CLARCOR INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-16: Reporting owner Wolfson Richard M; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-16: Reporting owner FERRISE SAM; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-16: Reporting owner JOHNSON NORMAN E; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-16: Reporting owner LINDSAY DAVID J; Form 4; Security Common Stock Par Value $1.00; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-16 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,387 127,368 owned after | $43.72 | 2010-12-20 | |
| 2010-12-16 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 301,676 owned after | $43.72 | 2010-12-20 | |
| 2010-12-16 | JOHNSON NORMAN E Director, Officer (Chairman, President & CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,825 1,278,764 owned after | $43.72 | 2010-12-20 | |
| 2010-12-16 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,520 226,746 owned after | $43.72 | 2010-12-20 | |
| 2010-12-13 | Conway Christopher Officer (President and COO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 77,123 owned after | $42.86 | 2010-12-15 | |
| 2010-12-13 | Conway Christopher Officer (President and COO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,774 79,897 owned after | $42.86 exercise price | 2010-12-15 | |
| 2010-12-13 | Fallon David Joseph Officer (VP-Chief Financial Officer) | 4 | Common stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 27,735 owned after | $42.86 | 2010-12-15 | |
| 2010-12-13 | Fallon David Joseph Officer (VP-Chief Financial Officer) | 4 | Common stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,683 29,418 owned after | $42.86 exercise price | 2010-12-15 | |
| 2010-12-13 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 302,285 owned after | $42.86 | 2010-12-15 | |
| 2010-12-13 | FERRISE SAM Officer (President-Baldwin) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,141 305,426 owned after | $42.86 exercise price | 2010-12-15 | |
| 2010-12-13 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 127,090 owned after | $42.86 | 2010-12-15 | |
| 2010-12-13 | Wolfson Richard M Officer (VP, General Counsel) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,665 128,755 owned after | $42.89 exercise price | 2010-12-15 | |
| 2010-12-13 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 226,998 owned after | $42.86 | 2010-12-15 | |
| 2010-12-13 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,268 228,266 owned after | $42.86 exercise price | 2010-12-15 | |
| 2010-12-13 | JOHNSON NORMAN E Director, Officer (Chairman, President & CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 1,279,420 owned after | $42.86 | 2010-12-15 | |
| 2010-12-13 | JOHNSON NORMAN E Director, Officer (Chairman, President & CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,169 1,292,589 owned after | $42.86 exercise price | 2010-12-15 | |
| 2010-10-29 | DONOVAN PAUL Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 52,500 owned after | $18.13 | 2010-11-01 | |
| 2010-10-29 | DONOVAN PAUL Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,523 47,977 owned after | $20.57 | 2010-11-01 | |
| 2010-10-18 | BURGSTAHLER ROBERT J Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $11.72 | 2010-10-19 | |
| 2010-10-06 | JENKINS ROBERT H Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $11.72 | 2010-10-07 | |
| 2010-09-27 | Emkes Mark A Director | 4 | Common stock par value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,550 5,550 owned after | $38.06 | 2010-09-28 | |
| 2010-09-22 | LINDSAY DAVID J Officer (VP-Admin. & Chief Admin. Off.) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,588 204,998 owned after | $28.96 | 2010-09-23 | |
| 2010-09-21 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $11.72 | 2010-09-22 | |
| 2010-09-21 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 60,000 owned after | $16.01 | 2010-09-22 | |
| 2010-09-20 | BURGSTAHLER ROBERT J Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,034 75,000 owned after | $9.75 | 2010-09-20 | |
| 2010-07-06 holding as of filing | Conway Christopher Officer (President and COO) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | $32.30 exercise price | 2010-07-06 | ||
| 2010-07-06 holding as of filing | Conway Christopher Officer (President and COO) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | $32.78 exercise price | 2010-07-06 | ||
| 2010-07-06 holding as of filing | Conway Christopher Officer (President and COO) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | $36.48 exercise price | 2010-07-06 | ||
