COLE KENNETH PRODUCTIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-02: Reporting owner COLE KENNETH D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-09-19: Reporting owner KUBETZ HARRY; Form 4; Security Employee Stock Option (Right To Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-09-18: Reporting owner KUBETZ HARRY; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-09-06: Reporting owner KUBETZ HARRY; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-02 | COLE KENNETH D Director, Officer (Chairman and CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,500 6,627,987 owned after | $11.58 exercise price | 2007-11-06 | |
| 2007-09-19 | KUBETZ HARRY Officer (Senior Vice President) | 4 | Employee Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,994 50,000 owned after | $11.58 | 2007-09-19 | |
| 2007-09-18 | KUBETZ HARRY Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −706 53,994 owned after | $11.58 | 2007-09-18 | |
| 2007-09-06 | KUBETZ HARRY Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 54,700 owned after | $11.58 | 2007-09-11 | |
| 2007-09-05 | KUBETZ HARRY Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 55,000 owned after | $11.58 | 2007-09-05 | |
| 2007-05-17 | GRAYSON ROBERT Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 55,000 owned after | $23.75 exercise price | 2007-05-22 | |
| 2007-05-17 | KELLY DENIS F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 55,000 owned after | $23.75 exercise price | 2007-05-22 | |
| 2007-05-17 | FRANKLIN MARTIN E Director | 4 | Director Stock Option (Righ to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 14,167 owned after | $23.75 exercise price | 2007-05-22 | |
| 2007-05-17 | PELLER PHILIP Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $23.75 exercise price | 2007-05-22 | |
| 2007-05-16 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 6,685,487 owned after | $11.58 exercise price | 2007-05-16 | |
| 2007-05-11 | KELLY DENIS F Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 50,000 owned after | $11.58 exercise price | 2007-05-14 | |
| 2007-05-08 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,800 6,700,487 owned after | $11.58 exercise price | 2007-05-08 | |
| 2007-05-07 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 6,727,287 owned after | $11.58 exercise price | 2007-05-08 | |
| 2007-05-04 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,300 6,729,187 owned after | $11.58 exercise price | 2007-05-07 | |
| 2007-05-04 | GRAYSON ROBERT Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 50,000 owned after | $11.58 exercise price | 2007-05-07 | |
| 2007-03-07 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,100 6,740,487 owned after | $12.83 | 2007-03-07 | |
| 2007-03-06 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,100 6,769,587 owned after | $12.83 | 2007-03-07 | |
| 2007-03-05 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 6,789,687 owned after | $12.83 | 2007-03-05 | |
| 2007-03-02 | KUBETZ HARRY Officer (Senior Vice President) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 60,000 owned after | $12.83 | 2007-03-07 | |
| 2007-03-02 | KUBETZ HARRY Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 60,000 owned after | $12.83 | 2007-03-05 | |
| 2007-03-02 | COLE KENNETH D Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 6,799,687 owned after | $12.83 | 2007-03-05 | |
| 2007-03-01 | DEVIRGILIO MICHAEL Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 12,000 owned after | $24.25 | 2007-03-01 | |
| 2007-03-01 | DEVIRGILIO MICHAEL Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 7,500 owned after | $13.25 | 2007-03-01 | |
| 2007-03-01 | DEVIRGILIO MICHAEL Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 4,500 owned after | $23.85 | 2007-03-01 |