COLE KENNETH PRODUCTIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-06: Reporting owner GRAYSON ROBERT; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-30: Reporting owner COLE KENNETH D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-08-22: Reporting owner COLE KENNETH D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-08-18: Reporting owner COLE KENNETH D; Form 4/A; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-06 | GRAYSON ROBERT Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −3,125 57,500 owned after | $10.50 exercise price | 2006-11-08 | |
| 2006-08-30 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,600 6,809,697 owned after | $12.83 exercise price | 2006-09-05 | |
| 2006-08-22 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +100 6,812,297 owned after | $12.83 exercise price | 2006-08-22 | |
| 2006-08-18 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,100 6,812,397 owned after | $12.83 exercise price | 2006-08-22 | |
| 2006-08-18 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,100 6,812,397 owned after | $12.83 exercise price | 2006-08-21 | |
| 2006-07-31 | MILLER PHILIP B Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,000 owned after | $19.99 exercise price | 2006-07-31 | |
| 2006-05-18 | KELLY DENIS F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 57,500 owned after | $24.72 | 2006-05-22 | |
| 2006-05-18 | GRAYSON ROBERT Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 60,625 owned after | $24.72 | 2006-05-22 | |
| 2006-05-18 | MILLER PHILIP B Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 35,000 owned after | $24.72 | 2006-05-22 | |
| 2006-05-18 | PELLER PHILIP Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 10,000 owned after | $24.72 | 2006-05-22 | |
| 2006-05-18 | FRANKLIN MARTIN E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 9,167 owned after | $24.72 | 2006-05-22 | |
| 2006-05-18 | KUBETZ HARRY Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 67,500 owned after | $10.50 | 2006-05-22 | |
| 2006-05-17 | HUDSON SUSAN Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 82,500 owned after | $18.58 | 2006-05-18 | |
| 2006-05-16 | HUDSON SUSAN Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 89,000 owned after | $18.58 | 2006-05-17 | |
| 2006-03-10 | WAGNER LORI Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 18,500 owned after | $13.25 | 2006-03-13 | |
| 2006-03-10 | WAGNER LORI Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 15,500 owned after | $23.85 | 2006-03-13 | |
| 2006-03-06 | DEVIRGILIO MICHAEL Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 18,000 owned after | $13.25 | 2006-03-07 | |
| 2006-03-06 | DEVIRGILIO MICHAEL Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 15,000 owned after | $23.85 | 2006-03-07 | |
| 2006-01-25 | BLUM PAUL Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 158,500 owned after | $22.75 exercise price | 2006-01-26 | |
| 2006-01-24 | BLUM PAUL Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 178,000 owned after | $13.25 exercise price | 2006-01-25 | |
| 2006-01-24 | BLUM PAUL Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 166,000 owned after | $23.85 exercise price | 2006-01-25 | |
| 2006-01-24 | BLUM PAUL Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 163,500 owned after | $22.75 exercise price | 2006-01-25 | |
| 2006-01-23 | BLUM PAUL Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 180,000 owned after | $13.25 exercise price | 2006-01-24 | |
| 2006-01-20 | BLUM PAUL Officer (President) | 4 | Employee Stock Option(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 206,000 owned after | $24.25 exercise price | 2006-01-23 | |
| 2006-01-20 | BLUM PAUL Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 200,000 owned after | $13.25 exercise price | 2006-01-23 |