CommunityOne Bancorp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows, 79 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-10-26: Reporting owner McBryde Angus M III; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-10-26: Reporting owner McBryde Angus M III; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-10-19: Reporting owner DeSimone Beth S; Form 4; Security Option; Transaction J Other acquisition or disposition (describe transaction).
- 2016-10-19: Reporting owner DeSimone Beth S; Form 4; Security Option; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-10-26 | McBryde Angus M III Officer (Treasurer) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,530 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | McBryde Angus M III Officer (Treasurer) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,764 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-19 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 67,959 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 62,194 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −11,530 50,664 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 44,899 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 39,134 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 33,369 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −11,529 21,840 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 63,413 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 57,648 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −11,530 46,118 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 40,353 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 34,588 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,765 28,823 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −11,529 17,294 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,647 95,120 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,648 86,472 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −17,295 69,177 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,647 60,530 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,647 51,883 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,648 43,235 owned after | $16.00 exercise price | 2016-10-21 | |
| 2016-10-19 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −17,294 25,941 owned after | $16.00 exercise price | 2016-10-21 | |
| 2015-07-31 | Murphy Gregory P Officer (Chief Workout Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,059 57,649 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Murphy Gregory P Officer (Chief Workout Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,529 69,178 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,059 57,649 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,529 69,178 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Licari Jerry R Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 3,295 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Licari Jerry R Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 3,954 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | McKenney H Ray Jr Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 3,295 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | McKenney H Ray Jr Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 3,954 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,589 86,473 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,294 103,767 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Reid Robert L Director, Officer (President & CEO) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,589 86,473 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Reid Robert L Director, Officer (President & CEO) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,294 103,767 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,059 62,195 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,529 73,724 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | WILSON BOYD C JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 3,295 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | WILSON BOYD C JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 3,954 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Martin J Chandler Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 3,295 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | Martin J Chandler Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 3,954 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | MCCASKILL T GRAY Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 3,295 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-07-31 | MCCASKILL T GRAY Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 3,954 owned after | $16.00 exercise price | 2015-08-04 | |
| 2015-04-15 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,546 39,136 owned after | $10.90 exercise price | 2015-08-04 | |
| 2014-10-01 | Murphy Gregory P Officer (Chief Workout Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,060 23,060 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Murphy Gregory P Officer (Chief Workout Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,530 34,590 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,060 23,060 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | McBryde Angus M III Officer (Treasurer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,530 34,590 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Licari Jerry R Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 1,318 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Licari Jerry R Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 1,977 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | McKenney H Ray Jr Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 1,318 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | McKenney H Ray Jr Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 1,977 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,589 34,589 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Nielsen David L Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,295 51,884 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Reid Robert L Director, Officer (President & CEO) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,589 34,589 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Reid Robert L Director, Officer (President & CEO) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,295 51,884 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,060 23,060 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | DeSimone Beth S Officer (General Counsel) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,530 34,590 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | WILSON BOYD C JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 1,318 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | WILSON BOYD C JR Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 1,977 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Martin J Chandler Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 1,318 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | Martin J Chandler Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 1,977 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | MCCASKILL T GRAY Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 1,318 owned after | $16.00 exercise price | 2015-08-04 | |
| 2014-10-01 | MCCASKILL T GRAY Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +659 1,977 owned after | $16.00 exercise price | 2015-08-04 | |
| 2007-11-21 | CAMPBELL R LARRY Director, Officer (Executive Vice President) | 4/A | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,000 0 owned after | $9.82 exercise price | 2007-11-29 | |
| 2007-11-21 | CAMPBELL R LARRY Director, Officer (Executive Vice President) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,000 0 owned after | $9.82 exercise price | 2007-11-23 | |
| 2007-07-09 | SEVERSON MARK A Officer (EVP) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $15.85 | 2007-07-11 | |
| 2007-05-01 | CLINE DAVID E Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +85 0 owned after | $11.54 exercise price | 2007-05-03 | |
| 2007-05-01 | CLINE DAVID E Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,998 0 owned after | $9.94 exercise price | 2007-05-03 | |
| 2007-05-01 | CLINE DAVID E Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,204 0 owned after | $9.49 exercise price | 2007-05-03 | |
| 2007-02-02 | RAMSAY JULIUS M III Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 0 owned after | $11.75 | 2007-02-06 | |
| 2007-02-02 | RAMSAY JULIUS M III Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 500 owned after | $16.15 | 2007-02-06 | |
| 2006-11-22 | PUGH RICHARD K Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,500 0 owned after | $14.13 exercise price | 2006-11-22 | |
| 2006-09-13 | BRATTON ROBERT O Officer (Executive Vice President) | 5 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $18.10 | 2007-03-19 | |
| 2006-08-14 | CAMPBELL JAMES M JR Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $14.00 exercise price | 2006-08-16 | |
| 2006-05-22 | PUGH RICHARD K Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $11.75 exercise price | 2006-05-24 | |
| 2006-03-23 | LITTLE JERRY A Officer (Secretary/ Treasurer) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $14.00 exercise price | 2006-03-27 | |
| 2006-03-23 | LITTLE JERRY A Officer (Secretary/ Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $14.00 exercise price | 2006-03-27 | |
| 2006-03-21 | PUGH RICHARD K Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $14.00 exercise price | 2006-03-22 |