CARBON BLACK, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-02-03: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-09-30; Total offering amount $68,533,982.
- 2015-10-14: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-09-30; Total offering amount $54,999,990.
- 2014-02-24: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-02-10; Total offering amount $38,235,562.
- 2012-07-30: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-07-13; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-02-03 D/A | Rule 506(b) | Equity | 2015-09-30 | $68,533,982 | $68,283,980 | $250,002 | 20 |
| 2015-10-14 | Rule 506(b) | Equity | 2015-09-30 | $54,999,990 | $54,533,988 | $466,002 | 17 |
| 2014-02-24 | Rule 506(b) | Equity | 2014-02-10 | $38,235,562 | $38,235,562 | $0 | 17 |
| 2012-07-30 | Rule 506 | Equity | 2012-07-13 | Indefinite | $34,499,259 | Indefinite | 10 |
| 2011-04-13 | Rule 506 | Equity | 2011-04-05 | Indefinite | $12,500,000 | Indefinite | 10 |