Clovis Oncology, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-11-01: Reporting owner Gross Paul Edward; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-11-01: Reporting owner Gross Paul Edward; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-11-01: Reporting owner IVERS-READ GILLIAN C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-11-01: Reporting owner IVERS-READ GILLIAN C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-11-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,623 5,625 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 23,125 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,749 3,750 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 23,125 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 1,563 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,812 9,063 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −181 907 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,623 5,624 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 23,125 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,749 3,750 owned after | $0.00 | 2022-11-03 | |
| 2022-11-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 23,125 owned after | $0.00 | 2022-11-03 | |
| 2022-10-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · By wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15 109 owned after | $0.00 | 2022-10-04 | |
| 2022-09-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,063 50,625 owned after | $0.00 | 2022-09-06 | |
| 2022-09-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,063 50,625 owned after | $0.00 | 2022-09-06 | |
| 2022-09-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,896 28,958 owned after | $0.00 | 2022-09-06 | |
| 2022-09-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +508 3,047 owned after | $0.00 | 2022-09-06 | |
| 2022-09-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,063 50,625 owned after | $0.00 | 2022-09-06 | |
| 2022-09-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,063 50,625 owned after | $0.00 | 2022-09-06 | |
| 2022-08-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,624 11,247 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 27,750 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,749 7,499 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 27,750 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,749 7,499 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 27,750 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,624 11,248 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 27,750 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 3,125 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,813 10,875 owned after | $0.00 | 2022-08-03 | |
| 2022-08-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −181 1,088 owned after | $0.00 | 2022-08-03 | |
| 2022-07-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · By wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16 124 owned after | $0.00 | 2022-07-06 | |
| 2022-06-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,896 31,854 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +507 3,555 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,062 55,688 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,062 55,688 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,062 55,688 owned after | $0.00 | 2022-06-03 | |
| 2022-06-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,062 55,688 owned after | $0.00 | 2022-06-03 | |
| 2022-05-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,749 11,248 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 32,375 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,623 16,871 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 32,375 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 4,688 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,812 12,688 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −181 1,269 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,749 11,248 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 32,375 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,623 16,872 owned after | $0.00 | 2022-05-03 | |
| 2022-05-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 32,375 owned after | $0.00 | 2022-05-03 | |
| 2022-04-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · By wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16 140 owned after | $0.00 | 2022-04-05 | |
| 2022-03-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,000 81,000 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,250 60,750 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +563 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,000 81,000 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,250 60,750 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +688 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,000 81,000 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,250 60,750 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +688 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,000 81,000 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,380 6,380 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,584 34,750 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +282 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,031 4,062 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,000 81,000 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,250 60,750 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +563 0 owned after | $0.00 | 2022-03-03 | |
| 2022-02-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 14,997 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | Rolfe Lindsey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 37,000 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 14,997 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | IVERS-READ GILLIAN C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 37,000 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 6,250 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,813 14,500 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −182 1,450 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 22,495 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | Gross Paul Edward Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 37,000 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 22,494 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | MUEHL DANIEL W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,625 37,000 owned after | $0.00 | 2022-02-03 | |
| 2022-01-01 | Harding Thomas C. Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Indirect · By wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16 156 owned after | $0.00 | 2022-01-04 |