CLOUDERA, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 67 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-15: Reporting owner Olson Michael; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-15: Reporting owner Olson Michael; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-15: Reporting owner Olson Michael; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-15: Reporting owner Olson Michael; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-15 | Olson Michael Officer (Chief Strategy Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 47,500 owned after | $0.00 | 2018-03-16 | |
| 2017-12-15 | Olson Michael Officer (Chief Strategy Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 75,000 owned after | $0.00 | 2018-03-16 | |
| 2017-12-15 | Olson Michael Officer (Chief Strategy Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,062 117,813 owned after | $0.00 | 2018-03-16 | |
| 2017-12-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 47,500 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 75,000 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,062 117,813 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,025 4,100 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,063 16,500 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,963 35,550 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 47,500 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,312 65,813 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 146,250 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | Reilly Thomas Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 150,000 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | Reilly Thomas Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 243,750 owned after | $0.00 | 2017-12-19 | |
| 2017-12-15 | Reilly Thomas Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,875 155,250 owned after | $0.00 | 2017-12-19 | |
| 2017-12-11 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2017-12-14 | |
| 2017-09-15 | SORDELLO STEVE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Reilly Thomas Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 166,667 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Reilly Thomas Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 262,500 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Reilly Thomas Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,875 181,125 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 59,375 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 83,334 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,063 126,875 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,025 5,125 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,062 18,563 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,962 38,513 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | FRANKOLA JAMES Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 59,375 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | FRANKOLA JAMES Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,313 73,125 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | FRANKOLA JAMES Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 157,500 owned after | $0.00 | 2017-09-19 | |
| 2017-09-15 | Cole Martin I Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | SORDELLO STEVE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 1,875 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Reilly Thomas Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 183,334 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Reilly Thomas Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 281,250 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 71,250 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 91,667 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,062 135,938 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,025 6,150 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,063 20,625 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,963 41,475 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | FRANKOLA JAMES Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 71,250 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | FRANKOLA JAMES Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,312 80,438 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | FRANKOLA JAMES Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 168,750 owned after | $0.00 | 2017-09-19 | |
| 2017-06-15 | Cole Martin I Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 1,875 owned after | $0.00 | 2017-09-19 | |
| 2017-04-27 | Olson Michael Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 83,125 owned after | $0.00 | 2017-09-19 | |
| 2017-04-27 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,175 7,175 owned after | $0.00 | 2017-09-19 | |
| 2017-04-27 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,312 22,688 owned after | $0.00 | 2017-09-19 | |
| 2017-04-27 | Kimber Wayne Officer (Vice President of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,962 44,438 owned after | $0.00 | 2017-09-19 | |
| 2017-04-27 | FRANKOLA JAMES Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 83,125 owned after | $0.00 | 2017-09-19 | |
| 2017-04-27 | FRANKOLA JAMES Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,250 87,750 owned after | $0.00 | 2017-09-19 | |
| 2017-04-27 holding as of filing | Hammonds Kimberly Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Stankey Michael A. Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | SORDELLO STEVE Director | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | SORDELLO STEVE Director | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Cole Martin I Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Cole Martin I Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Kimber Wayne Officer (Vice President of Finance) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Kimber Wayne Officer (Vice President of Finance) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Kimber Wayne Officer (Vice President of Finance) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | FRANKOLA JAMES Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | FRANKOLA JAMES Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | FRANKOLA JAMES Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Olson Michael Officer (Chief Strategy Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Olson Michael Officer (Chief Strategy Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Olson Michael Officer (Chief Strategy Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Reilly Thomas Officer (Chief Executive Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Reilly Thomas Officer (Chief Executive Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Reilly Thomas Officer (Chief Executive Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-04-27 |