COLE KENNETH PRODUCTIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-25: Reporting owner COLE KENNETH D; Form 4; Security Option to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-25: Reporting owner COLE KENNETH D; Form 4; Security Option to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-25: Reporting owner COLE KENNETH D; Form 4; Security Option to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-25: Reporting owner COLE KENNETH D; Form 4; Security Option to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-25 | COLE KENNETH D Director, Officer (Chairman/Chief Creative Direc.), 10% Owner | 4 | Option to Buy Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $22.75 exercise price | 2012-09-28 | |
| 2012-09-25 | COLE KENNETH D Director, Officer (Chairman/Chief Creative Direc.), 10% Owner | 4 | Option to Buy Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $23.85 exercise price | 2012-09-28 | |
| 2012-09-25 | COLE KENNETH D Director, Officer (Chairman/Chief Creative Direc.), 10% Owner | 4 | Option to Buy Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $32.09 exercise price | 2012-09-28 | |
| 2012-09-25 | COLE KENNETH D Director, Officer (Chairman/Chief Creative Direc.), 10% Owner | 4 | Option to Buy Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $14.84 exercise price | 2012-09-28 | |
| 2012-09-25 | COLE KENNETH D Director, Officer (Chairman/Chief Creative Direc.), 10% Owner | 4 | Option to Buy Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −196,426 0 owned after | $5.36 exercise price | 2012-09-28 | |
| 2012-09-25 | COLE KENNETH D Director, Officer (Chairman/Chief Creative Direc.), 10% Owner | 4 | Option to Buy Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $11.80 exercise price | 2012-09-28 | |
| 2012-09-25 | Blitzer Michael J Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $8.18 | 2012-09-28 | |
| 2012-09-25 | KELLY DENIS F Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $19.99 exercise price | 2012-09-28 | |
| 2012-09-25 | KELLY DENIS F Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $33.34 exercise price | 2012-09-28 | |
| 2012-09-25 | KELLY DENIS F Director | 4 | Options to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $29.66 exercise price | 2012-09-28 | |
| 2012-09-25 | KELLY DENIS F Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $24.72 exercise price | 2012-09-28 | |
| 2012-09-25 | KELLY DENIS F Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $23.75 exercise price | 2012-09-28 | |
| 2012-09-25 | KELLY DENIS F Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.41 | 2012-09-28 | |
| 2012-09-25 | GRAYSON ROBERT Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $19.99 exercise price | 2012-09-28 | |
| 2012-09-25 | GRAYSON ROBERT Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $33.34 exercise price | 2012-09-28 | |
| 2012-09-25 | GRAYSON ROBERT Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $29.66 exercise price | 2012-09-28 | |
| 2012-09-25 | GRAYSON ROBERT Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $24.72 exercise price | 2012-09-28 | |
| 2012-09-25 | GRAYSON ROBERT Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $23.75 exercise price | 2012-09-28 | |
| 2012-09-25 | GRAYSON ROBERT Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.41 | 2012-09-28 | |
| 2012-09-25 | PELLER PHILIP Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $29.66 exercise price | 2012-09-28 | |
| 2012-09-25 | PELLER PHILIP Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $24.72 exercise price | 2012-09-28 | |
| 2012-09-25 | PELLER PHILIP Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $23.75 exercise price | 2012-09-28 | |
| 2012-09-25 | PELLER PHILIP Director | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.41 | 2012-09-28 | |
| 2012-09-25 | EDELMAN DAVID Officer (CFO) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $23.85 exercise price | 2012-09-27 | |
| 2012-09-25 | EDELMAN DAVID Officer (CFO) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $22.75 exercise price | 2012-09-27 | |
| 2012-09-25 | EDELMAN DAVID Officer (CFO) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $0.41 | 2012-09-27 | |
| 2012-09-25 | EDELMAN DAVID Officer (CFO) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $8.18 | 2012-09-27 | |
| 2012-09-25 | EDELMAN DAVID Officer (CFO) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.45 | 2012-09-27 | |
| 2012-09-25 | BLUM PAUL Officer (CEO) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $2.95 | 2012-09-27 | |
| 2012-09-25 | COLOSI MICHAEL F Officer (Senior Vice President) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $23.85 exercise price | 2012-09-27 | |
| 2012-09-25 | COLOSI MICHAEL F Officer (Senior Vice President) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $0.41 | 2012-09-27 | |
| 2012-09-25 | COLOSI MICHAEL F Officer (Senior Vice President) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $8.18 | 2012-09-27 | |
| 2012-09-25 | COLOSI MICHAEL F Officer (Senior Vice President) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.45 | 2012-09-27 | |
| 2012-09-25 | DEVIRGILIO MICHAEL Officer (President, Int'l & Licensing) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $23.85 exercise price | 2012-09-27 | |
| 2012-09-25 | DEVIRGILIO MICHAEL Officer (President, Int'l & Licensing) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $0.41 | 2012-09-27 | |
| 2012-09-25 | DEVIRGILIO MICHAEL Officer (President, Int'l & Licensing) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $8.18 | 2012-09-27 | |
| 2012-09-25 | DEVIRGILIO MICHAEL Officer (President, Int'l & Licensing) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.45 | 2012-09-27 | |
| 2012-09-25 | CHARLES PETER J Officer (Chief Supply Chain Officer) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $5.95 | 2012-09-27 | |
| 2012-09-25 | CHARLES PETER J Officer (Chief Supply Chain Officer) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.45 | 2012-09-27 | |
| 2012-09-25 | Nakatani Christopher I Officer (President, Wholesale) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,492 0 owned after | $8.18 | 2012-09-27 | |
| 2012-09-25 | Nakatani Christopher I Officer (President, Wholesale) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.45 | 2012-09-27 | |
| 2012-09-25 | Massoni Carol Officer (President,Consumer Direct) | 4 | Option to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.48 | 2012-09-26 | |
| 2012-06-25 | Wilts Ingo Officer (SVP, Creative Director) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,869 0 owned after | $9.30 | 2012-06-26 | |
| 2012-06-22 | Wilts Ingo Officer (SVP, Creative Director) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,631 3,869 owned after | $9.30 | 2012-06-26 | |
| 2012-06-22 | Wilts Ingo Officer (SVP, Creative Director) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $11.80 | 2012-06-26 |