CommunityOne Bancorp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows, 23 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-10-26: Reporting owner Nielsen David L; Form 4; Security Employee Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-10-26: Reporting owner Nielsen David L; Form 4; Security Employee Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-10-26: Reporting owner MCCASKILL T GRAY; Form 4; Security Employee Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-10-26: Reporting owner MCCASKILL T GRAY; Form 4; Security Employee Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-10-26 | Nielsen David L Officer (Chief Financial Officer) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,294 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Nielsen David L Officer (Chief Financial Officer) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,647 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | MCCASKILL T GRAY Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | MCCASKILL T GRAY Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Murphy Gregory P Officer (Chief Workout Officer) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,475 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Murphy Gregory P Officer (Chief Workout Officer) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −115 0 owned after | $17.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Murphy Gregory P Officer (Chief Workout Officer) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,172 0 owned after | $15.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Murphy Gregory P Officer (Chief Workout Officer) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,416 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | DeSimone Beth S Officer (General Counsel) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,530 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | DeSimone Beth S Officer (General Counsel) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,546 0 owned after | $10.90 exercise price | 2016-10-26 | |
| 2016-10-26 | DeSimone Beth S Officer (General Counsel) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,381 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | DeSimone Beth S Officer (General Counsel) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,383 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Reid Robert L Director, Officer (President and CEO) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,884 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Reid Robert L Director, Officer (President and CEO) | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,883 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | McKenney H Ray Jr Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | McKenney H Ray Jr Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Licari Jerry R Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Licari Jerry R Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Martin J Chandler Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | Martin J Chandler Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | WILSON BOYD C JR Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2016-10-26 | WILSON BOYD C JR Director | 4 | Employee Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,977 0 owned after | $16.00 exercise price | 2016-10-26 | |
| 2012-08-15 | Kauffman Scott Director | 4 | FNBN Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $11.90 | 2012-08-17 |