Clovis Oncology, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 222 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-15: Reporting owner BARRETT M JAMES; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2011-11-15: Reporting owner NEA 13 GP, Ltd | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP; Form 3; Security Series A-1 Preferred Stock; Transaction Holding.
- 2011-11-15: Reporting owner NEA 13 GP, Ltd | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP; Form 3; Security Series A-2 Preferred Stock; Transaction Holding.
- 2011-11-15: Reporting owner NEA 13 GP, Ltd | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP; Form 3; Security Series B Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-15 holding as of filing | BARRETT M JAMES Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | NEA 13 GP, Ltd | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | NEA 13 GP, Ltd | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | NEA 13 GP, Ltd | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MAHAFFY PATRICK J Director, Officer (President and CEO) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MAHAFFY PATRICK J Director, Officer (President and CEO) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MAHAFFY PATRICK J Director, Officer (President and CEO) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | McKinley Edward J Director | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | McKinley Edward J Director | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | McKinley Edward J Director | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Allen Andrew R Officer (See General Remarks) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Allen Andrew R Officer (See General Remarks) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Allen Andrew R Officer (See General Remarks) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | IVERS-READ GILLIAN C Officer (See Remarks) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | IVERS-READ GILLIAN C Officer (See Remarks) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | IVERS-READ GILLIAN C Officer (See Remarks) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MAST ERLE T Officer (Executive VP and CFO) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MAST ERLE T Officer (Executive VP and CFO) | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MAST ERLE T Officer (Executive VP and CFO) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SPICKSCHEN THORLEF Director | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SPICKSCHEN THORLEF Director | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SPICKSCHEN THORLEF Director | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 |