CARBON BLACK, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 220 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-08: Reporting owner CIRINO MARIA; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-05-08: Reporting owner CIRINO MARIA; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-05-08: Reporting owner CIRINO MARIA; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-05-08: Reporting owner CIRINO MARIA; Form 4; Security Series D Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-08 | CIRINO MARIA Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | C Conversion of derivative security | −14,581 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | C Conversion of derivative security | −964,406 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | C Conversion of derivative security | −4,695 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | C Conversion of derivative security | −414,237 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | C Conversion of derivative security | −2,017 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | C Conversion of derivative security | −496,476 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | C Conversion of derivative security | −2,417 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By 1941 Co-Invest, LLC | C Conversion of derivative security | −1,879,052 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I, L.P. | C Conversion of derivative security | −301,785 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Point 406 Ventures I-A, L.P. | C Conversion of derivative security | −1,469 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | CIRINO MARIA Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By B941, LLC | C Conversion of derivative security | −961,501 0 owned after | $0.00 | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | C Conversion of derivative security | −4,794,437 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | C Conversion of derivative security | −2,628,466 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | C Conversion of derivative security | −237,472 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | C Conversion of derivative security | −1,544,087 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | C Conversion of derivative security | −846,518 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | C Conversion of derivative security | −76,480 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | C Conversion of derivative security | −689,800 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | C Conversion of derivative security | −378,171 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | C Conversion of derivative security | −34,166 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII Limited Partnership | C Conversion of derivative security | −1,149,874 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-B Limited Partnership | C Conversion of derivative security | −278,637 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-C Limited Partnership | C Conversion of derivative security | −405,783 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership | C Conversion of derivative security | −36,031 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII Limited Partnership | C Conversion of derivative security | −1,036,762 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-B Limited Partnership | C Conversion of derivative security | −251,227 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-C Limited Partnership | C Conversion of derivative security | −365,866 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-08 | MAEDER PAUL A Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership (8) | C Conversion of derivative security | −32,486 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-C Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-C Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | HIGHLAND CAPITAL PARTNERS VI LP | HIGHLAND MANAGEMENT PARTNERS VI L P | Highland Management Partners VII, LLC | HIGHLAND CAPITAL PARTNERS VI-B LP | Highland Capital Partners VII-C LP | HIGHLAND ENTREPRENEURS FUND VI LP | HIGHLAND CAPITAL PARTNERS VII-B L P | Highland Management Partners VII Limited Partnership | Highland Capital Partners VII LP | Highland Management Partners VI, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-C Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-C Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Highland Entrepreneurs Fund VII Limited Partnership 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Entrepreneurs' Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI GmbH & Co. KG | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Entrepreneurs' Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI GmbH & Co. KG | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Entrepreneurs' Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI GmbH & Co. KG | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Entrepreneurs' Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | ATLAS VENTURE FUND VI LP | Atlas Venture Associates VI, L.P. | Atlas Venture Fund VI GmbH & Co KG | Atlas Venture Associates VI, Inc. | ATLAS VENTURE ENTREPRENEURS FUND VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI GmbH & Co. KG | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Entrepreneurs' Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI GmbH & Co. KG | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Entrepreneurs' Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI GmbH & Co. KG | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Entrepreneurs' Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI GmbH & Co. KG | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Entrepreneurs' Fund VI, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund VI GmbH & Co. KG | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Atlas Venture Fund IX, L.P. | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | Fagnan Jeff Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Accom B9F Investors, LLC | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | NORDIN RONALD H. Director | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VI-B Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII Limited Partnership | Holding | no price filed | 2018-05-03 | ||
| 2018-05-03 holding as of filing | MAEDER PAUL A Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Highland Capital Partners VII-B Limited Partnership | Holding | no price filed | 2018-05-03 |