CLOUDERA, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-10-08: Reporting owner Reasoner Scott; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-10-08: Reporting owner Reasoner Scott; Form 4/A; Security Performance Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-10-08: Reporting owner BEARDEN ROBERT G; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-10-08: Reporting owner Reasoner Scott; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-10-08 | Reasoner Scott Officer (Chief Accounting Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,203 0 owned after | no price filed | 2021-10-18 | |
| 2021-10-08 | Reasoner Scott Officer (Chief Accounting Officer) | 4/A | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,957 0 owned after | no price filed | 2021-10-18 | |
| 2021-10-08 | BEARDEN ROBERT G Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −976,004 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,103 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,957 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | Hu Gaoxiang Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,076 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | LYNN JESSE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,950 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | CORMIER PAUL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,521 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | Stankey Michael A. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,521 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | FENTON PETER H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,521 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | KLAUSMEYER KEVIN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,521 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | Schooler Rosemary Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,004 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | Hollison Mick Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −592,744 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −422,710 0 owned after | no price filed | 2021-10-13 | |
| 2021-10-08 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,609 0 owned after | no price filed | 2021-10-13 | |
| 2021-09-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,415 17,077 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,138 5,693 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,855 47,710 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,192 73,723 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | LYNN JESSE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,357 21,429 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | Hollison Mick Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 7,000 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | Hollison Mick Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,491 102,460 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | Hollison Mick Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,668 256,004 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | Hollison Mick Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,257 227,310 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,625 21,250 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,907 119,536 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,555 232,775 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,461 49,149 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,165 577,491 owned after | $0.00 | 2021-09-16 | |
| 2021-09-15 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −134,702 398,513 owned after | $0.00 | 2021-09-16 | |
| 2021-06-16 | LYNN JESSE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,521 14,521 owned after | $0.00 | 2021-06-17 | |
| 2021-06-16 | FENTON PETER H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,521 14,521 owned after | $0.00 | 2021-06-17 | |
| 2021-06-16 | Hu Gaoxiang Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,521 14,521 owned after | $0.00 | 2021-06-17 | |
| 2021-06-16 | Stankey Michael A. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,521 14,521 owned after | $0.00 | 2021-06-17 | |
| 2021-06-16 | CORMIER PAUL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,521 14,521 owned after | $0.00 | 2021-06-17 | |
| 2021-06-16 | KLAUSMEYER KEVIN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,521 14,521 owned after | $0.00 | 2021-06-17 | |
| 2021-06-16 | Schooler Rosemary Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,521 14,521 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | LYNN JESSE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,357 26,786 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | LYNN JESSE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,119 0 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | FENTON PETER H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,119 0 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Hu Gaoxiang Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,322 0 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Hollison Mick Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 10,500 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Hollison Mick Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,492 122,951 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Hollison Mick Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,667 298,672 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Hollison Mick Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,257 252,567 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,166 641,656 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −134,702 533,215 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Stankey Michael A. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,119 0 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,574 291,439 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,542 235,427 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,582 228,077 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,987 279,872 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,625 31,875 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,907 143,443 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,555 279,330 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,461 54,610 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | CORMIER PAUL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,119 0 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | KLAUSMEYER KEVIN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,119 0 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,416 20,492 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,139 6,831 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,855 71,565 owned after | $0.00 | 2021-06-17 | |
| 2021-06-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,191 81,915 owned after | $0.00 | 2021-06-17 | |
| 2021-04-22 | Hu Gaoxiang Director | 4 | Restricted Stock UNit (RSU) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,555 36,555 owned after | $0.00 | 2021-04-23 | |
| 2021-03-22 holding as of filing | Hollison Mick Officer (President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2021-03-22 | ||
| 2021-03-22 holding as of filing | Hollison Mick Officer (President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2021-03-22 | ||
| 2021-03-22 holding as of filing | Hollison Mick Officer (President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2021-03-22 | ||
| 2021-03-22 holding as of filing | Hollison Mick Officer (President) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2021-03-22 | ||
| 2021-03-16 | Schooler Rosemary Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +34,483 34,483 owned after | $0.00 | 2021-03-19 | |
| 2021-03-15 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,165 705,822 owned after | $0.00 | 2021-06-17 | |
| 2021-03-15 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −134,702 667,917 owned after | $0.00 | 2021-06-17 | |
| 2021-03-15 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,165 738,454 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −134,702 635,285 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,625 42,500 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,907 167,350 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,555 325,885 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,460 60,071 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | LYNN JESSE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,357 32,143 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,573 340,013 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,543 258,969 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,582 260,659 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,987 307,859 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,415 23,908 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,138 7,970 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,710 0 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,855 95,420 owned after | $0.00 | 2021-03-17 | |
| 2021-03-15 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,191 90,106 owned after | $0.00 | 2021-03-17 | |
| 2021-02-27 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +98,297 98,297 owned after | $0.00 | 2021-03-02 | |
| 2021-02-27 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,531 65,531 owned after | $0.00 | 2021-03-02 | |
| 2021-02-22 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +335,846 335,846 owned after | $0.00 | 2021-02-24 | |
| 2021-02-22 | BEARDEN ROBERT G Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +769,987 769,987 owned after | $0.00 | 2021-02-24 | |
| 2021-01-07 | Hu Gaoxiang Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,322 8,322 owned after | $0.00 | 2021-01-11 | |
| 2021-01-07 | Graziano Nick Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $0.00 | 2021-01-11 | |
| 2021-01-07 | Graziano Nick Director | 4 | Restricted Stock Unit (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,119 0 owned after | $0.00 | 2021-01-11 |