Clovis Oncology, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-28: Reporting owner Rolfe Lindsey; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-05: Reporting owner Rolfe Lindsey; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-13: Reporting owner Rolfe Lindsey; Form 3; Security Employee stock option (right to buy); Transaction Holding.
- 2015-08-13: Reporting owner Rolfe Lindsey; Form 3; Security Employee stock option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-28 | Rolfe Lindsey Officer (See Remarks) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 23,034 owned after | $3.08 exercise price | 2015-10-30 | |
| 2015-10-05 | Rolfe Lindsey Officer (See Remarks) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 27,034 owned after | $3.08 exercise price | 2015-10-07 | |
| 2015-08-13 holding as of filing | Rolfe Lindsey Officer (See remarks) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2015-08-13 | ||
| 2015-08-13 holding as of filing | Rolfe Lindsey Officer (See remarks) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $3.28 exercise price | 2015-08-13 | ||
| 2015-08-13 holding as of filing | Rolfe Lindsey Officer (See remarks) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $24.74 exercise price | 2015-08-13 | ||
| 2015-08-13 holding as of filing | Rolfe Lindsey Officer (See remarks) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $21.81 exercise price | 2015-08-13 | ||
| 2015-08-13 holding as of filing | Rolfe Lindsey Officer (See remarks) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $73.98 exercise price | 2015-08-13 | ||
| 2015-08-13 holding as of filing | Rolfe Lindsey Officer (See remarks) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $78.38 exercise price | 2015-08-13 | ||
| 2015-08-13 holding as of filing | Rolfe Lindsey Officer (See remarks) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $79.05 exercise price | 2015-08-13 | ||
| 2015-08-13 holding as of filing | Rolfe Lindsey Officer (See remarks) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $85.65 exercise price | 2015-08-13 | ||
| 2015-06-11 | Flaherty Keith T. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $87.15 exercise price | 2015-06-15 | |
| 2015-06-11 | BARRETT M JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $87.15 exercise price | 2015-06-15 | |
| 2015-06-11 | ATWOOD BRIAN G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $87.15 exercise price | 2015-06-15 | |
| 2015-06-11 | SPICKSCHEN THORLEF Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $87.15 exercise price | 2015-06-15 | |
| 2015-06-11 | McKinley Edward J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $87.15 exercise price | 2015-06-15 | |
| 2015-06-11 | KLINGENSTEIN PAUL H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $87.15 exercise price | 2015-06-15 | |
| 2015-06-11 | GRAHAM GINGER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $87.15 exercise price | 2015-06-15 | |
| 2015-06-11 | BLAIR JAMES C Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $87.15 exercise price | 2015-06-15 | |
| 2015-03-05 | Hoerter Steven L. Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 26,206 owned after | $11.02 exercise price | 2015-03-09 | |
| 2015-03-02 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $79.05 exercise price | 2015-03-04 | |
| 2015-03-02 | Allen Andrew R Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $79.05 exercise price | 2015-03-04 | |
| 2015-03-02 | MAST ERLE T Officer (Executive VP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $79.05 exercise price | 2015-03-04 | |
| 2015-03-02 | MAHAFFY PATRICK J Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $79.05 exercise price | 2015-03-04 | |
| 2015-03-02 | Hoerter Steven L. Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $79.05 exercise price | 2015-03-04 | |
| 2015-02-17 | Hoerter Steven L. Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 46,206 owned after | $11.02 exercise price | 2015-02-19 | |
| 2015-01-16 | Hoerter Steven L. Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 56,206 owned after | $11.02 exercise price | 2015-01-20 | |
| 2015-01-13 | Hoerter Steven L. Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 66,206 owned after | $11.02 exercise price | 2015-01-15 |