CMC Materials, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner FULLER H LAURANCE; Form 4; Security Phantom Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2012-09-30: Reporting owner FULLER H LAURANCE; Form 4; Security Phantom Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2012-06-30: Reporting owner FULLER H LAURANCE; Form 4; Security Phantom Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2012-06-28: Reporting owner Damashek Yumiko; Form 3/A; Security Restricted Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | FULLER H LAURANCE Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +669 669 owned after | $35.51 exercise price | 2013-01-03 | |
| 2012-09-30 | FULLER H LAURANCE Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +676 676 owned after | $35.14 exercise price | 2012-10-01 | |
| 2012-06-30 | FULLER H LAURANCE Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +813 813 owned after | $29.21 exercise price | 2012-07-02 | |
| 2012-06-28 holding as of filing | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 3/A | Restricted Stock Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-06-28 | |
| 2012-03-31 | FULLER H LAURANCE Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +611 611 owned after | $38.88 | 2012-04-02 | |
| 2012-03-15 holding as of filing | Li David H Officer (VP, Asia Pacific Region) | 3/A | Restricted Stock Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-03-15 | |
| 2012-03-02 | MOONEY EDWARD J Director | 4/A | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,047 9,808 owned after | $0.00 | 2012-03-12 | |
| 2012-03-02 | FULLER H LAURANCE Director | 4/A | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,849 28,484 owned after | $0.00 | 2012-03-09 | |
| 2012-03-02 | WILKINSON STEVEN V Director | 4/A | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,170 16,642 owned after | $0.00 | 2012-03-09 | |
| 2012-03-02 | MOONEY EDWARD J Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,047 9,808 owned after | $0.00 | 2012-03-08 | |
| 2012-03-02 | FRAZEE JOHN P JR Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,582 14,750 owned after | $0.00 | 2012-03-08 |