CMC Materials, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-31: Reporting owner FULLER H LAURANCE; Form 4; Security Phantom Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2015-12-01: Reporting owner Hui Richard; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-01: Reporting owner Hui Richard; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-09-30: Reporting owner FULLER H LAURANCE; Form 4; Security Phantom Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | FULLER H LAURANCE Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +542 542 owned after | $43.78 | 2016-01-04 | |
| 2015-12-01 | Hui Richard Officer (VP, Global Sales) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −230 0 owned after | $27.94 exercise price | 2015-12-03 | |
| 2015-12-01 | Hui Richard Officer (VP, Global Sales) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77 0 owned after | $0.00 | 2015-12-03 | |
| 2015-09-30 | FULLER H LAURANCE Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +613 613 owned after | $38.74 | 2015-10-01 | |
| 2015-06-30 | FULLER H LAURANCE Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +504 504 owned after | $47.11 | 2015-07-01 | |
| 2015-03-31 | FULLER H LAURANCE Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +475 475 owned after | $49.97 | 2015-04-01 | |
| 2015-01-14 holding as of filing | Hui Richard Officer (VP, Global Sales) | 3 | Phantom Stock Derivative · Direct | Holding | $46.65 exercise price | 2015-01-14 | ||
| 2015-01-14 holding as of filing | Hui Richard Officer (VP, Global Sales) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2015-01-14 | ||
| 2015-01-14 holding as of filing | Hui Richard Officer (VP, Global Sales) | 3 | Phantom Stock Derivative · Direct | Holding | $44.10 exercise price | 2015-01-14 | ||
| 2015-01-14 holding as of filing | Hui Richard Officer (VP, Global Sales) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2015-01-14 | ||
| 2015-01-14 holding as of filing | Hui Richard Officer (VP, Global Sales) | 3 | Phantom Stock Derivative · Direct | Holding | $32.64 exercise price | 2015-01-14 | ||
| 2015-01-14 holding as of filing | Hui Richard Officer (VP, Global Sales) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2015-01-14 | ||
| 2015-01-14 holding as of filing | Hui Richard Officer (VP, Global Sales) | 3 | Phantom Stock Derivative · Direct | Holding | $27.94 exercise price | 2015-01-14 | ||
| 2015-01-14 holding as of filing | Hui Richard Officer (VP, Global Sales) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2015-01-14 |