CLARCOR INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-17: Reporting owner Wolfson Richard M; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-17: Reporting owner Conway Christopher; Form 4; Security Common Stock Par Value $1.00; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-12-17: Reporting owner Fallon David Joseph; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-17: Reporting owner LINDSAY DAVID J; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-17 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,011 124,933 owned after | $61.57 | 2013-12-18 | |
| 2013-12-17 | Conway Christopher Officer (President and CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,024 378,296 owned after | $61.57 | 2013-12-18 | |
| 2013-12-17 | Fallon David Joseph Officer (VP-Chief Financial Officer) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −399 130,006 owned after | $61.57 | 2013-12-18 | |
| 2013-12-17 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,397 188,769 owned after | $61.57 | 2013-12-18 | |
| 2013-12-17 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,224 286,854 owned after | $61.57 | 2013-12-18 | |
| 2013-12-16 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,500 124,480 owned after | $61.57 | 2013-12-18 | |
| 2013-12-16 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,464 126,944 owned after | $61.57 exercise price | 2013-12-18 | |
| 2013-12-16 | Conway Christopher Officer (President and CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,000 375,498 owned after | $61.57 | 2013-12-18 | |
| 2013-12-16 | Conway Christopher Officer (President and CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,822 382,320 owned after | $61.57 exercise price | 2013-12-18 | |
| 2013-12-16 | Fallon David Joseph Officer (VP-Chief Financial Officer) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 127,559 owned after | $61.57 | 2013-12-18 | |
| 2013-12-16 | Fallon David Joseph Officer (VP-Chief Financial Officer) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,846 130,405 owned after | $61.57 exercise price | 2013-12-18 | |
| 2013-12-16 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 188,553 owned after | $61.57 | 2013-12-18 | |
| 2013-12-16 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,613 190,166 owned after | $61.57 exercise price | 2013-12-18 | |
| 2013-12-16 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 287,695 owned after | $61.57 | 2013-12-18 | |
| 2013-12-16 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,383 290,078 owned after | $61.57 exercise price | 2013-12-18 | |
| 2013-10-17 | Bradford James W Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 52,500 owned after | $33.43 | 2013-10-18 | |
| 2013-10-17 | Bradford James W Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 45,000 owned after | $35.66 | 2013-10-18 | |
| 2013-10-17 | Bradford James W Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 37,500 owned after | $31.96 | 2013-10-18 | |
| 2013-10-17 | Bradford James W Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 30,000 owned after | $35.55 | 2013-10-18 | |
| 2013-10-17 | Bradford James W Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $25.31 | 2013-10-18 | |
| 2013-10-17 | Bradford James W Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $35.11 | 2013-10-18 | |
| 2013-09-25 | PACKARD JAMES L Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 60,000 owned after | $20.57 | 2013-09-25 | |
| 2013-09-25 | JENKINS ROBERT H Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 60,000 owned after | $20.57 | 2013-09-25 | |
| 2013-09-24 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 52,500 owned after | $25.31 | 2013-09-25 | |
| 2013-09-24 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 45,000 owned after | $25.89 | 2013-09-25 | |
| 2013-09-24 | BURGSTAHLER ROBERT J Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 60,000 owned after | $20.57 | 2013-09-25 | |
| 2013-07-25 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 96,980 owned after | $32.78 | 2013-07-26 | |
| 2013-07-22 | DONOVAN PAUL Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 30,000 owned after | $35.66 | 2013-07-22 | |
| 2013-07-22 holding as of filing | DONOVAN PAUL Director | 4 | Common Stock Par Value $1.00 Derivative · Indirect · by spouse | Holding | 15,000 owned after | no price filed | 2013-07-22 | |
| 2013-07-16 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,000 169,553 owned after | $26.08 | 2013-07-17 | |
| 2013-07-12 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 252,695 owned after | $28.79 | 2013-07-12 | |
| 2013-01-30 | PACKARD JAMES L Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $18.13 | 2013-01-31 | |
| 2013-01-23 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,000 192,553 owned after | $22.80 | 2013-01-24 | |
| 2013-01-22 | JENKINS ROBERT H Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $18.13 | 2013-01-24 |