Clovis Oncology, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 222 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-21: Reporting owner Allen Andrew R; Form 4; Security Series A-2 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-11-21: Reporting owner Allen Andrew R; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-11-16: Reporting owner ATWOOD BRIAN G; Form 4; Security Series A-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-11-16: Reporting owner ATWOOD BRIAN G; Form 4; Security Series A-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-21 | Allen Andrew R Officer (See Remarks) | 4 | Series A-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,345 0 owned after | $0.00 | 2011-11-21 | |
| 2011-11-21 | Allen Andrew R Officer (See Remarks) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −22,391 0 owned after | $0.00 | 2011-11-21 | |
| 2011-11-16 | ATWOOD BRIAN G Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +295,404 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | ATWOOD BRIAN G Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +1,861 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | ATWOOD BRIAN G Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +295,404 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | ATWOOD BRIAN G Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +1,861 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | ATWOOD BRIAN G Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +639,403 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | ATWOOD BRIAN G Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +4,027 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | Versant Ventures IV, LLC | Versant Side Fund IV, L.P. | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +295,404 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | Versant Ventures IV, LLC | Versant Side Fund IV, L.P. | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +1,861 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | Versant Ventures IV, LLC | Versant Side Fund IV, L.P. | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +295,404 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | Versant Ventures IV, LLC | Versant Side Fund IV, L.P. | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +1,861 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | Versant Ventures IV, LLC | Versant Side Fund IV, L.P. | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +639,403 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-16 | Versant Ventures IV, LLC | Versant Side Fund IV, L.P. | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | +4,027 0 owned after | $0.00 | 2011-11-17 | |
| 2011-11-15 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Sereis A-2 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | TREU JESSE I 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | TREU JESSE I 10% Owner | 3 | Sereis A-2 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | TREU JESSE I 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Halak Brian K 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Halak Brian K 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Halak Brian K 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Halak Brian K 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Halak Brian K 10% Owner | 3 | Sereis A-2 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Halak Brian K 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Sereis A-2 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | VITULLO NICOLE 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Sereis A-2 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Sereis A-2 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DP VII ASSOCIATES LP 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DP VII ASSOCIATES LP 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DP VII ASSOCIATES LP 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOMAIN PARTERS VII L P 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOMAIN PARTERS VII L P 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DOMAIN PARTERS VII L P 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Versant Side Fund IV, L.P. | Versant Ventures IV, LLC | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Versant Side Fund IV, L.P. | Versant Ventures IV, LLC | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Versant Side Fund IV, L.P. | Versant Ventures IV, LLC | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Versant Side Fund IV, L.P. | Versant Ventures IV, LLC | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Versant Side Fund IV, L.P. | Versant Ventures IV, LLC | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Versant Side Fund IV, L.P. | Versant Ventures IV, LLC | Versant Venture Capital IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | ATWOOD BRIAN G Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Weller Harry R 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Weller Harry R 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Weller Harry R 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KRAMLICH C RICHARD 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 2 | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BARRETT M JAMES Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 | ||
| 2011-11-15 holding as of filing | BARRETT M JAMES Director, 10% Owner | 3 | Series A-2 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-11-15 |