Clovis Oncology, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-22: Reporting owner BARRETT M JAMES; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2011-11-16: Reporting owner ATWOOD BRIAN G; Form 4; Security Common Stock Option; Transaction J Other acquisition or disposition (describe transaction).
- 2011-11-15: Reporting owner BLAIR JAMES C; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2011-11-15: Reporting owner ATWOOD BRIAN G; Form 3; Security Common Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-22 holding as of filing | BARRETT M JAMES Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 12,414 owned after | $11.02 exercise price | 2011-11-22 | |
| 2011-11-16 | ATWOOD BRIAN G Director, 10% Owner | 4 | Common Stock Option Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +45,171 45,171 owned after | $0.00 | 2011-11-17 | |
| 2011-11-15 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $11.02 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Common Stock Options Derivative · Indirect · See Footnote | Holding | $0.29 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Common Stock Options Derivative · Indirect · See Footnote | Holding | $3.08 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Common Stock Options Derivative · Indirect · See Footnote | Holding | $11.02 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BARRETT M JAMES Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.29 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BARRETT M JAMES Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $3.08 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BARRETT M JAMES Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $11.02 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | McKinley Edward J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.29 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | McKinley Edward J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | McKinley Edward J Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $11.02 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | REED JOHN C Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.29 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | REED JOHN C Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | REED JOHN C Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $11.02 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Hoerter Steven L. Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.02 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Allen Andrew R Officer (See General Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.28 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | IVERS-READ GILLIAN C Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.28 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MAST ERLE T Officer (Executive VP and CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.28 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SPICKSCHEN THORLEF Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.29 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SPICKSCHEN THORLEF Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SPICKSCHEN THORLEF Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $11.02 exercise price | 2011-11-15 |