CARBON BLACK, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 220 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-03: Reporting owner MAEDER PAUL A; Form 3; Security Series E Convertible Preferred Stock; Transaction Holding.
- 2018-05-03: Reporting owner MAEDER PAUL A; Form 3; Security Series E Convertible Preferred Stock; Transaction Holding.
- 2018-05-03: Reporting owner MAEDER PAUL A; Form 3; Security Series F Convertible Preferred Stock; Transaction Holding.
- 2018-05-03: Reporting owner MAEDER PAUL A; Form 3; Security Series F Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-C Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-C Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By 1941 Co-Invest, LLC | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | CIRINO MARIA Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By B941, LLC | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Viscuso Michael Officer (Chief Technology Officer) | 3 | Series E-1 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Viscuso Michael Officer (Chief Technology Officer) | 3 | Series E-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-05-03 |