COLE KENNETH PRODUCTIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-23: Reporting owner DEVIRGILIO MICHAEL; Form 4; Security Option to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-07-28: Reporting owner BLUM PAUL; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-28: Reporting owner Dixon Smith Danesha; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-28: Reporting owner Dixon Smith Danesha; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-23 | DEVIRGILIO MICHAEL Officer (President, Int'l & Licensing) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $7.07 | 2011-11-29 | |
| 2011-07-28 | BLUM PAUL Officer (CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $12.30 exercise price | 2011-07-29 | |
| 2011-06-28 | Dixon Smith Danesha Other (Former Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 0 owned after | $11.80 | 2011-06-29 | |
| 2011-06-28 | Dixon Smith Danesha Other (Former Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $7.07 | 2011-06-29 | |
| 2011-06-27 | Dixon Smith Danesha Other (Former Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 2,100 owned after | $11.80 | 2011-06-29 | |
| 2011-06-01 | Nakatani Christopher I Officer (President Wholesale) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,746 5,492 owned after | $7.07 | 2011-06-02 | |
| 2011-04-07 | DYKSTRA KRISTEN E. Other (Former Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 0 owned after | $11.76 | 2011-04-11 | |
| 2011-04-07 | DYKSTRA KRISTEN E. Other (Former Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $7.07 | 2011-04-11 | |
| 2011-03-16 holding as of filing | Massoni Carol Officer (President Consumer Direct) | 3 | Option to Buy Derivative · Direct | Holding | $13.77 exercise price | 2011-03-16 | ||
| 2011-03-03 | Nakatani Christopher I Officer (President Wholesale) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,746 8,238 owned after | $7.07 | 2011-06-02 | |
| 2011-03-03 | Nakatani Christopher I Officer (President Wholesale) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,746 28,238 owned after | $7.07 | 2011-03-04 | |
| 2011-03-02 | Dixon Smith Danesha Officer (Senior Vice President HR) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $11.76 | 2011-03-03 | |
| 2011-03-02 | Dixon Smith Danesha Officer (Senior Vice President HR) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $7.07 | 2011-03-03 |