment No. 2 to Trademark License Agreement, dated May 2, 2005
2026-02-2710-K10.23Amendment No. 1 to Trademark License Agreement, dated May 2, 2005
2026-02-2710-K10.22Trademark License Agreement, dated as of February 17, 2004, among SPTC Delaware LLC (as assignee of SPTC, Inc.), Sotheby’s (as successor to Sotheby’s Holdings, Inc.), Cendant Corporation and Sotheby's International Realty Licensee Corporation (f/k/a Monticello Licensee Corporation)(the “Trademark License Agreement”)
2026-01-098-K10.2Form of Additional Capped Call Confirmation.
2026-01-098-K10.1Form of Base Capped Call Confirmation.
2025-11-178-K10.1Revolving Credit and Guaranty Agreement by and among Compass, Inc., the Obligors party thereto, Morgan Stanley Senior Funding, Inc., the Lenders, and Issuing Banks party thereto, dated as of November 17, 2025.
2025-11-0510-Q10.3Severance Agreement between the Registrant and Brad Serwin, dated September 3, 2025.
2025-09-228-K10.2Voting and Support Agreement, dated as of September 22, 2025, by and among Compass, Inc., Anywhere Real Estate Inc., AG MM, L.P., AG Arts Credit Fund, L.P., AG Capital Solutions SMA One, L.P., AG Credit Solutions Non-ECI Master Fund, L.P., AG Credit Solutions Master Fund II A, L.P., AG Corporate Credit Opportunities Fund, L.P., AG Cataloochee LP, AG POTOMAC FUND, L.P. and AG Super Fund Master, L.P.
2025-09-228-K10.1Voting and Support Agreement, dated as of September 22, 2025, by and among Compass Inc. Anywhere Real Estate Inc., Robert L. Reffkin, Ruth Reffkin Family Trust, 2021 Reffkin Remainder Interest Trust, Reffkin Investment I Corp., Reffkin Investment II Corp. and Reffkin 2022 Family Trust.
2025-08-0410-Q10.4Employee Proprietary Information, Inventions, and Arbitration Agreement between the Company and Scott Wahlers, dated as of August 3, 2025.
2025-08-0410-Q10.3Offer Letter between the Company and Scott Wahlers, dated as of August 3, 2025.
2025-08-0410-Q10.2Amendment No. 2 to the Second Amended and Restated Revolving Credit and Security Agreement among Compass Concierge SPV I, LLC, Barclays Bank PLC and the lenders party thereto, dated as of August 1, 2025.
2025-05-298-K10.1Compass, Inc. Deferred Compensation Plan for Directors & Employees
2024-12-028-K10.1Form of Shareholder Rights Agreement, by and among, the Company and the stockholders party thereto.
2024-11-0110-Q10.1Chief Executive Officer Agreement between the Company and Robert Reffkin, dated as of October 29, 2024.
2024-02-2810-K10.17Amended and Restated Cash Bonus Agreement between the Registrant and Brad Serwin, dated as of August 17, 2023
2024-02-2810-K10.15Executive Bonus Plan, amended and restated as of November 2, 2023
2024-02-2810-K10.14Forms of Global Notice of Performance Stock Unit Award and Global Performance Stock Unit Award Agreement
2024-02-2810-K10.8Form of Change in Control and Severance Agreement between the Registrant and its named executive officers
2024-02-2810-K10.5Non-Employee Director Compensation Policy
2024-02-2810-K10.1Form of Indemnification Agreement by and between the Registrant and each of its directors and executive officers
2023-08-0810-Q10.1Amendment No. 1 to the Second Amended and Restated Revolving Credit and Security Agreement among Compass Concierge SPV I, LLC, Barclays Bank PLC and the lenders party thereto, dated as of August 4, 2023
2023-05-1010-Q10.1First Amendment to Revolving Credit and Guaranty Agreement among Compass, Inc., Barclays Bank PLC and the lenders party thereto, dated as of May 1, 2023
2022-10-288-K10.1Offer Letter between the Company and Mr. Reelitz, dated as of October 24, 2022.
2022-08-1510-Q10.3Promotion Award Letter Agreement between the Registrant and Greg Hart, dated as of August 10, 2022.
2022-08-1510-Q10.2Separation Agreement between the Registrant and Kristen Ankerbrandt, dated as of August 2, 2022.
2022-08-1510-Q10.1Amended and Restated Revolving Credit and Security Agreement among Compass Concierge SPV I, LLC, Barclays Bank PLC and the lenders party thereto, dated as of August 5, 2022.
2022-05-1310-Q10.4Second Amended and Restated Offer Letter between the Registrant and Greg Hart, dated May 10, 2022.
2022-05-1310-Q10.3Second Amended and Restated Offer Letter between the Registrant and Kristen Ankerbrandt, dated May 10, 2022.
2022-05-1310-Q10.2Amended and Restated Offer Letter between the Registrant and Priyanka Singh, dated May 10, 2022.
2022-05-1310-Q10.1Amended and Restated Offer Letter between the Registrant and Neda Navab, dated May 10, 2022.
2022-03-178-K10.1Executive Bonus Plan.
2021-08-1010-Q10.3Forms of Global Notice of Stock Option Grant and Global Stock Option Agreement
2021-08-1010-Q10.2Forms of Global Notice of Restricted Stock Unit Award and Global Restricted Stock Unit Award Agreement.
2021-08-1010-Q10.1Amended and Restated Revolving Credit and Security Agreement among Compass Concierge SPV I, LLC, Barclays Bank PLC and the lenders party thereto, dated as of July 29, 2021.

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