Cepton, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-01-07: Reporting owner Syllantavos George; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2022-04-05: Reporting owner Xu Hull; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2022-02-10: Reporting owner Syllantavos George; Form 4; Security Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-01-07 | Syllantavos George Director | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −617,500 0 owned after | $115.00 exercise price | 2025-01-07 | |
| 2022-04-05 holding as of filing | Xu Hull Officer (Chief Financial Officer) | 3 | Warrants (right to buy) Derivative · Direct | Holding | $11.50 exercise price | 2022-04-05 | ||
| 2022-02-10 | Syllantavos George Director | 4 | Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +617,500 617,500 owned after | $1.00 | 2022-02-14 |