Cepton, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-01-07: Reporting owner Chang Dong; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-01-07: Reporting owner Chang Dong; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-01-07: Reporting owner Chang Dong; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-01-07: Reporting owner Chang Dong; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-01-07 | Chang Dong Officer (Interim CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,593 0 owned after | $6.80 exercise price | 2025-01-07 | |
| 2025-01-07 | Chang Dong Officer (Interim CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,898 0 owned after | $10.20 exercise price | 2025-01-07 | |
| 2025-01-07 | Chang Dong Officer (Interim CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,449 0 owned after | $8.30 exercise price | 2025-01-07 | |
| 2025-01-07 | Chang Dong Officer (Interim CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,898 0 owned after | $12.60 exercise price | 2025-01-07 | |
| 2025-01-07 | Chang Dong Officer (Interim CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,347 0 owned after | $53.40 exercise price | 2025-01-07 | |
| 2025-01-07 | Han Liqun Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −195,938 0 owned after | $1.00 exercise price | 2025-01-07 | |
| 2025-01-07 | Han Liqun Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,984 0 owned after | $9.70 exercise price | 2025-01-07 | |
| 2025-01-07 | Liao Dongyi Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −97,969 0 owned after | $1.00 exercise price | 2025-01-07 | |
| 2025-01-07 | Liao Dongyi Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,492 0 owned after | $1.00 exercise price | 2025-01-07 | |
| 2025-01-07 | Liao Dongyi Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,230 0 owned after | $6.80 exercise price | 2025-01-07 | |
| 2025-01-07 | Liao Dongyi Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,230 0 owned after | $10.20 exercise price | 2025-01-07 | |
| 2025-01-07 | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52 0 owned after | $6.80 exercise price | 2025-01-07 | |
| 2025-01-07 | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −920 0 owned after | $9.70 exercise price | 2025-01-07 | |
| 2025-01-07 | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,937 0 owned after | $10.20 exercise price | 2025-01-07 | |
| 2025-01-07 | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,122 0 owned after | $12.60 exercise price | 2025-01-07 | |
| 2025-01-07 | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,492 0 owned after | $12.60 exercise price | 2025-01-07 | |
| 2024-01-12 holding as of filing | Chang Dong Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.80 exercise price | 2024-01-12 | ||
| 2024-01-12 holding as of filing | Chang Dong Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.20 exercise price | 2024-01-12 | ||
| 2024-01-12 holding as of filing | Chang Dong Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.30 exercise price | 2024-01-12 | ||
| 2024-01-12 holding as of filing | Chang Dong Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $12.60 exercise price | 2024-01-12 | ||
| 2024-01-12 holding as of filing | Chang Dong Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $53.40 exercise price | 2024-01-12 | ||
| 2023-09-19 holding as of filing | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.97 exercise price | 2023-09-19 | ||
| 2023-09-19 holding as of filing | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.02 exercise price | 2023-09-19 | ||
| 2023-09-19 holding as of filing | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.26 exercise price | 2023-09-19 | ||
| 2023-09-19 holding as of filing | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.26 exercise price | 2023-09-19 | ||
| 2023-09-19 holding as of filing | HOURTIENNE MITCHELL Officer (Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2023-09-19 | ||
| 2022-04-05 holding as of filing | Xu Hull Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.26 exercise price | 2022-04-05 | ||
| 2022-02-11 holding as of filing | Chen Jinying Officer (Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.97 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Chen Jinying Officer (Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.83 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Chen Jinying Officer (Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.26 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Chen Jinying Officer (Corporate Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.34 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Liao Dongyi Officer (SVP of Applications) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.10 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Liao Dongyi Officer (SVP of Applications) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.10 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Liao Dongyi Officer (SVP of Applications) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.68 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Liao Dongyi Officer (SVP of Applications) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.02 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Han Liqun Officer (SVP of Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.10 exercise price | 2022-02-11 | ||
| 2022-02-11 holding as of filing | Han Liqun Officer (SVP of Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.97 exercise price | 2022-02-11 |