Cepton, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-01-07: Reporting owner HOURTIENNE MITCHELL; Form 4; Security Performance Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-09-19: Reporting owner HOURTIENNE MITCHELL; Form 3; Security Performance Stock Units; Transaction Holding.
- 2022-05-03: Reporting owner Xu Hull; Form 4; Security Performance Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-01-07 | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 4 | Performance Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,700 0 owned after | no price filed | 2025-01-07 | |
| 2023-09-19 holding as of filing | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 3 | Performance Stock Units Derivative · Direct | Holding | no price filed | 2023-09-19 | ||
| 2022-05-03 | Xu Hull Officer (Chief Financial Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,000 56,000 owned after | $0.00 | 2022-05-05 |