CHANNELADVISOR CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 92 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-29: Reporting owner KERINS PATRICK J; Form 4; Security Series C Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2013-05-29: Reporting owner NEA Partners 12, Limited Partnership | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | BARRETT M JAMES | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D; Form 4; Security Series C Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2013-05-29: Reporting owner BUINEVICIUS ARIS ANTANAS; Form 4; Security Series C Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2013-05-29: Reporting owner Hower Robert; Form 4; Security Series C Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-29 | KERINS PATRICK J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 3 | S Open market or private sale of non-derivative or derivative security | −95,980 44,249,588 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | NEA Partners 12, Limited Partnership | KOLLURI KRISHNA KITTU | DRANT RYAN D | BARRIS PETER J | NEA 12 GP, LLC | BASKETT FOREST | BARRETT M JAMES | New Enterprise Associates 12, Limited Partnership | SANDELL SCOTT D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −95,980 44,249,588 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | BUINEVICIUS ARIS ANTANAS Director, Officer (Chief Technology Officer) | 4 | Series C Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −57,143 1,287,181 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | Hower Robert Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | S Open market or private sale of non-derivative or derivative security | −97,194 11,816,835 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | ATV Associates VII, L.L.C. | ATV Entrepreneurs VII, L.P. | Advanced Technology Ventures VII(C), L.P. | Advanced Technology Ventures VII(B), L.P. | ADVANCED TECHNOLOGY VENTURES VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | S Open market or private sale of non-derivative or derivative security | −97,194 11,816,835 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | Volpe Louis J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | S Open market or private sale of non-derivative or derivative security | −132,908 9,108,225 owned after | $0.88 | 2013-05-29 | |
| 2013-05-29 | Kodiak Ventures Management Company, Inc. | KODIAK VENTURE PARTNERS IIBLP | KODIAK VENTURE PARTNERS III LP | SKI OPPORTUNITIES FUND LLC | KODIAK III ENTREPRENEURS FUND L P | KODIAK VENTURE PARTNERS II ALP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Funds | S Open market or private sale of non-derivative or derivative security | −132,908 9,108,225 owned after | $0.88 | 2013-05-29 |