CLOUDERA, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 40 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-10-08: Reporting owner BEARDEN ROBERT G; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-10-08: Reporting owner KLAUSMEYER KEVIN; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-12-23: Reporting owner Reasoner Scott; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-23: Reporting owner Reasoner Scott; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-10-08 | BEARDEN ROBERT G Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −438,908 0 owned after | $3.65 exercise price | 2021-10-13 | |
| 2021-10-08 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,574 0 owned after | $10.84 exercise price | 2021-10-13 | |
| 2020-12-23 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,701 0 owned after | $10.84 exercise price | 2020-12-23 | |
| 2020-12-23 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,413 0 owned after | $10.84 exercise price | 2020-12-23 | |
| 2020-12-23 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,201 0 owned after | $10.90 exercise price | 2020-12-23 | |
| 2020-12-23 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,109 0 owned after | $10.90 exercise price | 2020-12-23 | |
| 2020-12-08 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −152,053 0 owned after | $1.72 exercise price | 2020-12-09 | |
| 2020-03-09 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,944 0 owned after | $3.64 exercise price | 2020-03-13 | |
| 2019-08-01 | Reilly Thomas Officer (Former CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,304,755 7,304,755 owned after | $3.21 exercise price | 2019-08-05 | |
| 2019-06-07 | Reilly Thomas Officer (CEO and President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,191,426 0 owned after | $3.21 exercise price | 2019-06-10 | |
| 2019-06-06 | Reilly Thomas Officer (CEO and President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,113,329 2,191,426 owned after | $3.21 exercise price | 2019-06-10 | |
| 2019-06-06 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 152,053 owned after | $1.72 exercise price | 2019-06-10 | |
| 2019-06-06 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,083 0 owned after | $3.64 exercise price | 2019-06-10 | |
| 2019-06-06 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,056 29,944 owned after | $3.64 exercise price | 2019-06-10 | |
| 2019-01-03 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +376 376 owned after | $3.65 exercise price | 2019-01-07 | |
| 2019-01-03 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,353 18,353 owned after | $10.90 exercise price | 2019-01-07 | |
| 2019-01-03 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +151,296 151,296 owned after | $10.90 exercise price | 2019-01-07 | |
| 2019-01-03 | MURTHY ARUN Officer (Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,307 112,307 owned after | $3.65 exercise price | 2019-01-07 | |
| 2019-01-03 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,701 34,701 owned after | $10.84 exercise price | 2019-01-07 | |
| 2019-01-03 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,413 21,413 owned after | $10.84 exercise price | 2019-01-07 | |
| 2019-01-03 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,201 2,201 owned after | $10.90 exercise price | 2019-01-07 | |
| 2019-01-03 | Reasoner Scott Officer (Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,109 14,109 owned after | $10.90 exercise price | 2019-01-07 | |
| 2019-01-03 | KLAUSMEYER KEVIN Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,574 125,574 owned after | $10.84 exercise price | 2019-01-07 | |
| 2019-01-03 | BEARDEN ROBERT G Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +438,908 438,908 owned after | $3.65 exercise price | 2019-01-07 | |
| 2018-12-27 | Reilly Thomas Officer (CEO and President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,152 7,304,755 owned after | $3.21 exercise price | 2018-12-28 | |
| 2018-12-11 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −74,417 352,053 owned after | $1.72 exercise price | 2018-12-13 | |
| 2018-12-11 | FRANKOLA JIM Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,917 52,083 owned after | $3.64 exercise price | 2018-12-13 | |
| 2018-01-12 holding as of filing | Kimber Wayne Officer (Vice President of Finance) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.87 exercise price | 2018-01-12 | ||
| 2018-01-10 | Kimber Wayne Officer (Vice President of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 151,967 owned after | $2.87 exercise price | 2018-01-12 | |
| 2017-04-27 holding as of filing | Kimber Wayne Officer (Vice President of Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.87 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Kimber Wayne Officer (Vice President of Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $16.02 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | FRANKOLA JAMES Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.72 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | FRANKOLA JAMES Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | FRANKOLA JAMES Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.64 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | FRANKOLA JAMES Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $16.02 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Olson Michael Officer (Chief Strategy Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.68 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Olson Michael Officer (Chief Strategy Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.21 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Olson Michael Officer (Chief Strategy Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $16.02 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Reilly Thomas Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.21 exercise price | 2017-04-27 | ||
| 2017-04-27 holding as of filing | Reilly Thomas Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $16.24 exercise price | 2017-04-27 |