CLARCOR INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-17: Reporting owner Wolfson Richard M; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-17: Reporting owner WHITE KEITH A; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-17: Reporting owner LINDSAY DAVID J; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-17: Reporting owner FERRISE SAM; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-17 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,103 120,330 owned after | $62.99 | 2014-12-19 | |
| 2014-12-17 | WHITE KEITH A Officer (President - CLARCOR AFG) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175 1,524 owned after | $62.99 | 2014-12-19 | |
| 2014-12-17 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,411 143,958 owned after | $62.99 | 2014-12-19 | |
| 2014-12-17 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,846 214,008 owned after | $62.99 | 2014-12-19 | |
| 2014-12-17 | Fallon David Joseph Officer (VP-Chief Financial Officer) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,111 128,895 owned after | $62.99 | 2014-12-19 | |
| 2014-12-17 | Conway Christopher Officer (President and CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,728 372,568 owned after | $62.99 | 2014-12-19 | |
| 2014-10-31 | DONOVAN PAUL Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 22,500 owned after | $31.96 | 2014-11-03 | |
| 2014-10-31 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 251,854 owned after | $36.48 | 2014-11-03 | |
| 2014-10-31 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 216,854 owned after | $33.75 | 2014-11-03 | |
| 2014-10-28 | DONOVAN PAUL Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $31.96 | 2014-10-28 | |
| 2014-10-23 | BURGSTAHLER ROBERT J Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 52,500 owned after | $25.89 | 2014-10-24 | |
| 2014-09-24 | JENKINS ROBERT H Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 52,500 owned after | $25.89 | 2014-09-25 | |
| 2014-09-23 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 30,000 owned after | $35.66 | 2014-09-25 | |
| 2014-09-23 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $35.55 | 2014-09-25 | |
| 2014-09-23 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $35.11 | 2014-09-25 | |
| 2014-09-22 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 167,069 owned after | $28.79 | 2014-09-23 | |
| 2014-09-22 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 145,369 owned after | $33.75 | 2014-09-23 | |
| 2014-09-22 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 122,433 owned after | $32.30 | 2014-09-23 | |
| 2014-09-22 | Emkes Mark A Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 15,050 owned after | $38.06 | 2014-09-23 | |
| 2014-07-16 holding as of filing | WHITE KEITH A Officer (President - CLARCOR AFG) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | $61.57 exercise price | 2014-07-16 | ||
| 2014-07-16 holding as of filing | WHITE KEITH A Officer (President - CLARCOR AFG) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | no price filed | 2014-07-16 | ||
| 2014-03-26 | LOCHNER PHILIP R Director | 4/A | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 37,500 owned after | $31.96 | 2014-03-28 | |
| 2014-03-26 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 37,500 owned after | $31.96 | 2014-03-27 |