CommunityOne Bancorp Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-01-13: Federal exemption Rule 506(c); Types of securities offered Equity; Date of first sale 2014-12-29; Total offering amount $25,000,000.
- 2015-01-08: Federal exemption Rule 506(c); Types of securities offered Equity; Date of first sale 2014-12-29; Total offering amount $25,000,000.
- 2011-11-03: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-10-21; Total offering amount $327,368,848.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-01-13 D/A | Rule 506(c) | Equity | 2014-12-29 | $25,000,000 | $25,000,000 | $0 | 8 |
| 2015-01-08 | Rule 506(c) | Equity | 2014-12-29 | $25,000,000 | $25,000,000 | $0 | 8 |
| 2011-11-03 | Rule 506 | Equity | 2011-10-21 | $327,368,848 | $327,368,848 | $0 | 46 |