| 2010-07-06 holding as of filing | Conway Christopher Officer (President and COO) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | $33.75 exercise price | 2010-07-06 | ||
| 2010-07-06 holding as of filing | Conway Christopher Officer (President and COO) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | $28.13 exercise price | 2010-07-06 | ||
| 2010-07-06 holding as of filing | Conway Christopher Officer (President and COO) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | no price filed | 2010-07-06 | ||
| 2010-07-06 holding as of filing | Conway Christopher Officer (President and COO) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | no price filed | 2010-07-06 | ||
| 2010-07-06 holding as of filing | Conway Christopher Officer (President and COO) | 3 | Common Stock Par Value $1.00 Derivative · Direct | Holding | no price filed | 2010-07-06 | ||
| 2010-06-30 holding as of filing | Emkes Mark A Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-06-30 | |
| 2010-05-04 | JOHNSON NORMAN E Director, Officer (Chairman, President & CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,316 1,178,940 owned after | $22.57 | 2010-05-05 | |
| 2010-05-04 | JOHNSON NORMAN E Director, Officer (Chairman, President & CEO) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,520 1,159,420 owned after | $28.96 | 2010-05-05 | |
| 2010-04-30 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,554 276,691 owned after | $28.96 | 2010-05-03 | |
| 2010-04-30 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,662 270,029 owned after | $28.96 | 2010-05-03 | |
| 2010-04-30 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,908 262,121 owned after | $28.96 | 2010-05-03 | |
| 2010-04-30 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,513 252,608 owned after | $28.96 | 2010-05-03 | |
| 2010-04-22 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,799 284,245 owned after | $22.20 | 2010-04-23 | |
| 2010-04-21 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 377,651 owned after | $22.80 | 2010-04-22 | |
| 2010-04-21 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 366,651 owned after | $22.80 | 2010-04-22 | |
| 2010-04-21 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 344,651 owned after | $16.15 | 2010-04-22 | |
| 2010-04-21 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 334,651 owned after | $13.75 | 2010-04-22 | |
| 2010-04-21 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,830 308,821 owned after | $22.20 | 2010-04-22 | |
| 2010-04-21 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,184 299,637 owned after | $22.20 | 2010-04-22 | |
| 2010-04-21 | KLEIN BRUCE A Officer (VP-Strategic Initiatives) | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,593 286,044 owned after | $22.20 | 2010-04-22 | |
| 2010-04-13 | ADAM J MARC Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $11.72 | 2010-04-14 | |
| 2010-04-13 | ADAM J MARC Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 60,000 owned after | $16.01 | 2010-04-14 | |
| 2010-04-13 | ADAM J MARC Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 52,500 owned after | $18.13 | 2010-04-14 | |
| 2010-03-25 holding as of filing | Fallon David Joseph Officer (VP-Chief Financial Officer) | 3 | Common Stock Par Value Derivative · Direct | Holding | $33.96 exercise price | 2010-03-25 | ||
| 2010-03-23 | DONOVAN PAUL Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 60,000 owned after | $35.11 | 2010-03-24 | |
| 2010-03-23 | PACKARD JAMES L Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 75,000 owned after | $35.11 | 2010-03-24 | |
| 2010-03-23 | LOCHNER PHILIP R Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 75,000 owned after | $35.11 | 2010-03-24 | |
| 2010-03-23 | JENKINS ROBERT H Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 75,000 owned after | $35.11 | 2010-03-24 | |
| 2010-03-23 | BURGSTAHLER ROBERT J Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 77,034 owned after | $35.11 | 2010-03-24 | |
| 2010-03-23 | ADAM J MARC Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 75,000 owned after | $35.11 | 2010-03-24 | |
| 2010-03-23 | Bradford James W Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 38,750 owned after | $35.11 | 2010-03-24 | |
| 2010-01-29 | PACKARD JAMES L Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $9.19 | 2010-02-01 | |
| 2010-01-20 | ADAM J MARC Director | 4 | Common Stock Par Value $1.00 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 67,500 owned after | $9.19 | 2010-01-20 |